Tortoise Investment Management, LLC Q3 2018 Filing

Filed November 20, 2018

Portfolio Value

$380.6M

Holdings

549

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (549 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	230,682	$67.5M	17.74%
2	—NUVEEN BUILD AMER BD OPPTNY	1,008,018	$22.0M	5.79%
3	IEMGISHARES INC	334,867	$17.3M	4.56%
4	SPYSPDR S&P 500 ETF TR	62,765	$15.2M	3.99%	Put
5	ITOTISHARES TR	199,310	$13.3M	3.49%
6	IWBISHARES TR	74,474	$12.0M	3.16%
7	IVEISHARES TR	81,280	$9.4M	2.47%
8	AQLTISHARES TR	124,109	$8.0M	2.09%
9	IXUSISHARES TR	119,014	$7.2M	1.89%
10	IJSISHARES TR	41,160	$6.9M	1.81%
11	NBBNUVEEN BUILD AMER BD FD	338,573	$6.8M	1.78%
12	IJRISHARES TR	77,428	$6.8M	1.77%
13	VRIGINVESCO ACTIVELY MANAGD ETF	247,486	$6.2M	1.63%
14	VCSHVANGUARD SCOTTSDALE FDS	74,953	$5.9M	1.54%
15	VWOVANGUARD INTL EQUITY INDEX F	139,249	$5.7M	1.50%
16	DONSPDR DOW JONES INDL AVRG ETF	20,240	$5.4M	1.41%
17	SCZISHARES TR	84,523	$5.3M	1.38%
18	BABINVESCO EXCHNG TRADED FD TR	172,372	$5.0M	1.32%
19	VSSVANGUARD INTL EQUITY INDEX F	41,532	$4.7M	1.22%
20	NANNUVEEN NEW YORK QLT MUN INC	377,252	$4.6M	1.22%
21	XJQCXNUVEEN CR STRATEGIES INCM FD	579,452	$4.6M	1.21%
22	—ABERDEEN ASIA PACIFIC INCOM	1,079,829	$4.5M	1.17%
23	NUVNUVEEN MUN VALUE FD INC	456,922	$4.3M	1.12%
24	VTVANGUARD INTL EQUITY INDEX F	52,777	$4.0M	1.05%
25	BRK/BBERKSHIRE HATHAWAY INC DEL	16,890	$3.6M	0.95%
26	VTVVANGUARD INDEX FDS	32,163	$3.6M	0.94%
27	—NUVEEN SELECT TAX FREE INCM	251,082	$3.4M	0.88%
28	IEIISHARES TR	26,341	$3.1M	0.82%
29	AAPLAPPLE INC	13,364	$3.0M	0.79%
30	EFAISHARES TR	43,690	$3.0M	0.78%
31	VTIVANGUARD INDEX FDS	18,490	$2.8M	0.73%
32	STIPISHARES TR	27,500	$2.7M	0.71%
33	—NUVEEN SELECT TAX FREE INCM	190,822	$2.7M	0.70%
34	—NUVEEN MARYLAND QLT MUN INC	220,387	$2.6M	0.68%
35	EEMVISHARES INC	43,447	$2.6M	0.68%
36	SCHPSCHWAB STRATEGIC TR	46,785	$2.5M	0.66%
37	VEAVANGUARD TAX MANAGED INTL FD	57,506	$2.5M	0.65%
38	NNYNUVEEN NY MUN VALUE FD	258,151	$2.4M	0.64%
39	SLQDISHARES TR	48,955	$2.4M	0.64%
40	NXPNUVEEN SELECT TAX FREE INCM	161,041	$2.2M	0.59%
41	SCHXSCHWAB STRATEGIC TR	31,144	$2.2M	0.57%
42	—VANECK VECTORS ETF TR	65,475	$2.0M	0.54%
43	SHYDVANECK VECTORS ETF TR	82,500	$2.0M	0.53%
44	XNXNXNUVEEN NY SELECT TAX FREE PR	152,949	$2.0M	0.51%
45	NRKNUVEEN NEW YORK AMT QLT MUNI	147,752	$1.8M	0.46%
46	DGSWISDOMTREE TR	32,418	$1.5M	0.39%
