TOCQUEVILLE ASSET MANAGEMENT L.P. Q3 2018 Filing

Filed November 13, 2018

Portfolio Value

$7.9B

Holdings

821

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (821 positions)

#	Stock	Shares	Value	% Portfolio
801	ASPNAspen Aerogels Inc.	17,800	$81.0M	1.02%
802	FSICUSDFS Investment Corp	10,700	$75.0M	0.94%
803	AEGAegon N.V.	10,295	$66.0M	0.83%
804	—Pier 1 Imports Inc	37,500	$56.0M	0.71%
805	FNMA V8.25 PERP SFannie Mae 8.25 Series S	10,000	$55.0M	0.69%
806	—Ascena Retail Group Inc.	10,000	$46.0M	0.58%
807	IDIEURFluent, Inc.	15,000	$32.0M	0.40%
808	—Echelon Diversified Fund LP	26,278	$26.0M	0.33%
809	—Fission Uranium Corp.	23,700	$13.0M	0.16%
810	—Alta Mesa Res Inc WT Exp. 3/28	21,666	$11.0M	0.14%
811	—Falcon Oil & Gas Ltd.	40,000	$9.0M	0.11%
812	—Celldex Therapeutics Inc	10,000	$5.0M	0.06%
813	—Sproutly Canada Inc.	10,000	$5.0M	0.06%
814	—Terrace Energy Corp	354,000	$5.0M	0.06%
815	FFRMFFuture Farm Technologies Inc.	12,500	$4.0M	0.05%
816	—Gome Retail Hlds	12,525	$1.0M	0.01%
817	—Abtech Hldgs Inc	80,000	$0	0.00%
818	—Colossus Minerals Inc Warrant	1,428,945	$0	0.00%
819	—Colossus Minerals Inc	2,045,823	$0	0.00%
820	—Q2 Gold Resources Inc	80,130	$0	0.00%
821	—Barkerville Gold Mines WTS C$1	3,555,000	$0	0.00%

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