SHUFRO ROSE & CO LLC Q4 2017 Filing
Filed February 6, 2018
Portfolio Value
$1.0T
Holdings
288
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (288 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | XEVVXEATON VANCE LTD DUR INCOME F | 26,500 | $362.0M | 0.04% | |
| 202 | EFTEATON VANCE FLTING RATE INC | 25,200 | $361.0M | 0.04% | |
| 203 | GILDGILEAD SCIENCES INC | 4,915 | $352.0M | 0.03% | |
| 204 | AMEAMETEK INC NEW | 4,824 | $350.0M | 0.03% | |
| 205 | NTRSNORTHERN TR CORP | 3,500 | $350.0M | 0.03% | |
| 206 | —HSBC HLDGS PLC | 13,525 | $349.0M | 0.03% | |
| 207 | TIPISHARES TR | 3,033 | $346.0M | 0.03% | |
| 208 | PSXPHILLIPS 66 | 3,400 | $344.0M | 0.03% | |
| 209 | TEVATEVA PHARMACEUTICAL INDS LTD | 17,719 | $336.0M | 0.03% | |
| 210 | —AVX CORP NEW | 19,125 | $331.0M | 0.03% | |
| 211 | MHNBLACKROCK MUNIHLDGS NY QLTY | 24,500 | $328.0M | 0.03% | |
| 212 | AALAMERICAN AIRLS GROUP INC | 6,263 | $326.0M | 0.03% | |
| 213 | GSKGLAXOSMITHKLINE PLC | 8,977 | $318.0M | 0.03% | |
| 214 | XJEQXABERDEEN JAPAN EQUITY FD INC | 35,125 | $317.0M | 0.03% | |
| 215 | HPTUSDHOSPITALITY PPTYS TR | 10,600 | $316.0M | 0.03% | |
| 216 | —KERYX BIOPHARMACEUTICALS INC | 67,800 | $315.0M | 0.03% | |
| 217 | HASIHANNON ARMSTRONG SUST INFR C | 12,940 | $311.0M | 0.03% | |
| 218 | SNYSANOFI | 7,200 | $310.0M | 0.03% | |
| 219 | UTFCOHEN & STEERS INFRASTRUCTUR | 12,800 | $307.0M | 0.03% | |
| 220 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $304.0M | 0.03% | |
| 221 | CHS1USDCHICOS FAS INC | 34,200 | $302.0M | 0.03% | |
| 222 | CAKECHEESECAKE FACTORY INC | 6,250 | $301.0M | 0.03% | |
| 223 | BRWTEMPLETON GLOBAL INCOME FD | 46,500 | $300.0M | 0.03% | |
| 224 | PEOEXELON CORP | 7,550 | $298.0M | 0.03% | |
| 225 | HONHONEYWELL INTL INC | 1,930 | $296.0M | 0.03% | |
| 226 | NPFINUVEEN PFD & INCM SECURTIES | 28,586 | $292.0M | 0.03% | |
| 227 | LXPUSDLEXINGTON REALTY TRUST | 30,216 | $292.0M | 0.03% | |
| 228 | NYCBEURNEW YORK CMNTY BANCORP INC | 22,100 | $288.0M | 0.03% | |
| 229 | DISCKUSDDISCOVERY COMMUNICATNS NEW | 13,425 | $284.0M | 0.03% | |
| 230 | —POWERSHARES QQQ TRUST | 1,807 | $281.0M | 0.03% | |
| 231 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 45,000 | $280.0M | 0.03% | |
| 232 | EVNEATON VANCE MUNI INCOME TRUS | 22,500 | $279.0M | 0.03% | |
| 233 | SBUXSTARBUCKS CORP | 4,774 | $274.0M | 0.03% | |
| 234 | DWDMORGAN STANLEY | 5,200 | $273.0M | 0.03% | |
| 235 | MOALTRIA GROUP INC | 3,750 | $268.0M | 0.03% | |
| 236 | XEFRXEATON VANCE SR FLTNG RTE TR | 18,300 | $264.0M | 0.03% | |
| 237 | REGNREGENERON PHARMACEUTICALS | 700 | $263.0M | 0.03% | |
| 238 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $262.0M | 0.03% | |
| 239 | —COLONY NORTHSTAR INC | 22,700 | $259.0M | 0.03% | |
| 240 | LBRDALIBERTY BROADBAND CORP | 2,984 | $254.0M | 0.03% | |
| 241 | FCTFIRST TR SR FLG RTE INCM FD | 18,900 | $244.0M | 0.02% | |
| 242 | VTNINVESCO TR INVT GRADE NY MUN | 17,800 | $244.0M | 0.02% | |
