Tortoise Investment Management, LLC Q1 2022 Filing

Filed May 6, 2022

Portfolio Value

$540.0M

Holdings

683

Report Date

Q1 2022

Filing Type

13F-HR

All Holdings (683 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	160,008	$72.6M	13.44%
2	BABINVESCO EXCH TRADED FD TR II	604,978	$17.9M	3.32%
3	CMBSISHARES TR	337,037	$16.8M	3.11%
4	IEMGISHARES INC	301,868	$16.8M	3.11%
5	SPYSPDR S&P 500 ETF TR	48,471	$16.6M	3.08%	Put
6	ITOTISHARES TR	156,438	$15.8M	2.92%
7	VCSHVANGUARD SCOTTSDALE FDS	182,033	$14.2M	2.63%
8	IWBISHARES TR	52,466	$13.1M	2.43%
9	JSCPJ P MORGAN EXCHANGE-TRADED F	239,407	$11.4M	2.12%
10	IUSVISHARES TR	135,083	$10.2M	1.90%
11	AQLTISHARES TR	146,261	$10.2M	1.88%
12	AAPLAPPLE INC	56,602	$9.7M	1.80%	Put
13	DFAUDIMENSIONAL ETF TRUST	272,763	$8.6M	1.59%
14	VWOVANGUARD INTL EQUITY INDEX F	175,560	$8.1M	1.50%
15	IJRISHARES TR	73,014	$7.9M	1.46%
16	SCHXSCHWAB STRATEGIC TR	137,745	$7.4M	1.37%
17	VTIVANGUARD INDEX FDS	32,153	$7.3M	1.36%
18	VTVVANGUARD INDEX FDS	47,316	$7.0M	1.29%
19	DGSWISDOMTREE TR	129,135	$6.9M	1.27%
20	VEAVANGUARD TAX-MANAGED INTL FD	139,533	$6.7M	1.24%
21	MBBISHARES TR	65,042	$6.6M	1.23%
22	VSSVANGUARD INTL EQUITY INDEX F	52,413	$6.5M	1.20%
23	MUBISHARES TR	57,663	$6.3M	1.17%
24	BRK/BBERKSHIRE HATHAWAY INC DEL	17,896	$6.3M	1.17%
25	VBRVANGUARD INDEX FDS	35,686	$6.3M	1.16%
26	SCHCSCHWAB STRATEGIC TR	149,450	$5.7M	1.05%
27	IVEISHARES TR	36,398	$5.7M	1.05%
28	SHYDVANECK ETF TRUST	236,126	$5.5M	1.02%
29	IXUSISHARES TR	76,201	$5.1M	0.94%
30	SPEMSPDR INDEX SHS FDS	128,982	$5.0M	0.92%
31	DFSDDIMENSIONAL ETF TRUST	101,685	$4.9M	0.90%
32	PZAINVESCO EXCH TRADED FD TR II	185,208	$4.6M	0.85%
33	EDDMORGAN STANLEY EMERGING MKTS	898,152	$4.5M	0.83%
34	AVUSAMERICAN CENTY ETF TR	58,000	$4.5M	0.83%
35	DONSPDR DOW JONES INDL AVERAGE	12,749	$4.4M	0.82%
36	SCHOSCHWAB STRATEGIC TR	82,816	$4.1M	0.76%
37	SGOVISHARES TR	38,214	$3.8M	0.71%
38	NXPNUVEEN SELECT TAX-FREE INCOM	247,604	$3.6M	0.66%
39	HYMBSPDR SER TR	63,042	$3.5M	0.64%
40	NUVNUVEEN MUN VALUE FD INC	360,283	$3.5M	0.64%
41	NUWNUVEEN AMT-FREE MUN VALUE FD	233,050	$3.4M	0.64%
42	NNYNUVEEN N Y MUN VALUE FD	359,403	$3.2M	0.60%
43	IJSISHARES TR	31,532	$3.2M	0.60%
44	VGSHVANGUARD SCOTTSDALE FDS	53,112	$3.1M	0.58%
45	VEUVANGUARD INTL EQUITY INDEX F	52,998	$3.1M	0.57%
46	SCHASCHWAB STRATEGIC TR	64,369	$3.0M	0.56%
47	SLQDISHARES TR	59,185	$2.9M	0.54%
48	SLYVSPDR SER TR	34,927	$2.9M	0.54%
