Tortoise Investment Management, LLC Q1 2020 Filing

Filed May 5, 2020

Portfolio Value

$344.8M

Holdings

561

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (561 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	201,545	$52.1M	15.11%
2	MBBISHARES TR	211,401	$23.3M	6.77%
3	VRIGINVESCO ACTIVELY MANAGED ETF	996,616	$22.7M	6.57%
4	SPYSPDR S&P 500 ETF TR	57,804	$13.1M	3.81%	Put
5	IEMGISHARES INC	309,707	$12.5M	3.64%
6	ITOTISHARES TR	171,406	$9.8M	2.84%
7	IWBISHARES TR	61,391	$8.7M	2.52%
8	MUBISHARES TR	50,224	$5.7M	1.65%
9	JPSTJ P MORGAN EXCHANGE-TRADED F	113,844	$5.7M	1.64%
10	VWOVANGUARD INTL EQUITY INDEX F	163,371	$5.5M	1.59%
11	SHYDVANECK VECTORS ETF TR	242,048	$5.4M	1.58%
12	AQLTISHARES TR	108,947	$5.4M	1.58%
13	IUSVISHARES TR	111,332	$5.1M	1.49%
14	NANNUVEEN NEW YORK QLT MUN INC	381,247	$5.0M	1.45%
15	VTIVANGUARD INDEX FDS	34,435	$4.4M	1.29%
16	IVEISHARES TR	44,748	$4.3M	1.25%
17	IXUSISHARES TR	89,772	$4.2M	1.22%
18	SLQDISHARES TR	82,212	$4.1M	1.20%
19	VSSVANGUARD INTL EQUITY INDEX F	51,674	$4.0M	1.17%
20	IJRISHARES TR	70,748	$4.0M	1.15%
21	DONSPDR DOW JONES INDL AVRG ETF	17,953	$3.9M	1.14%
22	BABINVESCO EXCHANGE-TRADED FD T	126,187	$3.9M	1.13%
23	SRLNSSGA ACTIVE ETF TR	97,139	$3.9M	1.13%
24	VTVVANGUARD INDEX FDS	42,830	$3.8M	1.11%
25	VEAVANGUARD TAX-MANAGED INTL FD	111,395	$3.7M	1.08%
26	AAPLAPPLE INC	14,067	$3.6M	1.04%
27	—NUVEEN SELECT TAX FREE INCOM	249,560	$3.5M	1.03%
28	STIPISHARES TR	35,385	$3.5M	1.03%
29	BRK/BBERKSHIRE HATHAWAY INC DEL	19,260	$3.5M	1.02%
30	SCHXSCHWAB STRATEGIC TR	56,680	$3.5M	1.01%
31	NRKNUVEEN NEW YORK AMT QLT MUNI	258,555	$3.2M	0.94%
32	VCSHVANGUARD SCOTTSDALE FDS	40,818	$3.2M	0.94%
33	SCHCSCHWAB STRATEGIC TR	117,634	$2.9M	0.83%
34	SHVISHARES TR	23,409	$2.6M	0.75%
35	—NUVEEN SELECT TAX FREE INCOM	161,495	$2.5M	0.72%
36	NUVNUVEEN MUN VALUE FD INC	245,330	$2.4M	0.69%
37	IJSISHARES TR	22,981	$2.3M	0.67%
38	DGSWISDOMTREE TR	68,549	$2.3M	0.66%
39	VEUVANGUARD INTL EQUITY INDEX F	54,415	$2.2M	0.65%
40	XNXNXNUVEEN N Y SELECT TAX FREE I	171,972	$2.2M	0.63%
41	VBRVANGUARD INDEX FDS	24,349	$2.2M	0.63%
42	VTVANGUARD INTL EQUITY INDEX F	33,177	$2.1M	0.60%
43	—NUVEEN MARYLAND QLT MUN INC	150,551	$1.9M	0.55%
44	SCHPSCHWAB STRATEGIC TR	32,484	$1.9M	0.54%
45	HYDVANECK VECTORS ETF TR	35,406	$1.9M	0.54%
46	SCZISHARES TR	38,670	$1.7M	0.50%
47	SCHFSCHWAB STRATEGIC TR	63,253	$1.6M	0.47%
