SHUFRO ROSE & CO LLC Q4 2018 Filing
Filed February 1, 2019
Portfolio Value
$904.9B
Holdings
294
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (294 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | AXPAMERICAN EXPRESS CO | 3,333 | $318.0M | 0.04% | |
| 202 | AMEAMETEK INC NEW | 4,624 | $313.0M | 0.03% | |
| 203 | DISCKUSDDISCOVERY INC | 13,425 | $310.0M | 0.03% | |
| 204 | FEIMFREQUENCY ELECTRS INC | 28,397 | $301.0M | 0.03% | |
| 205 | GILDGILEAD SCIENCES INC | 4,800 | $300.0M | 0.03% | |
| 206 | SSUPSUPERIOR INDS INTL INC | 62,418 | $300.0M | 0.03% | |
| 207 | MCKMCKESSON CORP | 2,700 | $298.0M | 0.03% | Call |
| 208 | PGPROCTER AND GAMBLE CO | 3,230 | $297.0M | 0.03% | |
| 209 | NDQINVESCO QQQ TR | 1,923 | $297.0M | 0.03% | |
| 210 | PSXPHILLIPS 66 | 3,436 | $296.0M | 0.03% | |
| 211 | GTYGETTY RLTY CORP NEW | 10,000 | $294.0M | 0.03% | |
| 212 | VLGEAVILLAGE SUPER MKT INC | 11,000 | $294.0M | 0.03% | |
| 213 | NTRSNORTHERN TR CORP | 3,500 | $293.0M | 0.03% | |
| 214 | ENBENBRIDGE INC | 9,392 | $292.0M | 0.03% | |
| 215 | PRAPROASSURANCE CORP | 7,130 | $289.0M | 0.03% | |
| 216 | SNYSANOFI | 6,500 | $282.0M | 0.03% | |
| 217 | —HSBC HLDGS PLC | 10,825 | $279.0M | 0.03% | |
| 218 | AFGAMERICAN FINL GROUP INC OHIO | 3,000 | $272.0M | 0.03% | |
| 219 | ABBVABBVIE INC | 2,925 | $270.0M | 0.03% | |
| 220 | CAKECHEESECAKE FACTORY INC | 6,200 | $270.0M | 0.03% | |
| 221 | ABTABBOTT LABS | 3,710 | $268.0M | 0.03% | |
| 222 | PDCEUSDPDC ENERGY INC | 8,950 | $266.0M | 0.03% | |
| 223 | —ORBCOMM INC | 31,600 | $261.0M | 0.03% | |
| 224 | GENCGENCOR INDS INC | 23,608 | $259.0M | 0.03% | |
| 225 | EPDENTERPRISE PRODS PARTNERS L | 10,350 | $255.0M | 0.03% | |
| 226 | UTFCOHEN & STEERS INFRASTRUCTUR | 12,800 | $253.0M | 0.03% | |
| 227 | HPTUSDHOSPITALITY PPTYS TR | 10,500 | $251.0M | 0.03% | |
| 228 | CICIGNA CORP NEW | 1,285 | $244.0M | 0.03% | |
| 229 | JBGSJBG SMITH PPTYS | 6,913 | $241.0M | 0.03% | |
| 230 | BRWTEMPLETON GLOBAL INCOME FD | 39,500 | $238.0M | 0.03% | |
| 231 | —AVX CORP NEW | 15,245 | $232.0M | 0.03% | |
| 232 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $230.0M | 0.03% | |
| 233 | —ASV HLDGS INC | 114,967 | $230.0M | 0.03% | |
| 234 | MOALTRIA GROUP INC | 4,600 | $227.0M | 0.03% | |
| 235 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $227.0M | 0.03% | |
| 236 | NPFINUVEEN PFD & INCM SECURTIES | 27,201 | $225.0M | 0.02% | |
| 237 | REGNREGENERON PHARMACEUTICALS | 600 | $224.0M | 0.02% | |
| 238 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $221.0M | 0.02% | |
| 239 | REFRRESEARCH FRONTIERS INC | 141,750 | $221.0M | 0.02% | |
| 240 | PIIMPINJ INC | 15,035 | $219.0M | 0.02% | |
| 241 | CDECOEUR MNG INC | 48,800 | $218.0M | 0.02% | |
| 242 | BDXBECTON DICKINSON & CO | 950 | $214.0M | 0.02% | |
| 243 | NYCBEURNEW YORK CMNTY BANCORP INC | 22,449 | $211.0M | 0.02% | |
| 244 | SQMSOCIEDAD QUIMICA MINERA DE C | 5,500 | $211.0M | 0.02% | |
| 245 | VGMINVESCO TR INVT GRADE MUNS | 18,000 | $207.0M | 0.02% | |
| 246 | CMCSACOMCAST CORP NEW | 6,050 | $206.0M | 0.02% | |
