SHUFRO ROSE & CO LLC Q3 2020 Filing
Filed October 27, 2020
Portfolio Value
$1.0T
Holdings
277
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (277 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | CDECOEUR MNG INC | 44,000 | $325.0M | 0.03% | |
| 202 | PFNPIMCO INCOME STRATEGY FD II | 35,650 | $324.0M | 0.03% | |
| 203 | RDS/AROYAL DUTCH SHELL PLC | 12,790 | $322.0M | 0.03% | |
| 204 | OUNZVANECK MERK GOLD TR | 17,110 | $315.0M | 0.03% | |
| 205 | EUSAISHARES INC | 5,134 | $314.0M | 0.03% | |
| 206 | HCSGHEALTHCARE SVCS GROUP INC | 14,575 | $314.0M | 0.03% | |
| 207 | FCTFIRST TR SR FLG RTE INCM FD | 28,500 | $313.0M | 0.03% | |
| 208 | SNYSANOFI | 6,180 | $310.0M | 0.03% | |
| 209 | CMCSACOMCAST CORP NEW | 6,650 | $308.0M | 0.03% | |
| 210 | MTBM & T BK CORP | 3,309 | $305.0M | 0.03% | |
| 211 | VVISA INC | 1,511 | $302.0M | 0.03% | |
| 212 | NYCBEURNEW YORK CMNTY BANCORP INC | 36,550 | $302.0M | 0.03% | |
| 213 | XLKSELECT SECTOR SPDR TR | 2,560 | $299.0M | 0.03% | |
| 214 | LBRDALIBERTY BROADBAND CORP | 2,050 | $291.0M | 0.03% | |
| 215 | AFGAMERICAN FINL GROUP INC OHIO | 4,200 | $281.0M | 0.03% | |
| 216 | IJRISHARES TR | 3,934 | $276.0M | 0.03% | |
| 217 | ICCCIMMUCELL CORP | 50,670 | $275.0M | 0.03% | |
| 218 | GATXGATX CORP | 4,200 | $268.0M | 0.03% | |
| 219 | GENCGENCOR INDS INC | 23,608 | $260.0M | 0.03% | |
| 220 | WORKSLACK TECHNOLOGIES INC | 9,600 | $258.0M | 0.02% | |
| 221 | REZISHARES TR | 4,100 | $250.0M | 0.02% | |
| 222 | BPBP PLC | 14,275 | $249.0M | 0.02% | |
| 223 | SPGIS&P GLOBAL INC | 667 | $241.0M | 0.02% | |
| 224 | VODVODAFONE GROUP PLC NEW | 17,969 | $241.0M | 0.02% | |
| 225 | NSCNORFOLK SOUTHN CORP | 1,125 | $241.0M | 0.02% | |
| 226 | GQ9SPDR GOLD TR | 1,325 | $235.0M | 0.02% | |
| 227 | EXPEEXPEDIA GROUP INC | 2,542 | $233.0M | 0.02% | |
| 228 | VLOVALERO ENERGY CORP | 5,200 | $225.0M | 0.02% | |
| 229 | MHNBLACKROCK MUNIHLDGS NY QLTY | 16,700 | $225.0M | 0.02% | |
| 230 | BDXBECTON DICKINSON & CO | 950 | $221.0M | 0.02% | |
| 231 | —CTO REALTY GROWTH INC | 5,000 | $221.0M | 0.02% | |
| 232 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $218.0M | 0.02% | |
| 233 | DOWDOW INC | 4,605 | $217.0M | 0.02% | |
| 234 | BDJBLACKROCK ENHANCED EQUITY DI | 29,285 | $214.0M | 0.02% | |
| 235 | VLYVALLEY NATL BANCORP | 31,000 | $212.0M | 0.02% | |
| 236 | MAMASTERCARD INCORPORATED | 620 | $210.0M | 0.02% | |
| 237 | VGMINVESCO TR INVT GRADE MUNS | 16,900 | $210.0M | 0.02% | |
| 238 | TPHTRI POINTE GROUP INC | 11,500 | $209.0M | 0.02% | |