47	VEUVANGUARD INTL EQUITY INDEX F	28,068	$1.5M	0.38%
48	PZAINVESCO EXCHNG TRADED FD TR	57,800	$1.4M	0.38%
49	IWMISHARES TR	8,492	$1.4M	0.38%
50	UNHUNITEDHEALTH GROUP INC	5,308	$1.4M	0.37%
51	DLSWISDOMTREE TR	18,584	$1.3M	0.35%
52	EEMISHARES TR	32,284	$1.3M	0.34%	Call
53	MSFTMICROSOFT CORP	11,243	$1.3M	0.34%
54	IWDISHARES TR	9,735	$1.2M	0.32%
55	IWCISHARES TR	11,365	$1.2M	0.32%
56	SHVISHARES TR	10,640	$1.2M	0.31%
57	PZTINVESCO EXCHNG TRADED FD TR	49,846	$1.2M	0.31%
58	VBRVANGUARD INDEX FDS	8,301	$1.2M	0.30%
59	NZFNUVEEN MUNICIPAL CREDIT INC	77,706	$1.1M	0.29%
60	JLSNUVEEN MTG OPPORTUNITY TERM	46,687	$1.1M	0.29%
61	SCHESCHWAB STRATEGIC TR	42,219	$1.1M	0.29%
62	NCANUVEEN CALIF MUN VALUE FD	111,188	$1.0M	0.27%
63	HDHOME DEPOT INC	4,788	$992K	0.26%
64	WOODISHARES TR	13,128	$988K	0.26%
65	VXUSVANGUARD STAR FD	18,149	$980K	0.26%
66	IUSVISHARES TR	17,075	$963K	0.25%
67	EWXSPDR INDEX SHS FDS	20,420	$915K	0.24%
68	SPSBSPDR SERIES TRUST	29,677	$896K	0.24%
69	—NUVEEN INTER DURATION MN TMF	70,668	$883K	0.23%
70	VVVANGUARD INDEX FDS	6,573	$878K	0.23%
71	MUBISHARES TR	7,383	$797K	0.21%
72	SCHFSCHWAB STRATEGIC TR	22,193	$744K	0.20%
73	MMM3M CO	3,475	$732K	0.19%
74	SCHRSCHWAB STRATEGIC TR	13,980	$724K	0.19%
75	NVGNUVEEN AMT FREE MUN CR INC F	48,987	$713K	0.19%
76	TFISPDR SER TR	15,005	$712K	0.19%
77	EMBISHARES TR	6,557	$707K	0.19%
78	SHYISHARES TR	8,380	$696K	0.18%
79	OEFISHARES TR	5,275	$684K	0.18%
80	IBMINTERNATIONAL BUSINESS MACHS	4,436	$671K	0.18%
81	JPMJPMORGAN CHASE & CO	5,938	$670K	0.18%
82	BRK-BBERKSHIRE HATHAWAY INC DEL	2	$640K	0.17%
83	SCHOSCHWAB STRATEGIC TR	12,382	$614K	0.16%
84	DALDELTA AIR LINES INC DEL	15,430	$606K	0.16%	Put
85	SCHCSCHWAB STRATEGIC TR	16,270	$580K	0.15%
86	SHMSPDR SER TR	12,130	$578K	0.15%
87	IWFISHARES TR	3,689	$575K	0.15%
88	JNJJOHNSON & JOHNSON	3,933	$543K	0.14%
89	IJHISHARES TR	2,620	$527K	0.14%
90	NXJNUVEEN NEW JERSEY QULT MUN F	39,747	$511K	0.13%
91	FMATFIDELITY	15,214	$511K	0.13%
92	COSTCOSTCO WHSL CORP NEW	2,153	$506K	0.13%
93	VOOVANGUARD INDEX FDS	1,881	$502K	0.13%
94	PEPPEPSICO INC	4,281	$479K	0.13%
95	NUAGNUSHARES ETF TR	20,205	$474K	0.12%
96	ESBAEMPIRE ST RLTY OP L P	27,992	$467K	0.12%
97	KMIKINDER MORGAN INC DEL	26,072	$462K	0.12%
98	MUNIPIMCO ETF TR	8,565	$450K	0.12%
99	SCHASCHWAB STRATEGIC TR	5,872	$447K	0.12%
100	CVXCHEVRON CORP NEW	3,603	$441K	0.12%

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