Tortoise Investment Management, LLC Q2 2018 Filing

Filed August 9, 2018

Portfolio Value

$363.9M

Holdings

574

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (574 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	229,602	$62.7M	17.23%
2	—NUVEEN BUILD AMER BD OPPTNY	1,020,449	$22.4M	6.16%
3	IEMGISHARES INC	330,745	$17.4M	4.77%
4	SPYSPDR S&P 500 ETF TR	70,993	$14.4M	3.95%	Put
5	ITOTISHARES TR	195,939	$12.3M	3.37%
6	IWBISHARES TR	74,738	$11.4M	3.12%
7	IVEISHARES TR	81,464	$9.0M	2.47%
8	AQLTISHARES TR	125,951	$8.0M	2.19%
9	NBBNUVEEN BUILD AMER BD FD	381,187	$7.9M	2.16%
10	IXUSISHARES TR	122,666	$7.4M	2.03%
11	IJSISHARES TR	42,352	$6.9M	1.90%
12	IJRISHARES TR	78,512	$6.6M	1.80%
13	VRIGINVESCO ACTIVELY MANAGD ETF	238,896	$6.0M	1.65%
14	VCSHVANGUARD SCOTTSDALE FDS	75,943	$5.9M	1.63%
15	SCZISHARES TR	89,835	$5.6M	1.55%
16	NANNUVEEN NEW YORK QLT MUN INC	430,364	$5.4M	1.49%
17	BABINVESCO EXCHNG TRADED FD TR	177,929	$5.3M	1.45%
18	VWOVANGUARD INTL EQUITY INDEX F	120,366	$5.1M	1.40%
19	DONSPDR DOW JONES INDL AVRG ETF	20,280	$4.9M	1.35%
20	NUVNUVEEN MUN VALUE FD INC	444,087	$4.2M	1.17%
21	—ABERDEEN ASIA PACIFIC INCOM	976,213	$4.2M	1.16%
22	VSSVANGUARD INTL EQUITY INDEX F	35,581	$4.1M	1.13%
23	VTVANGUARD INTL EQUITY INDEX F	48,142	$3.5M	0.97%
24	XJQCXNUVEEN CR STRATEGIES INCM FD	415,665	$3.3M	0.91%
25	—NUVEEN SELECT TAX FREE INCM	238,627	$3.3M	0.90%
26	VTVVANGUARD INDEX FDS	30,841	$3.2M	0.88%
27	BRK/BBERKSHIRE HATHAWAY INC DEL	16,970	$3.2M	0.87%
28	IEIISHARES TR	25,745	$3.1M	0.85%
29	EFAISHARES TR	43,690	$2.9M	0.80%
30	—NUVEEN MARYLAND QLT MUN INC	231,837	$2.8M	0.77%
31	—NUVEEN SELECT TAX FREE INCM	193,497	$2.8M	0.77%
32	VTIVANGUARD INDEX FDS	18,843	$2.6M	0.73%
33	AAPLAPPLE INC	13,617	$2.5M	0.69%
34	EEMVISHARES INC	43,255	$2.5M	0.69%
35	VEAVANGUARD TAX MANAGED INTL FD	56,687	$2.4M	0.67%
36	NXPNUVEEN SELECT TAX FREE INCM	162,241	$2.3M	0.64%
37	NRKNUVEEN NEW YORK AMT QLT MUNI	189,067	$2.3M	0.64%
38	SHYDVANECK VECTORS ETF TR	91,210	$2.2M	0.61%
39	—VANECK VECTORS ETF TR	68,470	$2.2M	0.59%
40	SCHXSCHWAB STRATEGIC TR	29,910	$1.9M	0.53%
41	NNYNUVEEN NY MUN VALUE FD	195,874	$1.8M	0.50%
42	XNXNXNUVEEN NY SELECT TAX FREE PR	127,605	$1.7M	0.46%
43	SCHPSCHWAB STRATEGIC TR	26,910	$1.5M	0.41%
44	PZAINVESCO EXCHNG TRADED FD TR	57,800	$1.5M	0.40%
45	IWMISHARES TR	8,608	$1.4M	0.39%
46	VEUVANGUARD INTL EQUITY INDEX F	26,270	$1.4M	0.37%
