SUSQUEHANNA INTERNATIONAL GROUP, LLP Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$197.0M

Holdings

4,841

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (4,841 positions)

#	Stock	Shares	Value	% Portfolio	Type
4701	—PERSHING GOLD CORP	24,626	$81K	0.04%
4702	NMRNOMURA HLDGS INC	13,600	$80K	0.04%
4703	—EMAGIN CORP	36,656	$79K	0.04%	Put
4704	—CUI GLOBAL INC	11,400	$79K	0.04%	Put
4705	—GENOCEA BIOSCIENCES INC	19,260	$79K	0.04%
4706	NS9BNETSOL TECHNOLOGIES INC	15,000	$78K	0.04%	Put
4707	—PETROBRAS ARGENTINA S A	10,900	$77K	0.04%	Call
4708	NIHDEURNII HLDGS INC	35,525	$76K	0.04%
4709	—NAVIOS MARITIME PARTNERS L P	53,315	$75K	0.04%	Put
4710	—OCERA THERAPEUTICS INC	34,751	$73K	0.04%
4711	SDTTUUSDSANDRIDGE MISSISSIPPIAN TR I	55,404	$73K	0.04%	Put
4712	EDDMORGAN STANLEY EM MKTS DM DE	10,240	$73K	0.04%
4713	—A H BELO CORP	11,050	$70K	0.04%
4714	—KITOV PHARMACEUTICALS HLDGS	50,803	$68K	0.03%
4715	—ATTUNITY LTD	11,400	$68K	0.03%	Call
4716	—DATAWATCH CORP	12,385	$68K	0.03%
4717	—DIANA CONTAINERSHIPS INC	24,000	$67K	0.03%
4718	GLMDGALMED PHARMACEUTICALS LTD	18,865	$66K	0.03%
4719	—KADMON HLDGS INC	12,407	$66K	0.03%
4720	ADAPYADAPTIMMUNE THERAPEUTICS PLC	15,941	$65K	0.03%
4721	—INTERPACE DIAGNOSTICS GROUP	14,477	$64K	0.03%
4722	—GLOBAL SHIP LEASE INC NEW	42,478	$64K	0.03%	Call
4723	PGFUSDPENGROWTH ENERGY CORP	44,966	$64K	0.03%	Call
4724	—APTEVO THERAPEUTICS INC	25,871	$63K	0.03%
4725	—NAVIDEA BIOPHARMACEUTICALS I	100,101	$63K	0.03%	Put
4726	CPRXCATALYST PHARMACEUTICALS INC	59,541	$63K	0.03%
4727	—AMEC FOSTER WHEELER PLC	10,877	$62K	0.03%
4728	—CORINDUS VASCULAR ROBOTICS I	88,112	$62K	0.03%
4729	—GOLDFIELD CORP	11,870	$61K	0.03%
4730	—ADVAXIS INC	15,150	$60K	0.03%
4731	—VTV THERAPEUTICS INC	12,283	$59K	0.03%
4732	—SWEDISH EXPT CR CORP	15,651	$59K	0.03%
4733	TGBTASEKO MINES LTD	69,430	$59K	0.03%
4734	—KINDRED BIOSCIENCES INC	13,604	$58K	0.03%
4735	—RENESOLA LTD	89,715	$57K	0.03%
4736	—U S GEOTHERMAL INC	13,965	$57K	0.03%
4737	—SOUTHCROSS ENERGY PARTNERS L	41,360	$56K	0.03%	Put
4738	VOXXVOXX INTL CORP	12,000	$56K	0.03%	Call
4739	—IMPRIMIS PHARMACEUTICALS INC	22,164	$55K	0.03%
4740	UTIUNIVERSAL TECHNICAL INST INC	19,000	$55K	0.03%	Call
4741	—GLOBALSCAPE INC	13,500	$55K	0.03%	Call
4742	SENS1GBPSENSEONICS HLDGS INC	20,703	$55K	0.03%
4743	—ALPINE GLOBAL PREMIER PPTYS	10,668	$55K	0.03%
4744	—VIRTUS TOTAL RETURN FD	11,970	$54K	0.03%
4745	—ELEVEN BIOTHERAPEUTICS INC	27,286	$52K	0.03%	Put
4746	—DESTINATION MATERNITY CORP	10,090	$52K	0.03%
4747	—FIVE OAKS INVT CORP	10,135	$50K	0.03%