| 247 | DWDMORGAN STANLEY | 5,100 | $202.0M | 0.02% | |
| 248 | AALAMERICAN AIRLS GROUP INC | 6,263 | $201.0M | 0.02% | |
| 249 | FUNDSPROTT FOCUS TR INC | 34,597 | $200.0M | 0.02% | |
| 250 | SNDSMART SAND INC | 89,000 | $198.0M | 0.02% | |
| 251 | MHNBLACKROCK MUNIHLDGS NY QLTY | 16,300 | $195.0M | 0.02% | |
| 252 | WABFWESTERN ASST MN PRT FD INC | 13,637 | $190.0M | 0.02% | |
| 253 | MYNBLACKROCK MUNIYIELD NY QLTY | 16,100 | $185.0M | 0.02% | |
| 254 | PPIHPERMA PIPE INTL HLDGS INC | 19,591 | $171.0M | 0.02% | |
| 255 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $161.0M | 0.02% | |
| 256 | AKBAAKEBIA THERAPEUTICS INC | 28,988 | $160.0M | 0.02% | |
| 257 | NANNUVEEN NEW YORK QLT MUN INC | 13,000 | $159.0M | 0.02% | |
| 258 | —180 DEGREE CAP CORP | 89,500 | $157.0M | 0.02% | |
| 259 | AAOIAPPLIED OPTOELECTRONICS INC | 10,000 | $154.0M | 0.02% | Call |
| 260 | CNXCNX RESOURCES CORPORATION | 12,800 | $146.0M | 0.02% | Call |
| 261 | —RTI SURGICAL INC | 36,000 | $133.0M | 0.01% | |
| 262 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 24,500 | $130.0M | 0.01% | |
| 263 | NUVNUVEEN MUN VALUE FD INC | 14,000 | $130.0M | 0.01% | |
| 264 | XJEQXABERDEEN JAPAN EQUITY FD INC | 19,875 | $129.0M | 0.01% | |
| 265 | XEVVXEATON VANCE LTD DUR INCOME F | 10,500 | $125.0M | 0.01% | |
| 266 | MSDMORGAN STANLEY EMER MKTS DEB | 14,450 | $119.0M | 0.01% | |
| 267 | PEDPEDEVCO CORP | 146,095 | $111.0M | 0.01% | |
| 268 | LXPUSDLEXINGTON REALTY TRUST | 13,315 | $109.0M | 0.01% | |
| 269 | RQICOHEN & STEERS QUALITY RLTY | 10,000 | $104.0M | 0.01% | |
| 270 | RAILFREIGHTCAR AMER INC | 14,133 | $95.0M | 0.01% | |
| 271 | NAVINAVIENT CORPORATION | 10,525 | $93.0M | 0.01% | |
| 272 | CERSCERUS CORP | 17,000 | $86.0M | 0.01% | |
| 273 | FFORD MTR CO DEL | 11,037 | $84.0M | 0.01% | |
| 274 | AAMEATLANTIC AMERN CORP | 34,992 | $84.0M | 0.01% | |
| 275 | JPCNUVEEN PFD & INCM OPPORTNYS | 10,000 | $83.0M | 0.01% | |
| 276 | SLMSLM CORP | 10,025 | $83.0M | 0.01% | |
| 277 | EHIWESTERN ASSET GLB HI INCOME | 10,005 | $83.0M | 0.01% | |
| 278 | —S&W SEED CO | 44,000 | $80.0M | 0.01% | |
| 279 | PSECPROSPECT CAPITAL CORPORATION | 11,000 | $69.0M | 0.01% | |
| 280 | —PENNSYLVANIA RL ESTATE INVT | 11,400 | $68.0M | 0.01% | |
| 281 | —MAGAL SECURITY SYS LTD | 14,335 | $64.0M | 0.01% | |
| 282 | PIMPUTNAM MASTER INTER INCOME T | 14,000 | $60.0M | 0.01% | |
| 283 | —FINJAN HLDGS INC | 21,500 | $54.0M | 0.01% | |
| 284 | —ENSCO PLC | 14,500 | $52.0M | 0.01% | |
| 285 | ARTWARTS WAY MFG INC | 23,784 | $48.0M | 0.01% | |
| 286 | EQSEQUUS TOTAL RETURN INC | 17,735 | $35.0M | 0.00% | |
| 287 | PDLIEURPDL BIOPHARMA INC | 11,500 | $33.0M | 0.00% | |
| 288 | NBRNABORS INDUSTRIES LTD | 10,084 | $20.0M | 0.00% | |
| 289 | —PENNEY J C INC | 13,000 | $14.0M | 0.00% | |
| 290 | —PACIFIC ETHANOL INC | 11,000 | $9.0M | 0.00% | |
| 291 | —RITE AID CORP | 10,000 | $7.0M | 0.00% | |
| 292 | —ALIMERA SCIENCES INC | 10,000 | $7.0M | 0.00% | |
| 293 | —DIGIRAD CORP | 13,000 | $7.0M | 0.00% | |
| 294 | —MIDATECH PHARMA PLC | 10,000 | $2.0M | 0.00% |
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