Spectrum Asset Management, Inc. (NB/CA)
CIK: 1632078SEC EDGAR →
Portfolio Value
$214.0B
Holdings
110
As of
Q3 2026
New Positions
106
Closed Positions
0
Top 10 Holdings
| Rank | Stock | Shares | Value | % of Portfolio |
|---|---|---|---|---|
| 1 | WFCPut WELLS FARGO & CO | 468,794 | $31.4B | 14.67% |
| 2 | VANGUARD BD INDEX FDS | 471,176 | $23.3B | 10.91% |
| 3 | SCHWAB STRATEGIC TR | 535,226 | $17.8B | 8.33% |
| 4 | FIRST TR EXCHNG TRADED FD VI | 272,747 | $13.1B | 6.11% |
| 5 | FIRST TR EXCHNG TRADED FD VI | 266,981 | $13.0B | 6.10% |
| 6 | ISHARES GOLD TR | 162,896 | $12.7B | 5.94% |
| 7 | FIRST TR EXCHNG TRADED FD VI | 245,860 | $11.2B | 5.25% |
| 8 | SCHWAB STRATEGIC TR | 341,220 | $9.4B | 4.38% |
| 9 | FIRST TR EXCHNG TRADED FD VI | 251,687 | $7.3B | 3.41% |
| 10 | FIRST TR EXCHNG TRADED FD VI | 137,608 | $7.1B | 3.32% |
Quarterly Changes
New Positions (21)
$31.4B · 469K shares
$4.5B · 90K shares
$1.3B · 18K shares
$1.1B · 21K shares
$1.0B · 21K shares
$802.0M · 16K shares
$568.4M · 7K shares
$542.2M · 26K shares
$540.0M · 6K shares
$447.3M · 8K shares
$303.5M · 16K shares
FORGENT POWER SOLUTIONS INC
$259.3M · 7K shares
EXXONMOBIL HOLDINGS CORP
$6.5M · 40K shares
$5.2M · 31K shares
$2.9M · 29K shares
$2.0M · 6K shares
HONEYWELL INTL INC
$1.6M · 7K shares
HONEYWELL AEROSPACE INC
$1.3M · 9K shares
$1.3M · 13K shares
$394K · 1K shares
$223K · 1K shares
Closed Positions (18)
$33.0B · 415K shares
$10.0B · 346K shares
$3.6B · 77K shares
$826.7M · 22K shares
$698.6M · 9K shares
$375.2M · 16K shares
$203.3M · 3K shares
$201.2M · 3K shares
$7.7M · 11K shares
$6.9M · 40K shares
$4.0M · 18K shares
$2.8M · 5K shares
$740K · 872 shares
$484K · 1K shares
$475K · 2K shares
$470K · 356 shares
$249K · 2K shares
$204K · 356 shares
Sector Breakdown
| Sector | # Holdings | Value | % |
|---|---|---|---|
| Financial Services | 52 | $186.9B | 87.3% |
| Unknown | 10 | $13.9B | 6.5% |
| Basic Materials | 6 | $5.8B | 2.7% |
| Healthcare | 9 | $4.1B | 1.9% |
| Energy | 3 | $1.6B | 0.7% |
| Industrials | 9 | $554.5M | 0.3% |
| Technology | 10 | $469.2M | 0.2% |
| Utilities | 2 | $384.2M | 0.2% |
| Consumer Defensive | 4 | $238.8M | 0.1% |
| Communication Services | 2 | $7.2M | 0.0% |
| Consumer Cyclical | 3 | $1.5M | 0.0% |