| 239 | BRXBRIXMOR PPTY GROUP INC | 17,771 | $208.0M | 0.02% | |
| 240 | XLVSELECT SECTOR SPDR TR | 1,934 | $204.0M | 0.02% | |
| 241 | UTFCOHEN & STEERS INFRASTRUCTUR | 9,100 | $202.0M | 0.02% | |
| 242 | MYNBLACKROCK MUNIYIELD N Y QUAL | 15,600 | $198.0M | 0.02% | |
| 243 | EPDENTERPRISE PRODS PARTNERS L | 12,250 | $193.0M | 0.02% | |
| 244 | VMOINVESCO MUN OPPORTUNITY TR | 15,500 | $189.0M | 0.02% | |
| 245 | NANNUVEEN NEW YORK QLT MUN INC | 13,000 | $178.0M | 0.02% | |
| 246 | RANDRAND CAP CORP | 16,045 | $178.0M | 0.02% | |
| 247 | WABFWESTERN ASSET MUN PARTNERS F | 11,941 | $172.0M | 0.02% | |
| 248 | —S&W SEED CO | 67,000 | $166.0M | 0.02% | |
| 249 | —PACIFIC ETHANOL INC | 22,500 | $165.0M | 0.02% | Put |
| 250 | RQICOHEN & STEERS QUALITY INCOM | 14,800 | $164.0M | 0.02% | |
| 251 | NPFINUVEEN PFD & INCM SECURTIES | 17,332 | $153.0M | 0.01% | |
| 252 | NUVNUVEEN MUN VALUE FD INC | 14,000 | $149.0M | 0.01% | |
| 253 | NAZNUVEEN ARIZONA QLTY MUN INC | 10,000 | $147.0M | 0.01% | |
| 254 | TSQTOWNSQUARE MEDIA INC | 31,500 | $147.0M | 0.01% | |
| 255 | XJEQXABERDEEN JAPAN EQUITY FD INC | 17,375 | $144.0M | 0.01% | |
| 256 | —BLACKROCK MUNIYIELD ARIZ FD | 10,000 | $144.0M | 0.01% | |
| 257 | —180 DEGREE CAP CORP | 75,006 | $142.0M | 0.01% | |
| 258 | EVNEATON VANCE MUNI INCOME TRUS | 10,000 | $128.0M | 0.01% | |
| 259 | —ORBCOMM INC | 36,100 | $123.0M | 0.01% | |
| 260 | PEDPEDEVCO CORP | 71,095 | $106.0M | 0.01% | |
| 261 | OPKOPKO HEALTH INC | 28,500 | $105.0M | 0.01% | |
| 262 | CERSCERUS CORP | 16,500 | $103.0M | 0.01% | |
| 263 | JPCNUVEEN PFD & INCOME OPPORTUN | 10,000 | $85.0M | 0.01% | |
| 264 | —BELLICUM PHARMACEUTICALS INC | 12,941 | $85.0M | 0.01% | |
| 265 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $78.0M | 0.01% | |
| 266 | FFORD MTR CO DEL | 10,908 | $73.0M | 0.01% | |
| 267 | AAMEATLANTIC AMERN CORP | 35,992 | $72.0M | 0.01% | |
| 268 | —MAGAL SECURITY SYS LTD | 17,835 | $67.0M | 0.01% | |
| 269 | ACTGACACIA RESH CORP | 18,015 | $63.0M | 0.01% | |
| 270 | PSECPROSPECT CAP CORP | 11,800 | $59.0M | 0.01% | |
| 271 | BKCCUSDBLACKROCK CAP INVT CORP | 21,190 | $52.0M | 0.01% | |
| 272 | PIMPUTNAM MASTER INTER INCOME T | 11,000 | $45.0M | 0.00% | |
| 273 | ARTWARTS WAY MFG INC | 18,784 | $43.0M | 0.00% | |
| 274 | VVRINVESCO SR INCOME TR | 10,000 | $37.0M | 0.00% | |
| 275 | KWE1RING ENERGY INC | 50,000 | $34.0M | 0.00% | |
| 276 | —WIRELESS TELECOM GROUP INC | 22,726 | $31.0M | 0.00% | |
| 277 | EQSEQUUS TOTAL RETURN INC | 17,735 | $21.0M | 0.00% |
PreviousPage 3 of 3