SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Q4 2019 Filing

Filed February 6, 2020

Portfolio Value

$1.6B

Holdings

191

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (191 positions)

#	Stock	Shares	Value	% Portfolio
1	GSLCGOLDMAN SACHS ETF TR	2,885,761	$186.6M	11.52%
2	RPGRYDEX ETF TRUST	990,701	$125.6M	7.76%
3	WQTMWISDOMTREE TR	4,589,738	$115.0M	7.10%
4	VEAVANGUARD TAX MANAGED INTL FD	1,244,064	$54.8M	3.38%
5	XLVSELECT SECTOR SPDR TR	500,301	$51.0M	3.15%
6	USMVISHARES TR	746,505	$49.0M	3.02%
7	DGROISHARES TR	1,133,166	$47.7M	2.94%
8	IGMISHARES TR	188,245	$45.6M	2.81%
9	BSJKINVESCO EXCH TRD SLF IDX FD	1,718,363	$41.1M	2.54%
10	SPDWSPDR INDEX SHS FDS	1,264,664	$39.6M	2.45%
11	DWMWISDOMTREE TR	647,095	$34.6M	2.14%
12	AAPLAPPLE INC	116,339	$34.2M	2.11%
13	MAMASTERCARD INC	98,074	$29.3M	1.81%
14	TMOTHERMO FISHER SCIENTIFIC INC	89,864	$29.2M	1.80%
15	FISVFISERV INC	248,412	$28.7M	1.77%
16	AVGOBROADCOM INC	90,397	$28.6M	1.76%
17	WMTWAL-MART STORES INC	235,664	$28.0M	1.73%
18	DISDISNEY WALT CO	191,496	$27.7M	1.71%
19	ICEINTERCONTINENTAL EXCHANGE IN	297,807	$27.6M	1.70%
20	PLDPROLOGIS INC	308,780	$27.5M	1.70%
21	HONHONEYWELL INTL INC	155,392	$27.5M	1.70%
22	FPEIFIRST TR EXCH TRADED FD III	1,351,123	$27.1M	1.67%
23	CMCSACOMCAST CORP NEW	597,165	$26.9M	1.66%
24	CVXCHEVRON CORP NEW	220,583	$26.6M	1.64%
25	LOWLOWES COS INC	219,450	$26.3M	1.62%
26	MCKMCKESSON CORP	185,629	$25.7M	1.59%
27	AMATAPPLIED MATLS INC	415,547	$25.4M	1.57%
28	BKNGBOOKING HLDGS INC	11,549	$23.7M	1.46%
29	SLYGSPDR SERIES TRUST	280,852	$18.1M	1.12%
30	VTVVANGUARD INDEX FDS	149,826	$18.0M	1.11%
31	EMOCLEARBRIDGE ENERGY MLP FD IN	1,468,058	$16.5M	1.02%
32	VUGVANGUARD INDEX FDS	89,452	$16.3M	1.01%
33	IDV*ISHARES	465,611	$15.6M	0.97%
34	SPEMSPDR INDEX SHS FDS	406,706	$15.3M	0.94%
35	—UBS AG JERSEY BRH	707,150	$13.7M	0.85%
36	KYNKAYNE ANDERSON MLP INVSMT CO	742,401	$10.3M	0.64%
37	DONWISDOMTREE TR	228,631	$8.7M	0.54%
38	DVYEISHARES	213,549	$8.7M	0.54%
39	—CLEARBRIDGE ENERGY MIDSTRM O	902,977	$7.6M	0.47%
40	IDEVISHARES TR	126,988	$7.4M	0.46%
41	MSFTMICROSOFT CORP	45,962	$7.2M	0.45%
42	JPMJPMORGAN CHASE & CO	45,189	$6.3M	0.39%
43	IJTISHARES TR	30,911	$6.0M	0.37%
44	IAUISHARES TR	210,360	$5.7M	0.35%
45	NEENEXTERA ENERGY INC	23,030	$5.6M	0.34%
46	IRINGERSOLL-RAND PLC	41,054	$5.5M	0.34%
47	VWOVANGUARD INTL EQUITY INDEX F	121,790	$5.4M	0.33%
