SILVERBACK ASSET MANAGEMENT LLC Q4 2022 Filing
Filed February 14, 2023
Portfolio Value
$724.6M
Holdings
129
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (129 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | TRHCEURTABULA RASA HEALTHCARE INC | 200,000 | $990K | 0.14% | |
| 2 | —INDUSTRIAL TECH ACQSTNS II I | 75,000 | $763K | 0.11% | |
| 3 | —KHOSLA VENTURES ACQUT CO III | 60,000 | $597K | 0.08% | |
| 4 | —PROSPECTOR CAPITAL CORP | 52,258 | $519K | 0.07% | |
| 5 | —FINTECH EVOLUTION ACQUIS GRO | 50,000 | $505K | 0.07% | |
| 6 | —ARTEMIS STRATEGIC INVT CORP | 50,000 | $505K | 0.07% | |
| 7 | —ITIQUIRA ACQUISITION CORP | 50,000 | $504K | 0.07% | |
| 8 | —KISMET ACQUISITION THREE COR | 50,000 | $502K | 0.07% | |
| 9 | —ARROWROOT ACQUISITION CORP | 50,000 | $502K | 0.07% | |
| 10 | —DEEP LAKE CAPITAL ACQUSTN CO | 35,000 | $353K | 0.05% | |
| 11 | —D AND Z MEDIA ACQUISITION CO | 35,322 | $353K | 0.05% | |
| 12 | PRCHPORCH GROUP INC | 178,130 | $334K | 0.05% | |
| 13 | RDNWRUMBLEON INC | 803,502 | $323K | 0.04% | Call |
| 14 | —BLUERIVER ACQUISITION CORP | 31,869 | $321K | 0.04% | |
| 15 | —IBERE PHARMACEUTICALS | 30,000 | $302K | 0.04% | |
| 16 | DISH 0 12/15/25DISH NETWORK CORPORATION | 435,000 | $279K | 0.04% | |
| 17 | TELLEURTELLURIAN INC NEW | 160,000 | $268K | 0.04% | |
| 18 | —KISMET ACQUISITION TWO CORP | 26,100 | $263K | 0.04% | |
| 19 | VRMUSDVROOM INC | 250,000 | $255K | 0.04% | |
| 20 | —SPREE ACQUISITION CORP 1 LTD | 25,000 | $255K | 0.04% | |
| 21 | MBVIM3 BRIGADE ACQUISITION III | 25,000 | $255K | 0.04% | |
| 22 | —HH&L ACQUISITION CO | 25,000 | $252K | 0.03% | |
| 23 | —NEW VISTA ACQUISITION CORP | 25,000 | $252K | 0.03% | |
| 24 | —MAGNUM OPUS ACQUISITION LTD | 25,000 | $252K | 0.03% | |
| 25 | —PONTEM CORPORATION | 25,000 | $252K | 0.03% | |
| 26 | —KERNEL GROUP HOLDINGS INC | 25,000 | $252K | 0.03% | |
| 27 | —KAIROS ACQUISITION CORP | 25,000 | $252K | 0.03% | |
| 28 | —GX ACQUISITION CORP II | 25,000 | $250K | 0.03% | |
| 29 | —MASON INDUSTRIAL TECHNOLGY I | 25,000 | $249K | 0.03% | |
| 30 | AVYA 2.25 06/15/23AVAYA HLDGS CORP | 4,241,000 | $176K | 0.02% | |
| 31 | —CIIG CAPITAL PARTNERS II INC | 15,922 | $162K | 0.02% | |
| 32 | —VISCOGLIOSI BROS ACQUISTN CO | 15,000 | $151K | 0.02% | |
| 33 | —MORINGA ACQUISITION CORP | 10,000 | $101K | 0.01% | |
| 34 | —NOBLE ROCK ACQUISITION CORP | 10,000 | $101K | 0.01% | |
| 35 | —MEDICUS SCIENCES ACQUISITION | 10,000 | $100K | 0.01% | |
| 36 | NBSTNEWBURY STREET ACQUISITN COR | 10,000 | $100K | 0.01% | |
| 37 | —B RILEY PRIN 250 MERGER CORP | 10,000 | $99K | 0.01% | |
| 38 | —FRONTIER ACQUISITION CORP | 679 | $6K | 0.00% | |
| 39 | —ADTHEORENT HOLDING COMPANY | 27,191 | $2K | 0.00% | |
| 40 | —PARATEK PHARMACEUTICALS INC | 986 | $1K | 0.00% | |
| 41 | —BYTE ACQUISITION CORP | 12,500 | $1K | 0.00% | |
| 42 | F 0 03/15/26FORD MTR CO DEL | 6,000,000 | $0 | 0.00% | |
| 43 | —VERI 1.750 11/15/26 | 14,600,000 | $0 | 0.00% | |
| 44 | LITE 0.5 12/15/26LUMENTUM HLDGS INC | 9,953,000 | $0 | 0.00% | |
| 45 | UPWK 0.25 08/15/26UPWORK INC | 5,300,000 | $0 | 0.00% | |
| 46 | NEO 0.25 01/15/28NEOGENOMICS INC | 17,500,000 | $0 | 0.00% | |
| 47 | CABO 0 03/15/26CABLE ONE INC | 6,500,000 | $0 | 0.00% | |
| 48 | MGNI 0.25 03/15/26MAGNITE INC | 10,000,000 | $0 | 0.00% | |
| 49 | NSTG 2.625 03/01/25NANOSTRING TECHNOLOGIES INC | 5,000,000 | $0 | 0.00% | |
