Tortoise Investment Management, LLC Q1 2018 Filing

Filed May 11, 2018

Portfolio Value

$361.2B

Holdings

556

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (556 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	226,592	$60.1B	16.65%
2	—NUVEEN BUILD AMER BD OPPTNY	988,797	$21.8B	6.04%
3	IEMGISHARES INC	330,507	$19.3B	5.34%
4	SPYSPDR S&P 500 ETF TR	55,968	$13.7B	3.79%	Put
5	ITOTISHARES TR	202,650	$12.3B	3.39%
6	IWBISHARES TR	74,928	$11.0B	3.05%
7	IVEISHARES TR	82,956	$9.1B	2.51%
8	NANNUVEEN NEW YORK QLT MUN INC	659,669	$8.4B	2.32%
9	AQLTISHARES TR	123,330	$8.1B	2.25%
10	IXUSISHARES TR	126,815	$8.0B	2.21%
11	NBBNUVEEN BUILD AMER BD FD	353,366	$7.3B	2.03%
12	VCSHVANGUARD SCOTTSDALE FDS	91,751	$7.2B	1.99%
13	IJSISHARES TR	44,681	$6.7B	1.87%
14	IJRISHARES TR	79,754	$6.1B	1.70%
15	SCZISHARES TR	90,386	$5.9B	1.63%
16	—POWERSHARES ACTIVE MNG ETF T	228,594	$5.7B	1.59%
17	VWOVANGUARD INTL EQUITY INDEX F	115,518	$5.4B	1.50%
18	—POWERSHARES ETF TR II	179,050	$5.4B	1.49%
19	DONSPDR DOW JONES INDL AVRG ETF	20,280	$4.9B	1.36%
20	—ABERDEEN ASIA PACIFIC INCOM	1,011,414	$4.8B	1.33%
21	NRKNUVEEN NEW YORK AMT QLT MUNI	384,669	$4.7B	1.30%
22	VSSVANGUARD INTL EQUITY INDEX F	33,044	$3.9B	1.09%
23	—NUVEEN MARYLAND QLT MUN INC	285,117	$3.5B	0.96%
24	—NUVEEN SELECT TAX FREE INCM	249,282	$3.4B	0.93%
25	BRK/BBERKSHIRE HATHAWAY INC DEL	16,795	$3.4B	0.93%
26	VTVANGUARD INTL EQUITY INDEX F	44,517	$3.3B	0.91%
27	EFAISHARES TR	44,090	$3.1B	0.85%
28	VTVVANGUARD INDEX FDS	29,420	$3.0B	0.84%
29	—NUVEEN SELECT TAX FREE INCM	206,005	$2.9B	0.81%
30	IEIISHARES TR	23,933	$2.9B	0.80%
31	EEMVISHARES INC	42,854	$2.7B	0.74%
32	VTIVANGUARD INDEX FDS	18,633	$2.5B	0.70%
33	XJQCXNUVEEN CR STRATEGIES INCM FD	317,055	$2.5B	0.70%
34	NUVNUVEEN MUN VALUE FD INC	257,020	$2.4B	0.67%
35	AAPLAPPLE INC	13,935	$2.3B	0.65%
36	VEAVANGUARD TAX MANAGED INTL FD	51,979	$2.3B	0.64%
37	SHYDVANECK VECTORS ETF TR	93,510	$2.3B	0.63%
38	NXPNUVEEN SELECT TAX FREE INCM	145,936	$2.0B	0.57%
39	—VANECK VECTORS ETF TR	65,190	$2.0B	0.56%
40	SCHXSCHWAB STRATEGIC TR	26,853	$1.7B	0.47%
41	—POWERSHARES ETF TR II	58,600	$1.5B	0.41%
42	EEMISHARES TR	30,284	$1.5B	0.40%
43	VEUVANGUARD INTL EQUITY INDEX F	26,270	$1.4B	0.40%
44	XNXNXNUVEEN NY SELECT TAX FREE PR	109,482	$1.4B	0.39%
45	DLSWISDOMTREE TR	18,584	$1.4B	0.39%
46	NZFNUVEEN MUNICIPAL CREDIT INC	92,940	$1.3B	0.36%
47	SPSBSPDR SERIES TRUST	42,497	$1.3B	0.36%
