SUSQUEHANNA INTERNATIONAL GROUP, LLP Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$207.1M

Holdings

4,266

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (4,266 positions)

#	Stock	Shares	Value	% Portfolio	Type
4101	CCXIEURCHEMOCENTRYX INC	17,700	$107K	0.05%	Call
4102	PHTPIONEER HIGH INCOME TR	10,172	$107K	0.05%
4103	ASMBASSEMBLY BIOSCIENCES INC	14,722	$106K	0.05%
4104	—HUTTIG BLDG PRODS INC	18,283	$106K	0.05%
4105	—SANDRIDGE PERMIAN TR	36,658	$105K	0.05%	Put
4106	—MARINUS PHARMACEUTICALS INC	57,767	$105K	0.05%
4107	—CONCURRENT COMPUTER CORP NEW	19,091	$105K	0.05%
4108	—JP ENERGY PARTNERS LP	14,200	$105K	0.05%	Put
4109	LSCCLATTICE SEMICONDUCTOR CORP	16,019	$104K	0.05%
4110	—LAYNE CHRISTENSEN CO	12,200	$104K	0.05%	Call
4111	—STEIN MART INC	16,200	$103K	0.05%	Put
4112	PRCPGBPPERCEPTRON INC	15,000	$101K	0.05%	Call
4113	MCEPUSDMID CON ENERGY PARTNERS LP	33,900	$98K	0.05%	Put
4114	DRRXEURDURECT CORP	70,037	$98K	0.05%	Put
4115	GLADUSDGLADSTONE CAPITAL CORP	12,000	$98K	0.05%	Put
4116	—GLOBAL NET LEASE INC	12,000	$98K	0.05%	Put
4117	—DEUTSCHE BK AG LONDON BRH	21,877	$98K	0.05%
4118	—CNINSURE INC	12,600	$97K	0.05%	Call
4119	ETJEATON VANCE RISK MNGD DIV EQ	10,315	$97K	0.05%
4120	—CIVEO CORP CDA	84,841	$96K	0.05%	Put
4121	—BIOTIME INC	24,498	$96K	0.05%
4122	OOMAOOMA INC	10,300	$94K	0.05%	Call
4123	—CONATUS PHARMACEUTICALS INC	45,283	$91K	0.04%	Put
4124	—GENER8 MARITIME INC	17,500	$90K	0.04%	Call
4125	GABGABELLI EQUITY TR INC	16,022	$90K	0.04%
4126	PHPNGALECTIN THERAPEUTICS INC	79,300	$90K	0.04%	Put
4127	—AURIS MED HLDG AG	51,110	$89K	0.04%	Put
4128	—PSIVIDA CORP	29,500	$89K	0.04%	Put
4129	—CALITHERA BIOSCIENCES INC	26,989	$88K	0.04%
4130	—JUNIPER PHARMACEUTICALS INC	15,900	$88K	0.04%	Call
4131	CPRXCATALYST PHARMACEUTICALS INC	80,497	$88K	0.04%
4132	SVVCFIRSTHAND TECH VALUE FD INC	11,377	$88K	0.04%
4133	INFIQINFINITY PHARMACEUTICALS INC	55,700	$87K	0.04%	Put
4134	GENNQGENESIS HEALTHCARE INC	32,700	$87K	0.04%	Call
4135	MEIPUSDMEI PHARMA INC	49,200	$87K	0.04%	Call
4136	RDNTRADNET INC	11,600	$86K	0.04%	Call
4137	—AIXTRON SE	14,000	$85K	0.04%	Put
4138	XFEBFIRST TRUST SPECIALTY FINANC	12,087	$84K	0.04%
4139	EFRENERGY FUELS INC	52,000	$83K	0.04%	Put
4140	—QUICKLOGIC CORP	109,805	$83K	0.04%
4141	—REGULUS THERAPEUTICS INC	24,967	$82K	0.04%
4142	QUREUNIQURE NV	10,535	$81K	0.04%
4143	OMEXODYSSEY MARINE EXPLORATION I	23,209	$81K	0.04%	Call
4144	—AOXING PHARMACEUTICAL CO INC	145,029	$80K	0.04%
4145	—BARCLAYS BANK PLC	13,551	$80K	0.04%
4146	MVOMV OIL TR	13,731	$79K	0.04%
4147	UTSIUTSTARCOM HOLDINGS CORP	36,721	$76K	0.04%