| 50 | EB 0.75 09/15/26EVENTBRITE INC | 2,500,000 | $0 | 0.00% | |
| 51 | VALVALARIS LIMITED | 62,500 | $0 | 0.00% | |
| 52 | AVDLAVADEL PHARMACEUTICALS PLC | 375,800 | $0 | 0.00% | Call |
| 53 | CFLT 0 01/15/27CONFLUENT INC | 6,000,000 | $0 | 0.00% | |
| 54 | MLAB 1.375 08/15/25MESA LABS INC | 6,000,000 | $0 | 0.00% | |
| 55 | CCIVGBPLUCID GROUP INC | 296,100 | $0 | 0.00% | Put |
| 56 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 7,000,000 | $0 | 0.00% | |
| 57 | LPSN 0 12/15/26LIVEPERSON INC | 10,520,000 | $0 | 0.00% | |
| 58 | SPLK 0.5 09/15/23SPLUNK INC | 11,000,000 | $0 | 0.00% | |
| 59 | —IVN 2.500 04/15/26 | 12,375,000 | $0 | 0.00% | |
| 60 | BYND 0 03/15/27BEYOND MEAT INC | 26,011,000 | $0 | 0.00% | |
| 61 | NTNX 0.25 10/01/27NUTANIX INC | 4,059,000 | $0 | 0.00% | |
| 62 | —HARMONIC INC | 14,000,000 | $0 | 0.00% | |
| 63 | HCAT 2.5 04/15/25HEALTH CATALYST INC | 9,500,000 | $0 | 0.00% | |
| 64 | PI 1.125 05/15/27IMPINJ INC | 10,000,000 | $0 | 0.00% | |
| 65 | BANDBANDWIDTH INC | 13,200,000 | $0 | 0.00% | |
| 66 | LYFTLYFT INC | 4,696,000 | $0 | 0.00% | |
| 67 | BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC | 5,000,000 | $0 | 0.00% | |
| 68 | OMCL 0.25 09/15/25OMNICELL COM | 7,500,000 | $0 | 0.00% | |
| 69 | DISH 3.375 08/15/26DISH NETWORK CORPORATION | 33,686,000 | $0 | 0.00% | |
| 70 | BOX 0 01/15/26BOX INC | 5,448,000 | $0 | 0.00% | |
| 71 | —KISMET ACQUISITION TWO CORP | 366 | $0 | 0.00% | |
| 72 | —PARATEK PHARMACEUTICALS INC | 7,707,000 | $0 | 0.00% | |
| 73 | PAR 1.5 10/15/27PAR TECHNOLOGY CORP | 5,000,000 | $0 | 0.00% | |
| 74 | GH 0 11/15/27GUARDANT HEALTH INC | 11,500,000 | $0 | 0.00% | |
| 75 | GRPN 1.125 03/15/26GROUPON INC | 10,000,000 | $0 | 0.00% | |
| 76 | —STANDARD BIOTOOLS INC | 5,000,000 | $0 | 0.00% | |
| 77 | —BIORA THERAPEUTICS INC | 2,500,000 | $0 | 0.00% | |
| 78 | PSTG 0.125 04/15/23PURE STORAGE INC | 12,450,000 | $0 | 0.00% | |
| 79 | —COLLEGIUM PHARMACEUTICAL INC | 5,050,000 | $0 | 0.00% | |
| 80 | NEO 1.25 05/01/25NEOGENOMICS INC | 3,250,000 | $0 | 0.00% | |
| 81 | MXMAGNACHIP SEMICONDUCTOR CORP | 220,000 | $0 | 0.00% | |
| 82 | FVRR 0 11/01/25FIVERR INTL LTD | 9,060,000 | $0 | 0.00% | |
| 83 | —FINTECH EVOLUTION ACQUIS GRO | 16,666 | $0 | 0.00% | |
| 84 | AORT 4.25 07/01/25ARTIVION INC | 6,000,000 | $0 | 0.00% | |
| 85 | SPYSPDR S&P 500 ETF TR | 200,000 | $0 | 0.00% | Put |
| 86 | —TB SA ACQUISITION CORP | 4,433 | $0 | 0.00% | |
| 87 | NOTV 3.25 10/15/27INOTIV INC | 10,000,000 | $0 | 0.00% | |
| 88 | ABNB 0 03/15/26AIRBNB INC | 3,125,000 | $0 | 0.00% | |
| 89 | —TABULA RASA HEALTHCARE INC | 11,635,000 | $0 | 0.00% | |
| 90 | W 1 08/15/26WAYFAIR INC | 23,437,000 | $0 | 0.00% | |
| 91 | STNGSCORPIO TANKERS INC | 50,000 | $0 | 0.00% | |
| 92 | CHGG 0 09/01/26CHEGG INC | 11,000,000 | $0 | 0.00% | |
| 93 | PEGA 0.75 03/01/25PEGASYSTEMS INC | 4,500,000 | $0 | 0.00% | |
| 94 | HYGISHARES TR | 275,000 | $0 | 0.00% | Put |
| 95 | —DGK 3.500 12/01/26 | 25,100,000 | $0 | 0.00% | |
| 96 | OSH 0 03/15/26OAK STR HEALTH INC | 5,500,000 | $0 | 0.00% | |
| 97 | PODD 0.375 09/01/26INSULET CORP | 16,251,000 | $0 | 0.00% | |
| 98 | —AMYRIS INC | 42,250,000 | $0 | 0.00% | |
| 99 | REAL 1 03/01/28THE REALREAL INC | 12,507,000 | $0 | 0.00% | |
| 100 | ARAY 3.75 06/01/26ACCURAY INC DEL | 15,781,000 | $0 | 0.00% |
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