48	IWMISHARES TR	8,195	$1.2B	0.34%
49	—POWERSHARES ETF TR II	49,846	$1.2B	0.33%
50	IWDISHARES TR	9,735	$1.2B	0.32%
51	DGSWISDOMTREE TR	21,108	$1.1B	0.32%
52	UNHUNITEDHEALTH GROUP INC	5,308	$1.1B	0.31%
53	IWCISHARES TR	10,992	$1.1B	0.29%
54	WOODISHARES TR	13,466	$1.1B	0.29%
55	MSFTMICROSOFT CORP	10,943	$999.0M	0.28%
56	SRLNSSGA ACTIVE ETF TR	20,676	$980.0M	0.27%
57	SHVISHARES TR	8,830	$975.0M	0.27%
58	SHYISHARES TR	11,308	$945.0M	0.26%
59	SCHPSCHWAB STRATEGIC TR	16,690	$916.0M	0.25%
60	JLSNUVEEN MTG OPPORTUNITY TERM	38,281	$909.0M	0.25%
61	HDHOME DEPOT INC	4,788	$853.0M	0.24%
62	STIPISHARES TR	8,500	$851.0M	0.24%
63	MUBISHARES TR	7,703	$839.0M	0.23%
64	NVGNUVEEN AMT FREE MUN CR INC F	57,177	$830.0M	0.23%
65	EWXSPDR INDEX SHS FDS	15,246	$800.0M	0.22%
66	VXUSVANGUARD STAR FD	14,025	$793.0M	0.22%
67	NNYNUVEEN NY MUN VALUE FD	85,749	$788.0M	0.22%
68	SCHESCHWAB STRATEGIC TR	27,039	$776.0M	0.21%
69	TFISPDR SER TR	15,795	$759.0M	0.21%
70	JPMJPMORGAN CHASE & CO	6,598	$726.0M	0.20%
71	MMM3M CO	3,284	$721.0M	0.20%
72	VVVANGUARD INDEX FDS	5,943	$720.0M	0.20%
73	AMZNAMAZON COM INC	493	$714.0M	0.20%
74	SCHRSCHWAB STRATEGIC TR	13,356	$702.0M	0.19%
75	VBRVANGUARD INDEX FDS	5,289	$685.0M	0.19%
76	IBMINTERNATIONAL BUSINESS MACHS	4,336	$665.0M	0.18%
77	NUAGNUSHARES ETF TR	26,905	$643.0M	0.18%
78	SCHFSCHWAB STRATEGIC TR	18,728	$631.0M	0.17%
79	—NUVEEN INTER DURATION MN TMF	47,683	$599.0M	0.17%
80	BRK-BBERKSHIRE HATHAWAY INC DEL	2	$598.0M	0.17%
81	DALDELTA AIR LINES INC DEL	17,930	$581.0M	0.16%	Put
82	OEFISHARES TR	4,975	$577.0M	0.16%
83	IJHISHARES TR	2,958	$555.0M	0.15%
84	BTTBLACKROCK MUN 2030 TAR TERM	24,640	$525.0M	0.15%
85	LBEURL BRANDS INC	13,500	$516.0M	0.14%
86	SCHCSCHWAB STRATEGIC TR	14,106	$515.0M	0.14%
87	FMATFIDELITY	15,173	$500.0M	0.14%
88	MUNIPIMCO ETF TR	9,315	$492.0M	0.14%
89	JNJJOHNSON & JOHNSON	3,789	$486.0M	0.13%
90	PEPPEPSICO INC	4,426	$483.0M	0.13%
91	KMIKINDER MORGAN INC DEL	31,564	$475.0M	0.13%
92	ESBAEMPIRE ST RLTY OP L P	27,992	$469.0M	0.13%
93	NXJNUVEEN NEW JERSEY QULT MUN F	35,347	$461.0M	0.13%
94	IEFISHARES TR	4,460	$460.0M	0.13%
95	VOOVANGUARD INDEX FDS	1,821	$441.0M	0.12%
96	IWFISHARES TR	3,226	$439.0M	0.12%
97	CVXCHEVRON CORP NEW	3,603	$411.0M	0.11%
98	CMCSACOMCAST CORP NEW	11,709	$400.0M	0.11%
99	NCANUVEEN CALIF MUN VALUE FD	42,150	$393.0M	0.11%
100	VIGVANGUARD GROUP	3,860	$390.0M	0.11%

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