4148	RJAUSDSWEDISH EXPT CR CORP	11,917	$74K	0.04%
4149	—SANDRIDGE MISSISSIPPIAN TR I	53,458	$73K	0.04%	Put
4150	BTOB2GOLD CORP	27,300	$72K	0.03%	Put
4151	—WALTER INVT MGMT CORP	17,678	$72K	0.03%
4152	—FORESIGHT ENERGY LP	18,868	$72K	0.03%
4153	LEE1EURLEE ENTERPRISES INC	18,369	$69K	0.03%
4154	—VIVINT SOLAR INC	21,700	$69K	0.03%	Call
4155	—PALATIN TECHNOLOGIES INC	109,795	$69K	0.03%
4156	BDTXBLACK DIAMOND INC	13,400	$69K	0.03%	Call
4157	AWREAWARE INC MASS	12,682	$67K	0.03%
4158	IVACINTEVAC INC	11,170	$66K	0.03%
4159	—ADCARE HEALTH SYSTEMS INC	30,700	$65K	0.03%	Put
4160	—FIFTH STREET FINANCE CORP	11,000	$64K	0.03%	Put
4161	—IGNYTA INC	10,097	$64K	0.03%
4162	APTALPHA PRO TECH LTD	17,647	$64K	0.03%
4163	—PERION NETWORK LTD	51,062	$61K	0.03%
4164	ENPHENPHASE ENERGY INC	51,100	$60K	0.03%	Put
4165	—ALIMERA SCIENCES INC	39,994	$60K	0.03%
4166	—FEMALE HEALTH CO	47,135	$58K	0.03%
4167	—OSIRIS THERAPEUTICS INC NEW	11,216	$56K	0.03%
4168	TACTRANSALTA CORP	12,695	$56K	0.03%
4169	—BIOLINERX LTD	48,608	$56K	0.03%
4170	PPTPUTNAM PREMIER INCOME TR	11,323	$55K	0.03%
4171	SDTTUUSDSANDRIDGE MISSISSIPPIAN TR I	38,340	$54K	0.03%	Put
4172	INVNIDENTIV INC	24,554	$54K	0.03%
4173	—HILL INTERNATIONAL INC	11,600	$53K	0.03%	Put
4174	—BON-TON STORES INC	30,593	$52K	0.03%	Put
4175	—ECLIPSE RES CORP	15,870	$52K	0.03%
4176	BLFSBIOLIFE SOLUTIONS INC	28,215	$52K	0.03%
4177	—ASTERIAS BIOTHERAPEUTICS INC	12,186	$52K	0.03%
4178	—DERMA SCIENCES INC	11,000	$51K	0.02%	Put
4179	INTEQINTELSAT S A	18,700	$51K	0.02%	Call
4180	—I D SYSTEMS INC	10,488	$51K	0.02%
4181	—TENAX THERAPEUTICS INC	21,900	$50K	0.02%	Call
4182	XXII22ND CENTY GROUP INC	34,000	$49K	0.02%
4183	PFMTUSDPERFORMANT FINL CORP	16,200	$48K	0.02%	Call
4184	ACURACURA PHARMACEUTICALS INC	29,300	$47K	0.02%	Call
4185	CPSSCONSUMER PORTFOLIO SVCS INC	10,243	$47K	0.02%
4186	—OCULUS INNOVATIVE SCIENCES I	10,775	$47K	0.02%
4187	—DIGITAL PWR CORP	60,002	$46K	0.02%
4188	—SWEDISH EXPT CR CORP	12,214	$45K	0.02%
4189	—SCORPIO BULKERS INC	12,900	$45K	0.02%	Call
4190	—CYTORI THERAPEUTICS INC	22,000	$45K	0.02%	Call
4191	—ARQULE INC	25,000	$45K	0.02%	Call
4192	—FULING GLOBAL INC	19,120	$45K	0.02%
4193	—DEUTSCHE BK AG LDN BRH	12,257	$45K	0.02%
4194	—AFFIMED N V	16,300	$45K	0.02%	Put
4195	—SYNTHESIS ENERGY SYS INC	37,257	$45K	0.02%
4196	—GTX INC DEL	56,686	$44K	0.02%
4197	—GLOBALSCAPE INC	12,400	$44K	0.02%	Call
4198	—PLATINUM GROUP METALS LTD	16,053	$44K	0.02%
4199	—PRONAI THERAPEUTICS INC	23,925	$44K	0.02%
4200	—NAVIOS MARITIME ACQUIS CORP	32,200	$43K	0.02%

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