49	MSFTMICROSOFT CORP	9,326	$2.7M	0.49%	Put
50	PZTINVESCO EXCH TRADED FD TR II	111,056	$2.7M	0.49%
51	SCHFSCHWAB STRATEGIC TR	70,144	$2.6M	0.48%
52	VTVANGUARD INTL EQUITY INDEX F	23,474	$2.4M	0.44%
53	EWXSPDR INDEX SHS FDS	41,076	$2.3M	0.43%
54	VBVANGUARD INDEX FDS	10,906	$2.3M	0.43%
55	VCITVANGUARD SCOTTSDALE FDS	26,680	$2.3M	0.43%
56	SCHVSCHWAB STRATEGIC TR	31,363	$2.2M	0.41%
57	NRKNUVEEN NEW YORK AMT QLT MUNI	181,103	$2.2M	0.41%
58	PGRPROGRESSIVE CORP	18,300	$2.1M	0.39%
59	HYDVANECK ETF TRUST	35,512	$2.0M	0.38%
60	NCANUVEEN CALIFORNIA MUNI VLU F	220,931	$2.0M	0.37%
61	DFAIDIMENSIONAL ETF TRUST	71,554	$2.0M	0.37%
62	XNXNXNUVEEN N Y SELECT TAX FREE I	161,436	$2.0M	0.37%
63	JMSTJ P MORGAN EXCHANGE-TRADED F	39,045	$2.0M	0.37%
64	JPSTJ P MORGAN EXCHANGE-TRADED F	39,167	$2.0M	0.36%
65	AVESAMERICAN CENTY ETF TR	39,268	$1.9M	0.36%
66	VTNINVESCO TR INVT GRADE NEW YO	145,913	$1.7M	0.31%
67	VGITVANGUARD SCOTTSDALE FDS	26,424	$1.7M	0.31%
68	AVIVAMERICAN CENTY ETF TR	32,079	$1.6M	0.30%
69	SCHESCHWAB STRATEGIC TR	56,874	$1.6M	0.29%
70	TFISPDR SER TR	32,804	$1.6M	0.29%
71	OEFISHARES TR	7,341	$1.5M	0.28%
72	SPDWSPDR INDEX SHS FDS	43,980	$1.5M	0.28%
73	SCHBSCHWAB STRATEGIC TR	27,732	$1.5M	0.27%
74	HDHOME DEPOT INC	5,716	$1.5M	0.27%	Put
75	EFAISHARES TR	19,643	$1.4M	0.27%
76	DFACDIMENSIONAL ETF TRUST	51,177	$1.4M	0.26%
77	NANNUVEEN NEW YORK QLT MUN INC	106,538	$1.3M	0.25%
78	LEMBISHARES INC	35,091	$1.3M	0.24%
79	SCHRSCHWAB STRATEGIC TR	23,791	$1.3M	0.23%
80	SCZISHARES TR	19,013	$1.3M	0.23%
81	EEMVISHARES INC	20,301	$1.2M	0.23%
82	VTEBVANGUARD MUN BD FDS	24,004	$1.2M	0.23%
83	VVVANGUARD INDEX FDS	5,916	$1.2M	0.23%
84	EBNDSPDR SER TR	54,250	$1.2M	0.23%
85	EEMISHARES TR	26,890	$1.2M	0.22%
86	DLSWISDOMTREE TR	17,679	$1.2M	0.22%
87	MLNVANECK ETF TRUST	60,268	$1.2M	0.22%
88	DFAEDIMENSIONAL ETF TRUST	43,364	$1.1M	0.21%
89	IWMISHARES TR	7,013	$1.1M	0.21%	Put
90	COSTCOSTCO WHSL CORP NEW	2,421	$1.1M	0.21%	Put
91	DFAXDIMENSIONAL ETF TRUST	43,798	$1.1M	0.20%
92	TSLATESLA INC	1,008	$1.1M	0.20%
93	VXUSVANGUARD STAR FDS	17,961	$1.1M	0.20%
94	STIPISHARES TR	9,415	$988K	0.18%
95	ESGVVANGUARD WORLD FD	11,747	$952K	0.18%
96	AVUVAMERICAN CENTY ETF TR	10,729	$857K	0.16%
97	VOOVANGUARD INDEX FDS	2,044	$849K	0.16%
98	BBWIBATH & BODY WORKS INC	16,644	$796K	0.15%
99	AVDVAMERICAN CENTY ETF TR	12,704	$795K	0.15%
100	DFUSDIMENSIONAL ETF TRUST	15,686	$769K	0.14%

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