4748	APTALPHA PRO TECH LTD	14,272	$50K	0.03%
4749	—PSIVIDA CORP	29,149	$50K	0.03%	Call
4750	—TENAX THERAPEUTICS INC	24,729	$49K	0.02%	Call
4751	—CYTORI THERAPEUTICS INC	32,400	$49K	0.02%	Put
4752	—AURIS MED HLDG AG	45,518	$49K	0.02%	Put
4753	—XG TECHNOLOGY INC	35,484	$48K	0.02%
4754	—IMMUNOCELLULAR THERAPEUTICS	93,737	$47K	0.02%
4755	—SANDRIDGE MISSISSIPPIAN TR I	33,440	$47K	0.02%	Put
4756	—EVINE LIVE INC	31,600	$47K	0.02%	Call
4757	STRMSTREAMLINE HEALTH SOLUTIONS	37,884	$47K	0.02%
4758	SANWS&W SEED CO	10,100	$46K	0.02%	Call
4759	—DRAGONWAVE INC	17,499	$45K	0.02%
4760	—PHOENIX NEW MEDIA LTD	14,289	$45K	0.02%
4761	—PAIN THERAPEUTICS INC	80,322	$45K	0.02%
4762	—ANTHERA PHARMACEUTICALS INC	68,377	$44K	0.02%	Put
4763	PHPNGALECTIN THERAPEUTICS INC	43,800	$43K	0.02%	Call
4764	—BIOSTAGE INC	47,879	$43K	0.02%
4765	OMEXODYSSEY MARINE EXPLORATION I	12,600	$43K	0.02%	Put
4766	—XTANT MED HLDGS INC	75,426	$41K	0.02%
4767	—WIDEPOINT CORP	51,670	$41K	0.02%
4768	—CONTRAFECT CORP	23,225	$41K	0.02%
4769	—SITO MOBILE LTD	10,640	$39K	0.02%
4770	—HEMISPHERX BIOPHARMA INC	57,091	$39K	0.02%
4771	—SHARPS COMPLIANCE CORP	10,213	$39K	0.02%
4772	—CAPRICOR THERAPEUTICS INC	14,319	$38K	0.02%
4773	—PHOTOMEDEX INC	16,910	$37K	0.02%
4774	—CHINA GREEN AGRICULTURE INC	30,698	$37K	0.02%
4775	—CAS MED SYS INC	22,851	$37K	0.02%
4776	ASTCASTROTECH CORP	23,841	$36K	0.02%
4777	—MFC BANCORP LTD	18,016	$35K	0.02%
4778	—NIVALIS THERAPEUTICS INC	14,582	$33K	0.02%
4779	VAC2USDVBI VACCINES INC	10,615	$33K	0.02%
4780	—AFFIMED N V	18,300	$33K	0.02%	Put
4781	—CLEVELAND BIOLABS INC	22,216	$32K	0.02%
4782	AXUALEXCO RESOURCE CORP	23,153	$31K	0.02%
4783	—NORDIC AMERN OFFSHORE LTD	11,400	$31K	0.02%	Put
4784	—CALADRIUS BIOSCIENCES INC	10,921	$31K	0.02%
4785	—ON TRACK INNOVATION LTD	17,362	$30K	0.02%
4786	—ACTINIUM PHARMACEUTICALS INC	32,574	$29K	0.01%
4787	—UNILIFE CORP NEW	12,500	$29K	0.01%	Put
4788	CHKRCHESAPEAKE GRANITE WASH TR	13,100	$29K	0.01%	Call
4789	ZNOGZION OIL & GAS INC	20,424	$28K	0.01%
4790	—URANIUM RES INC	20,269	$28K	0.01%
4791	CRNTCERAGON NETWORKS LTD	10,236	$27K	0.01%
4792	FSBCFIVE STAR QUALITY CARE INC	10,000	$27K	0.01%	Put
4793	—ONCOSEC MED INC	21,939	$27K	0.01%
4794	WRNWESTERN COPPER & GOLD CORP	19,903	$27K	0.01%
4795	—CHINA ZENIX AUTO INTL LTD	22,807	$27K	0.01%
4796	—ALASKA COMMUNICATIONS SYS GR	16,032	$26K	0.01%
4797	—PRONAI THERAPEUTICS INC	17,677	$26K	0.01%
4798	XXII22ND CENTY GROUP INC	23,600	$26K	0.01%	Put
4799	REFRRESEARCH FRONTIERS INC	14,139	$26K	0.01%
4800	—PARNELL PHARMACEUT HLDGS LTD	36,817	$25K	0.01%

PreviousPage 48 of 49Next