48	SPEMSPDR INDEX SHS FDS	57,273	$1.6M	0.47%
49	VTEBVANGUARD MUN BD FD INC	29,293	$1.6M	0.45%
50	EFAISHARES TR	28,318	$1.5M	0.44%
51	—NUVEEN INT DUR QUAL MUN TRM	104,635	$1.4M	0.40%
52	MSFTMICROSOFT CORP	8,579	$1.4M	0.39%
53	NCANUVEEN CALIF MUN VALUE FD IN	134,955	$1.4M	0.39%
54	PZTINVESCO EXCHANGE-TRADED FD T	52,586	$1.3M	0.38%
55	SCHOSCHWAB STRATEGIC TR	25,451	$1.3M	0.38%
56	SCHESCHWAB STRATEGIC TR	63,489	$1.3M	0.38%
57	EEMVISHARES INC	27,822	$1.3M	0.38%
58	—ABERDEEN ASIA-PACIFIC INCOME	380,445	$1.3M	0.37%
59	—NUVEEN INTER DURATION MN TMF	97,897	$1.3M	0.37%
60	SPDWSPDR INDEX SHS FDS	50,375	$1.2M	0.35%
61	UNHUNITEDHEALTH GROUP INC	4,126	$1.0M	0.30%
62	EEMISHARES TR	28,755	$981K	0.28%
63	DLSWISDOMTREE TR	20,044	$963K	0.28%
64	IWDISHARES TR	9,621	$954K	0.28%
65	IEIISHARES TR	7,120	$949K	0.28%
66	MYNBLACKROCK MUNIYIELD NY QLTY	77,350	$946K	0.27%
67	EWXSPDR INDEX SHS FDS	28,244	$935K	0.27%
68	SCHVSCHWAB STRATEGIC TR	20,475	$906K	0.26%
69	PZAINVESCO EXCHANGE-TRADED FD T	34,785	$897K	0.26%
70	HDHOME DEPOT INC	5,598	$881K	0.26%	Put
71	SLYVSPDR SER TR	20,730	$847K	0.25%
72	VBVANGUARD INDEX FDS	7,046	$813K	0.24%
73	IWMISHARES TR	6,790	$777K	0.23%
74	SCHASCHWAB STRATEGIC TR	13,521	$697K	0.20%
75	VXUSVANGUARD STAR FDS	16,612	$697K	0.20%
76	VVVANGUARD INDEX FDS	5,827	$690K	0.20%
77	OEFISHARES TR	5,750	$682K	0.20%
78	TFISPDR SER TR	12,995	$650K	0.19%
79	—BLACKROCK MUNI N Y INTER DUR	43,064	$631K	0.18%
80	COSTCOSTCO WHSL CORP NEW	2,196	$626K	0.18%
81	NYFISHARES TR	10,369	$586K	0.17%
82	MLNVANECK VECTORS ETF TR	25,883	$529K	0.15%
83	WOODISHARES TR	10,791	$519K	0.15%
84	SCHBSCHWAB STRATEGIC TR	8,496	$513K	0.15%
85	NXJNUVEEN NEW JERSEY QULT MUN F	34,577	$465K	0.13%
86	IBMINTERNATIONAL BUSINESS MACHS	4,186	$464K	0.13%
87	MMM3M CO	3,353	$458K	0.13%
88	JPMJPMORGAN CHASE & CO	4,994	$450K	0.13%
89	PEPPEPSICO INC	3,650	$438K	0.13%
90	JNJJOHNSON & JOHNSON	3,307	$434K	0.13%
91	NZFNUVEEN MUNICIPAL CREDIT INC	30,436	$428K	0.12%
92	VIGVANGUARD SPECIALIZED FUNDS	4,035	$417K	0.12%
93	IWFISHARES TR	2,703	$407K	0.12%
94	IWCISHARES TR	5,921	$397K	0.12%
95	ZTSZOETIS INC	3,360	$395K	0.11%
96	VOOVANGUARD INDEX FDS	1,666	$395K	0.11%
97	SPSBSPDR SER TR	12,925	$391K	0.11%
98	IJHISHARES TR	2,620	$377K	0.11%
99	UNPUNION PAC CORP	2,512	$354K	0.10%
100	SCHRSCHWAB STRATEGIC TR	6,008	$353K	0.10%

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