SHUFRO ROSE & CO LLC Q4 2023 Filing
Filed February 5, 2024
Portfolio Value
$1.1T
Holdings
303
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (303 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | MHNBLACKROCK MUNIHLDGS NY QLTY | 38,200 | $348.8M | 0.03% | |
| 202 | XLFISELECT SECTOR SPDR TR | 4,990 | $343.4M | 0.03% | |
| 203 | ABTABBOTT LABS | 3,469 | $336.0M | 0.03% | |
| 204 | COLDAMERICOLD REALTY TRUST INC | 11,000 | $334.5M | 0.03% | |
| 205 | ALSALLSTATE CORP | 3,000 | $334.2M | 0.03% | |
| 206 | ICCCIMMUCELL CORP | 62,408 | $333.3M | 0.03% | |
| 207 | HH20180 DEGREE CAP CORP | 77,001 | $326.5M | 0.03% | |
| 208 | AJGGALLAGHER ARTHUR J & CO | 1,400 | $319.1M | 0.03% | |
| 209 | XLKSELECT SECTOR SPDR TR | 1,930 | $316.4M | 0.03% | |
| 210 | IHIISHARES TR | 6,500 | $315.3M | 0.03% | |
| 211 | USFDUS FOODS HLDG CORP | 7,860 | $312.0M | 0.03% | |
| 212 | MDYSPDR S&P MIDCAP 400 ETF TR | 681 | $311.0M | 0.03% | |
| 213 | HAYWHAYWARD HLDGS INC | 22,000 | $310.2M | 0.03% | |
| 214 | UNPUNION PAC CORP | 1,523 | $310.2M | 0.03% | |
| 215 | HURCHURCO CO | 13,800 | $309.5M | 0.03% | |
| 216 | MPTMEDICAL PPTYS TRUST INC | 56,100 | $305.7M | 0.03% | |
| 217 | MYNBLACKROCK MUNIYIELD N Y QUAL | 33,600 | $297.7M | 0.03% | |
| 218 | IWSISHARES TR | 2,816 | $293.8M | 0.03% | |
| 219 | VMIVALMONT INDS INC | 1,200 | $288.3M | 0.03% | |
| 220 | MLMMARTIN MARIETTA MATLS INC | 700 | $287.3M | 0.03% | |
| 221 | ORCLORACLE CORP | 2,701 | $286.1M | 0.03% | |
| 222 | GEGENERAL ELECTRIC CO | 2,587 | $286.0M | 0.03% | |
| 223 | DOWDOW INC | 5,493 | $283.2M | 0.03% | |
| 224 | CNNECANNAE HLDGS INC | 15,000 | $279.6M | 0.03% | |
| 225 | BRWSABA CAPITAL INCOME & OPRNT | 36,214 | $278.1M | 0.03% | |
| 226 | SUBISHARES TR | 2,685 | $276.1M | 0.03% | |
| 227 | HONHONEYWELL INTL INC | 1,493 | $275.8M | 0.03% | |
| 228 | ITGARTNER INC | 800 | $274.9M | 0.03% | |
| 229 | MTBM & T BK CORP | 2,134 | $269.8M | 0.03% | |
| 230 | METAMETA PLATFORMS INC | 891 | $267.5M | 0.03% | |
| 231 | MEGMONTROSE ENVIRONMENTAL GROUP | 9,031 | $264.2M | 0.03% | |
| 232 | IVOVVANGUARD ADMIRAL FDS INC | 3,385 | $263.7M | 0.03% | |
| 233 | PRUPRUDENTIAL FINL INC | 2,763 | $262.2M | 0.02% | |
| 234 | IXUSISHARES TR | 4,260 | $255.6M | 0.02% | |
| 235 | LANDGLADSTONE LD CORP | 17,900 | $254.7M | 0.02% | |
| 236 | VTEBVANGUARD MUN BD FDS | 5,216 | $250.9M | 0.02% | |
| 237 | ASMLASML HOLDING N V | 425 | $250.2M | 0.02% | |
| 238 | IEMGISHARES INC | 5,187 | $246.8M | 0.02% | |
| 239 | CATCATERPILLAR INC | 900 | $245.7M | 0.02% | |
| 240 | SPGIS&P GLOBAL INC | 667 | $243.7M | 0.02% | |
| 241 | TTTRANE TECHNOLOGIES PLC | 1,200 | $243.5M | 0.02% | |
| 242 | MCDMCDONALDS CORP | 920 | $242.4M | 0.02% | |
| 243 | REGNREGENERON PHARMACEUTICALS | 293 | $241.1M | 0.02% | |
| 244 | GNRCGENERAC HLDGS INC | 2,200 | $239.7M | 0.02% | |
| 245 | BSJQINVESCO EXCH TRD SLF IDX FD | 10,500 | $237.6M | 0.02% | |
| 246 | MUBISHARES TR | 2,301 | $235.9M | 0.02% | |
| 247 | QQLVINVESCO EXCH TRD SLF IDX FD | 10,000 | $235.1M | 0.02% | |
| 248 | PSXPHILLIPS 66 | 1,949 | $234.2M | 0.02% | |
| 249 | XBISPDR SER TR | 3,175 | $231.8M | 0.02% | |
| 250 | CMCANADIAN IMPERIAL BK COMM TO | 6,000 | $231.7M | 0.02% | |