47	DLSWISDOMTREE TR	18,584	$1.3M	0.37%
48	EEMISHARES TR	30,284	$1.3M	0.36%
49	UNHUNITEDHEALTH GROUP INC	5,308	$1.3M	0.36%
50	NZFNUVEEN MUNICIPAL CREDIT INC	89,841	$1.3M	0.35%
51	PZTINVESCO EXCHNG TRADED FD TR	49,846	$1.2M	0.33%
52	IWDISHARES TR	9,735	$1.2M	0.32%
53	DGSWISDOMTREE TR	24,103	$1.1M	0.32%
54	JLSNUVEEN MTG OPPORTUNITY TERM	47,225	$1.1M	0.31%
55	MSFTMICROSOFT CORP	11,243	$1.1M	0.30%
56	IWCISHARES TR	10,337	$1.1M	0.30%
57	MUBISHARES TR	9,853	$1.1M	0.30%
58	NCANUVEEN CALIF MUN VALUE FD	112,108	$1.1M	0.29%
59	WOODISHARES TR	13,466	$1.1M	0.29%
60	SPSBSPDR SERIES TRUST	34,577	$1.0M	0.29%
61	STIPISHARES TR	10,250	$1.0M	0.28%
62	VBRVANGUARD INDEX FDS	7,495	$1.0M	0.28%
63	SHYISHARES TR	11,463	$956K	0.26%
64	HDHOME DEPOT INC	4,788	$934K	0.26%
65	SHVISHARES TR	8,370	$924K	0.25%
66	VXUSVANGUARD STAR FD	17,059	$923K	0.25%
67	AMZNAMAZON COM INC	538	$914K	0.25%
68	VVVANGUARD INDEX FDS	6,573	$820K	0.23%
69	NVGNUVEEN AMT FREE MUN CR INC F	53,199	$776K	0.21%
70	—NUVEEN INTER DURATION MN TMF	62,118	$773K	0.21%
71	SCHESCHWAB STRATEGIC TR	29,656	$768K	0.21%
72	SCHRSCHWAB STRATEGIC TR	14,560	$762K	0.21%
73	SRLNSSGA ACTIVE ETF TR	16,106	$756K	0.21%
74	TFISPDR SER TR	15,605	$749K	0.21%
75	EWXSPDR INDEX SHS FDS	15,576	$739K	0.20%
76	SCHFSCHWAB STRATEGIC TR	20,572	$680K	0.19%
77	MMM3M CO	3,284	$646K	0.18%
78	OEFISHARES TR	5,275	$631K	0.17%
79	JPMJPMORGAN CHASE & CO	6,038	$629K	0.17%
80	IBMINTERNATIONAL BUSINESS MACHS	4,336	$606K	0.17%
81	BRK-BBERKSHIRE HATHAWAY INC DEL	2	$564K	0.15%
82	NUAGNUSHARES ETF TR	23,905	$563K	0.15%
83	SHMSPDR SER TR	11,630	$558K	0.15%
84	SCHCSCHWAB STRATEGIC TR	14,953	$539K	0.15%
85	DALDELTA AIR LINES INC DEL	15,430	$537K	0.15%	Put
86	FMATFIDELITY	15,429	$520K	0.14%
87	IJHISHARES TR	2,620	$510K	0.14%
88	KMIKINDER MORGAN INC DEL	28,228	$499K	0.14%
89	LBEURL BRANDS INC	13,500	$498K	0.14%
90	ESBAEMPIRE ST RLTY OP L P	27,992	$478K	0.13%
91	PEPPEPSICO INC	4,326	$471K	0.13%
92	IWFISHARES TR	3,226	$464K	0.13%
93	BTTBLACKROCK MUN 2030 TAR TERM	21,440	$462K	0.13%
94	CVXCHEVRON CORP NEW	3,603	$456K	0.13%
95	JNJJOHNSON & JOHNSON	3,749	$455K	0.13%
96	MUNIPIMCO ETF TR	8,565	$453K	0.12%
97	ISRGINTUITIVE SURGICAL INC	943	$451K	0.12%
98	COSTCOSTCO WHSL CORP NEW	2,153	$450K	0.12%
99	VOOVANGUARD INDEX FDS	1,767	$441K	0.12%
100	SCHOSCHWAB STRATEGIC TR	8,676	$432K	0.12%

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