| 243 | HALHALLIBURTON CO | 4,981 | $243.0M | 0.02% | |
| 244 | JBGSJBG SMITH PPTYS | 6,913 | $240.0M | 0.02% | |
| 245 | LOANMANHATTAN BRIDGE CAPITAL INC | 40,025 | $238.0M | 0.02% | |
| 246 | FCOABERDEEN GLOBAL INCOME FD IN | 26,600 | $235.0M | 0.02% | |
| 247 | KELKELLOGG CO | 3,447 | $234.0M | 0.02% | |
| 248 | MLMMARTIN MARIETTA MATLS INC | 1,050 | $232.0M | 0.02% | |
| 249 | WABFWESTERN ASST MN PRT FD INC | 15,037 | $229.0M | 0.02% | |
| 250 | CNXCNX RESOURCES CORPORATION | 15,400 | $225.0M | 0.02% | |
| 251 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $225.0M | 0.02% | |
| 252 | OREALTY INCOME CORP | 3,900 | $222.0M | 0.02% | |
| 253 | ABBVABBVIE INC | 2,255 | $218.0M | 0.02% | |
| 254 | —ASV HLDGS INC | 21,446 | $218.0M | 0.02% | |
| 255 | KMI 4.75 03/31/28EL PASO ENERGY CAP TR I | 4,400 | $209.0M | 0.02% | |
| 256 | BDXBECTON DICKINSON & CO | 950 | $203.0M | 0.02% | |
| 257 | —SALISBURY BANCORP INC | 4,500 | $201.0M | 0.02% | |
| 258 | ABTABBOTT LABS | 3,500 | $200.0M | 0.02% | |
| 259 | FEIMFREQUENCY ELECTRS INC | 21,397 | $200.0M | 0.02% | |
| 260 | FFORD MTR CO DEL | 15,708 | $196.0M | 0.02% | |
| 261 | NUVNUVEEN MUN VALUE FD INC | 17,000 | $172.0M | 0.02% | |
| 262 | —ABERDEEN ASIA PACIFIC INCOM | 34,300 | $167.0M | 0.02% | |
| 263 | —180 DEGREE CAP CORP | 84,500 | $166.0M | 0.02% | |
| 264 | —RTI SURGICAL INC | 38,500 | $158.0M | 0.02% | |
| 265 | ALOTASTRONOVA INC | 10,879 | $151.0M | 0.01% | |
| 266 | REFRRESEARCH FRONTIERS INC | 143,250 | $149.0M | 0.01% | |
| 267 | —FORUM MERGER CORP | 12,500 | $136.0M | 0.01% | |
| 268 | PPIHPERMA PIPE INTL HLDGS INC | 14,591 | $131.0M | 0.01% | |
| 269 | XJQCXNUVEEN CR STRATEGIES INCM FD | 15,300 | $126.0M | 0.01% | |
| 270 | MSDMORGAN STANLEY EMER MKTS DEB | 12,450 | $124.0M | 0.01% | |
| 271 | AAMEATLANTIC AMERN CORP | 36,050 | $123.0M | 0.01% | |
| 272 | JPCNUVEEN PFD & INCM OPPORTNYS | 10,000 | $103.0M | 0.01% | |
| 273 | —TICC CAPITAL CORP | 17,000 | $98.0M | 0.01% | |
| 274 | PSECPROSPECT CAPITAL CORPORATION | 13,602 | $92.0M | 0.01% | |
| 275 | —S&W SEED CO | 21,000 | $82.0M | 0.01% | |
| 276 | —MAGAL SECURITY SYS LTD | 14,335 | $73.0M | 0.01% | |
| 277 | ARTWARTS WAY MFG INC | 23,784 | $71.0M | 0.01% | |
| 278 | —MITCHAM INDS INC | 21,200 | $67.0M | 0.01% | |
| 279 | LEE1EURLEE ENTERPRISES INC | 25,000 | $59.0M | 0.01% | |
| 280 | —ENSCO PLC | 10,000 | $59.0M | 0.01% | |
| 281 | CERSCERUS CORP | 14,000 | $47.0M | 0.00% | |
| 282 | —PACIFIC ETHANOL INC | 10,000 | $46.0M | 0.00% | |
| 283 | EQSEQUUS TOTAL RETURN INC | 17,735 | $43.0M | 0.00% | |
| 284 | —PENNEY J C INC | 13,000 | $41.0M | 0.00% | |
| 285 | PDLIEURPDL BIOPHARMA INC | 11,500 | $32.0M | 0.00% | |
| 286 | PEDPEDEVCO CORP | 97,703 | $31.0M | 0.00% | |
| 287 | —ARALEZ PHARMACEUTICALS INC | 17,987 | $26.0M | 0.00% | |
| 288 | —ALIMERA SCIENCES INC | 10,000 | $13.0M | 0.00% |
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