48	TOTLSSGA ACTIVE ETF TR	107,156	$5.3M	0.32%
49	FMBFIRST TR EXCHANG TRADED FD I	94,169	$5.2M	0.32%
50	IVWISHARES	26,659	$5.2M	0.32%
51	AMJEURJPMORGAN CHASE & CO	235,515	$5.1M	0.32%
52	BMYBRISTOL MYERS SQUIBB CO	78,657	$5.0M	0.31%
53	MDYVSPDR SERIES TRUST	89,579	$4.9M	0.30%
54	CICIGNA CORP NEW	23,968	$4.9M	0.30%
55	DESWISDOMTREE TR	167,315	$4.8M	0.30%
56	QUSSPDR SER TR	47,582	$4.5M	0.28%
57	AQLTISHARES TR	163,532	$4.3M	0.27%
58	VYMVANGUARD WHITEHALL FDS INC	44,794	$4.2M	0.26%
59	SPABSPDR SERIES TRUST	141,536	$4.2M	0.26%
60	SLYVSPDR SERIES TRUST	63,073	$4.1M	0.26%
61	MDYGSPDR SERIES TRUST	70,880	$4.0M	0.25%
62	IVEISHARES	28,982	$3.8M	0.23%
63	XFEBFIRST TR EXCHANGE-TRADED FD	179,182	$3.6M	0.22%
64	AQLTISHARES TR	54,436	$3.6M	0.22%
65	VOTVANGUARD INDEX FDS	17,654	$2.8M	0.17%
66	DOLWISDOMTREE TR	53,273	$2.6M	0.16%
67	IJRISHARES TR	30,124	$2.5M	0.16%
68	VBKVANGUARD INDEX FDS	12,247	$2.4M	0.15%
69	LVLNSPDR SERIES TRUST	51,675	$2.3M	0.14%
70	VOEVANGUARD INDEX FDS	17,594	$2.1M	0.13%
71	IJKISHARES TR	8,654	$2.1M	0.13%
72	IJJISHARES TR	11,863	$2.0M	0.13%
73	SDYSPDR SERIES TRUST	16,044	$1.7M	0.11%
74	EPAMEPAM SYS INC	7,593	$1.6M	0.10%
75	LPLALPL FINL HLDGS INC	17,217	$1.6M	0.10%
76	CDWCDW CORP	11,048	$1.6M	0.10%
77	HRCHILL ROM HLDGS INC	13,365	$1.5M	0.09%
78	VCLTVANGUARD SCOTTSDALE FDS	14,949	$1.5M	0.09%
79	JHMMJOHN HANCOCK EXCHANGE TRADED	38,028	$1.5M	0.09%
80	EDIVSPDR INDEX SHS FDS	46,325	$1.5M	0.09%
81	BKRBAKER HUGHES COMPANY	57,796	$1.5M	0.09%
82	DISCAUSDDISCOVERY INC	44,820	$1.5M	0.09%
83	USFDUS FOODS HLDG CORP	34,497	$1.4M	0.09%
84	WCNWASTE CONNECTIONS INC	15,604	$1.4M	0.09%
85	JECUSDJACOBS ENGR GROUP INC	15,739	$1.4M	0.09%
86	GNTXGENTEX CORP	48,746	$1.4M	0.09%
87	S76STORE CAP CORP	37,452	$1.4M	0.09%
88	INCYINCYTE CORP	15,444	$1.3M	0.08%
89	PFPTPROOFPOINT INC	11,743	$1.3M	0.08%
90	SPYSPDR S&P 500 ETF TR	4,136	$1.3M	0.08%
91	IJSISHARES TR	8,113	$1.3M	0.08%
92	FBINFORTUNE BRANDS HOME & SEC IN	19,942	$1.3M	0.08%
93	VBVANGUARD INDEX FDS	7,634	$1.3M	0.08%
94	XLKSELECT SECTOR SPDR TR	13,550	$1.2M	0.08%
95	PXFPOWERSHARES GLOBAL ETF TRUST	28,929	$1.2M	0.08%
96	AMZNAMAZON COM INC	662	$1.2M	0.08%
97	DWXSPDR INDEX SHS FDS	29,175	$1.2M	0.07%
98	AMGNAMGEN INC	4,727	$1.1M	0.07%
99	VEUVANGUARD INTL EQUITY INDEX F	20,643	$1.1M	0.07%
100	PIDPOWERSHARES ETF TRUST	64,470	$1.1M	0.07%

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