Tortoise Investment Management, LLC Q2 2019 Filing

Filed August 7, 2019

Portfolio Value

$395.7M

Holdings

642

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (642 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	239,506	$70.6M	17.84%
2	IEMGISHARES INC	346,333	$17.8M	4.50%
3	SPYSPDR S&P 500 ETF TR	52,162	$15.1M	3.81%	Call
4	SLQDISHARES TR	283,209	$14.4M	3.65%
5	ITOTISHARES TR	195,745	$13.0M	3.30%
6	VRIGINVESCO ACTIVELY MANAGD ETF	483,802	$12.0M	3.04%
7	IWBISHARES TR	72,106	$11.7M	2.97%
8	AQLTISHARES TR	133,919	$8.2M	2.08%
9	IJRISHARES TR	93,313	$7.3M	1.85%
10	VCSHVANGUARD SCOTTSDALE FDS	87,789	$7.1M	1.79%
11	IVEISHARES TR	60,718	$7.1M	1.79%
12	IXUSISHARES TR	118,707	$7.0M	1.76%
13	NANNUVEEN NEW YORK QLT MUN INC	486,953	$6.7M	1.71%
14	VWOVANGUARD INTL EQUITY INDEX F	150,919	$6.4M	1.62%
15	STIPISHARES TR	59,697	$6.0M	1.52%
16	NUVNUVEEN MUN VALUE FD INC	537,886	$5.5M	1.38%
17	IUSVISHARES TR	94,566	$5.4M	1.35%
18	DONSPDR DOW JONES INDL AVRG ETF	19,361	$5.1M	1.30%
19	VSSVANGUARD INTL EQUITY INDEX F	48,847	$5.1M	1.30%
20	VTIVANGUARD INDEX FDS	34,111	$5.1M	1.29%
21	IJSISHARES TR	32,700	$4.9M	1.23%
22	NRKNUVEEN NEW YORK AMT QLT MUNI	359,846	$4.7M	1.19%
23	BRK/BBERKSHIRE HATHAWAY INC DEL	19,604	$4.2M	1.06%
24	VTVVANGUARD INDEX FDS	37,153	$4.1M	1.04%
25	VTVANGUARD INTL EQUITY INDEX F	53,788	$4.0M	1.02%
26	—NUVEEN SELECT TAX FREE INCM	276,310	$4.0M	1.01%
27	SCZISHARES TR	65,804	$3.8M	0.95%
28	SCHXSCHWAB STRATEGIC TR	49,243	$3.5M	0.87%
29	DGSWISDOMTREE TR	72,047	$3.4M	0.86%
30	BABINVESCO EXCHNG TRADED FD TR	98,857	$3.1M	0.79%
31	AAPLAPPLE INC	15,478	$3.1M	0.77%
32	SCHPSCHWAB STRATEGIC TR	53,868	$3.0M	0.77%
33	—NUVEEN SELECT TAX FREE INCM	194,085	$3.0M	0.76%
34	SHYDVANECK VECTORS ETF TR	118,750	$3.0M	0.75%
35	NBBNUVEEN TAXABLE MUNICPL INCM	136,724	$2.9M	0.73%
36	—NUVEEN MARYLAND QLT MUN INC	220,379	$2.9M	0.72%
37	JPSTJP MORGAN EXCHANGE TRADED FD	53,025	$2.7M	0.68%
38	EFAISHARES TR	44,219	$2.7M	0.67%	Call
39	VEAVANGUARD TAX MANAGED INTL FD	63,063	$2.6M	0.66%
40	VBRVANGUARD INDEX FDS	19,943	$2.6M	0.66%
41	XNXNXNUVEEN NY SELECT TAX FREE PR	183,987	$2.5M	0.63%
42	SCHCSCHWAB STRATEGIC TR	73,391	$2.4M	0.61%
43	SRLNSSGA ACTIVE ETF TR	47,550	$2.2M	0.56%
44	EEMVISHARES INC	35,953	$2.1M	0.53%
45	NXPNUVEEN SELECT TAX FREE INCM	131,472	$2.0M	0.51%
46	HYDVANECK VECTORS ETF TR	30,283	$1.9M	0.49%
47	VEUVANGUARD INTL EQUITY INDEX F	37,244	$1.9M	0.48%