| 251 | MUMICRON TECHNOLOGY INC | 3,300 | $224.5M | 0.02% | |
| 252 | DFIVDIMENSIONAL ETF TRUST | 6,838 | $223.1M | 0.02% | |
| 253 | KMI 4.75 03/31/28EL PASO ENERGY CAP TR I | 4,900 | $222.5M | 0.02% | |
| 254 | LHXL3HARRIS TECHNOLOGIES INC | 1,270 | $221.1M | 0.02% | |
| 255 | EDCONSOLIDATED EDISON INC | 2,582 | $220.8M | 0.02% | |
| 256 | CMCSACOMCAST CORP NEW | 4,951 | $219.5M | 0.02% | |
| 257 | WATWATERS CORP | 800 | $219.4M | 0.02% | |
| 258 | FLDRFIDELITY MERRIMACK STR TR | 4,400 | $218.0M | 0.02% | |
| 259 | 0VVBPARAMOUNT GLOBAL | 16,832 | $217.1M | 0.02% | |
| 260 | BSLBLACKSTONE SENI FLTN RAT 202 | 16,300 | $216.0M | 0.02% | |
| 261 | PIIMPINJ INC | 3,900 | $214.6M | 0.02% | |
| 262 | VTNINVESCO TR INVT GRADE NEW YO | 23,500 | $214.1M | 0.02% | |
| 263 | UPSUNITED PARCEL SERVICE INC | 1,350 | $210.4M | 0.02% | |
| 264 | PFNPIMCO INCOME STRATEGY FD II | 31,400 | $206.9M | 0.02% | |
| 265 | BDJBLACKROCK ENHANCED EQUITY DI | 26,862 | $204.4M | 0.02% | |
| 266 | BXBLACKSTONE INC | 1,900 | $203.6M | 0.02% | |
| 267 | BSJOINVESCO EXCH TRD SLF IDX FD | 9,000 | $202.4M | 0.02% | |
| 268 | NEENEXTERA ENERGY INC | 3,528 | $202.1M | 0.02% | |
| 269 | NSCNORFOLK SOUTHN CORP | 1,025 | $201.9M | 0.02% | |
| 270 | AQLTISHARES TR | 7,895 | $201.5M | 0.02% | |
| 271 | VLYVALLEY NATL BANCORP | 22,500 | $192.6M | 0.02% | |
| 272 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 19,500 | $188.8M | 0.02% | |
| 273 | EFTEATON VANCE FLTING RATE INC | 15,180 | $186.9M | 0.02% | |
| 274 | BRWTEMPLETON GLOBAL INCOME FD | 47,500 | $183.3M | 0.02% | |
| 275 | PFLPIMCO INCOME STRATEGY FD | 23,600 | $181.0M | 0.02% | |
| 276 | —S&W SEED CO | 161,500 | $180.9M | 0.02% | |
| 277 | 4DHDANA INC | 11,500 | $168.7M | 0.02% | |
| 278 | NANNUVEEN NEW YORK QLT MUN INC | 17,000 | $164.4M | 0.02% | |
| 279 | REFRRESEARCH FRONTIERS INC | 139,000 | $150.1M | 0.01% | |
| 280 | RFICOHEN & STEERS TOTAL RETURN | 13,700 | $143.6M | 0.01% | |
| 281 | VGMINVESCO TR INVT GRADE MUNS | 15,500 | $131.8M | 0.01% | |
| 282 | FCOABRDN GLOBAL INCOME FUND INC | 21,400 | $128.0M | 0.01% | |
| 283 | NUNU HLDGS LTD | 17,045 | $123.6M | 0.01% | |
| 284 | VVRINVESCO SR INCOME TR | 31,000 | $121.5M | 0.01% | |
| 285 | EQSEQUUS TOTAL RETURN INC | 77,735 | $115.0M | 0.01% | |
| 286 | JPCNUVEEN PFD & INCOME OPPORTUN | 17,500 | $110.8M | 0.01% | |
| 287 | NUVNUVEEN MUN VALUE FD INC | 12,000 | $99.1M | 0.01% | |
| 288 | EHIWESTERN ASSET GBL HIGH INC F | 14,656 | $97.6M | 0.01% | |
| 289 | VMOINVESCO MUN OPPORTUNITY TR | 11,000 | $90.5M | 0.01% | |
| 290 | NPFINUVEEN PFD & INCOME SECS FD | 12,351 | $76.2M | 0.01% | |
| 291 | PSECPROSPECT CAP CORP | 11,700 | $70.8M | 0.01% | |
| 292 | BKCCUSDBLACKROCK CAP INVT CORP | 19,061 | $70.7M | 0.01% | |
| 293 | FGHFG GROUP HOLDINGS INC | 40,000 | $67.2M | 0.01% | |
| 294 | CERSCERUS CORP | 38,500 | $62.4M | 0.01% | |
| 295 | ACTGACACIA RESH CORP | 15,000 | $54.8M | 0.01% | |
| 296 | RCGRENN FD INC | 30,000 | $53.7M | 0.01% | |
| 297 | ARTWARTS WAY MFG INC | 21,855 | $51.4M | 0.00% | |
| 298 | OPKOPKO HEALTH INC | 29,500 | $47.2M | 0.00% | |
| 299 | SFESSAFEGUARD SCIENTIFICS INC | 34,891 | $34.9M | 0.00% | |
| 300 | CDECOEUR MNG INC | 15,000 | $33.3M | 0.00% |