48	SCHOSCHWAB STRATEGIC TR	35,493	$1.8M	0.45%
49	IEIISHARES TR	14,021	$1.8M	0.45%
50	—NUVEEN INTER DURATION MN TMF	130,918	$1.8M	0.44%
51	NCANUVEEN CALIF MUN VALUE FD	163,148	$1.6M	0.42%
52	—ABERDEEN ASIA PACIFIC INCOM	359,482	$1.5M	0.38%
53	DLSWISDOMTREE TR	20,844	$1.4M	0.34%
54	MSFTMICROSOFT CORP	9,997	$1.3M	0.34%
55	IWMISHARES TR	8,297	$1.3M	0.33%
56	—BLACKROCK 2022 GBL INCM OPP	132,016	$1.2M	0.32%
57	IWDISHARES TR	9,735	$1.2M	0.31%
58	EEMISHARES TR	28,785	$1.2M	0.31%
59	MUBISHARES TR	10,460	$1.2M	0.30%
60	MYNBLACKROCK MUNIYIELD NY QLTY	92,500	$1.2M	0.30%
61	PZTINVESCO EXCHNG TRADED FD TR	46,671	$1.2M	0.30%
62	—NUVEEN INT DUR QUAL MUN TRM	84,176	$1.1M	0.28%
63	UNHUNITEDHEALTH GROUP INC	4,508	$1.1M	0.28%
64	SCHESCHWAB STRATEGIC TR	40,722	$1.1M	0.27%
65	NXJNUVEEN NEW JERSEY QULT MUN F	75,324	$1.1M	0.27%
66	IWCISHARES TR	10,821	$1.0M	0.25%
67	HDHOME DEPOT INC	4,843	$1.0M	0.25%
68	PZAINVESCO EXCHNG TRADED FD TR	37,600	$982K	0.25%
69	OEFISHARES TR	7,425	$962K	0.24%
70	SHVISHARES TR	8,186	$906K	0.23%
71	EWXSPDR INDEX SHS FDS	18,924	$846K	0.21%
72	SCHFSCHWAB STRATEGIC TR	26,272	$843K	0.21%
73	SPEMSPDR INDEX SHS FDS	22,517	$806K	0.20%
74	SPSBSPDR SERIES TRUST	26,075	$803K	0.20%
75	VVVANGUARD INDEX FDS	5,543	$747K	0.19%
76	SCHRSCHWAB STRATEGIC TR	12,933	$711K	0.18%
77	VXUSVANGUARD STAR FD	13,267	$700K	0.18%
78	NNYNUVEEN NY MUN VALUE FD	69,639	$694K	0.18%
79	WOODISHARES TR	11,541	$692K	0.17%
80	TFISPDR SERIES TRUST	13,505	$677K	0.17%
81	SHYISHARES TR	7,796	$661K	0.17%
82	NZFNUVEEN MUNICIPAL CREDIT INC	39,771	$626K	0.16%
83	MMM3M CO	3,584	$621K	0.16%
84	—BLACKROCK MUNI N Y INTER DUR	43,064	$617K	0.16%
85	VBVANGUARD INDEX FDS	3,893	$610K	0.15%
86	PEPPEPSICO INC	4,447	$583K	0.15%
87	IBMINTERNATIONAL BUSINESS MACHS	4,222	$582K	0.15%
88	JPMJPMORGAN CHASE & CO	5,197	$581K	0.15%
89	COSTCOSTCO WHSL CORP NEW	2,171	$574K	0.15%
90	IWFISHARES TR	3,611	$568K	0.14%
91	IJHISHARES TR	2,620	$509K	0.13%
92	JNJJOHNSON & JOHNSON	3,585	$499K	0.13%
93	KMIKINDER MORGAN INC DEL	23,642	$494K	0.12%
94	VOOVANGUARD INDEX FDS	1,779	$479K	0.12%
95	SCHVSCHWAB STRATEGIC TR	8,500	$477K	0.12%
96	CVXCHEVRON CORP NEW	3,592	$447K	0.11%
97	VIGVANGUARD GROUP	3,860	$445K	0.11%
98	VVISA INC	2,510	$436K	0.11%
99	SCHASCHWAB STRATEGIC TR	6,078	$434K	0.11%
100	UNPUNION PACIFIC CORP	2,562	$433K	0.11%

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