Tortoise Investment Management, LLC Q3 2019 Filing

Filed November 6, 2019

Portfolio Value

$387.6M

Holdings

616

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (616 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	218,691	$65.3M	16.84%
2	VRIGINVESCO ACTIVELY MANAGD ETF	824,300	$20.5M	5.29%
3	IEMGISHARES INC	312,234	$15.3M	3.95%
4	SPYSPDR S&P 500 ETF TR	63,335	$15.1M	3.91%	Put
5	SLQDISHARES TR	239,958	$12.3M	3.17%
6	ITOTISHARES TR	179,887	$12.1M	3.11%
7	IWBISHARES TR	64,141	$10.6M	2.72%
8	JPSTJP MORGAN EXCHANGE TRADED FD	188,013	$9.5M	2.45%
9	IJRISHARES TR	90,045	$7.0M	1.81%
10	AQLTISHARES TR	110,653	$6.8M	1.74%
11	IXUSISHARES TR	116,811	$6.7M	1.74%
12	VCSHVANGUARD SCOTTSDALE FDS	83,114	$6.7M	1.74%
13	IVEISHARES TR	55,456	$6.6M	1.70%
14	NANNUVEEN NEW YORK QLT MUN INC	441,808	$6.3M	1.63%
15	VWOVANGUARD INTL EQUITY INDEX F	147,481	$5.9M	1.53%
16	IUSVISHARES TR	96,045	$5.6M	1.43%
17	STIPISHARES TR	50,718	$5.1M	1.31%
18	DONSPDR DOW JONES INDL AVRG ETF	18,731	$5.0M	1.30%
19	VSSVANGUARD INTL EQUITY INDEX F	48,799	$5.0M	1.28%
20	VTIVANGUARD INDEX FDS	31,636	$4.8M	1.23%
21	NUVNUVEEN MUN VALUE FD INC	448,614	$4.7M	1.22%
22	—NUVEEN SELECT TAX FREE INCM	306,988	$4.6M	1.19%
23	NRKNUVEEN NEW YORK AMT QLT MUNI	336,196	$4.5M	1.17%
24	IJSISHARES TR	29,606	$4.4M	1.15%
25	MBBISHARES TR	39,634	$4.3M	1.11%
26	BRK/BBERKSHIRE HATHAWAY INC DEL	19,404	$4.0M	1.04%
27	SHYDVANECK VECTORS ETF TR	159,483	$4.0M	1.04%
28	VTVVANGUARD INDEX FDS	34,345	$3.8M	0.99%
29	VTVANGUARD INTL EQUITY INDEX F	46,738	$3.5M	0.90%
30	SCZISHARES TR	59,373	$3.4M	0.88%
31	SCHXSCHWAB STRATEGIC TR	47,060	$3.3M	0.86%
32	AAPLAPPLE INC	14,595	$3.3M	0.84%
33	DGSWISDOMTREE TR	68,531	$3.0M	0.78%
34	SRLNSSGA ACTIVE ETF TR	65,502	$3.0M	0.78%
35	VBRVANGUARD INDEX FDS	23,032	$3.0M	0.77%
36	—NUVEEN SELECT TAX FREE INCM	184,325	$3.0M	0.76%
37	BABINVESCO EXCHNG TRADED FD TR	88,591	$2.9M	0.74%
38	VEAVANGUARD TAX MANAGED INTL FD	67,661	$2.8M	0.72%
39	EFAISHARES TR	39,859	$2.6M	0.67%
40	—NUVEEN MARYLAND QLT MUN INC	185,429	$2.5M	0.64%
41	XNXNXNUVEEN NY SELECT TAX FREE PR	174,872	$2.4M	0.62%
42	SCHCSCHWAB STRATEGIC TR	71,364	$2.3M	0.59%
43	EEMVISHARES INC	36,788	$2.1M	0.54%
44	SCHPSCHWAB STRATEGIC TR	34,863	$2.0M	0.51%
45	—NUVEEN INTER DURATION MN TMF	127,387	$1.7M	0.45%
46	HYDVANECK VECTORS ETF TR	26,318	$1.7M	0.44%
47	NCANUVEEN CALIF MUN VALUE FD	154,148	$1.6M	0.42%
48	VEUVANGUARD INTL EQUITY INDEX F	32,438	$1.6M	0.42%
49	SCHOSCHWAB STRATEGIC TR	30,913	$1.6M	0.40%
50	NXPNUVEEN SELECT TAX FREE INCM	95,969	$1.5M	0.39%
51	—NUVEEN INT DUR QUAL MUN TRM	108,156	$1.5M	0.38%
52	—ABERDEEN ASIA PACIFIC INCOM	323,565	$1.4M	0.35%
53	IEIISHARES TR	10,474	$1.3M	0.34%
54	DLSWISDOMTREE TR	20,544	$1.3M	0.34%
55	IWDISHARES TR	9,735	$1.2M	0.32%
56	MYNBLACKROCK MUNIYIELD NY QLTY	92,500	$1.2M	0.31%
57	SPEMSPDR INDEX SHS FDS	34,562	$1.2M	0.31%
58	EEMISHARES TR	28,785	$1.2M	0.30%
59	MSFTMICROSOFT CORP	8,375	$1.2M	0.30%
60	IWMISHARES TR	7,649	$1.2M	0.30%
61	MUBISHARES TR	9,685	$1.1M	0.29%
62	HDHOME DEPOT INC	6,468	$1.1M	0.28%	Put
63	NXJNUVEEN NEW JERSEY QULT MUN F	73,824	$1.1M	0.28%
64	PZAINVESCO EXCHNG TRADED FD TR	37,600	$998K	0.26%
65	PZTINVESCO EXCHNG TRADED FD TR	39,171	$997K	0.26%
66	UNHUNITEDHEALTH GROUP INC	4,426	$962K	0.25%
67	EWXSPDR INDEX SHS FDS	21,399	$930K	0.24%
68	SCHESCHWAB STRATEGIC TR	36,017	$905K	0.23%
69	OEFISHARES TR	6,825	$897K	0.23%
70	—BLACKROCK 2022 GBL INCM OPP	91,514	$879K	0.23%
71	SPDWSPDR INDEX SHS FDS	28,820	$846K	0.22%
72	SHVISHARES TR	7,508	$831K	0.21%
73	IWCISHARES TR	8,871	$782K	0.20%
74	SCHFSCHWAB STRATEGIC TR	24,219	$772K	0.20%
75	NYFISHARES TR	12,777	$731K	0.19%
76	VVVANGUARD INDEX FDS	5,157	$703K	0.18%
77	SPSBSPDR SERIES TRUST	22,560	$696K	0.18%
78	VXUSVANGUARD STAR FD	13,267	$685K	0.18%
79	TFISPDR SERIES TRUST	13,485	$684K	0.18%
80	WOODISHARES TR	11,541	$677K	0.17%
81	SCHVSCHWAB STRATEGIC TR	11,670	$662K	0.17%
82	—BLACKROCK MUNI N Y INTER DUR	43,064	$633K	0.16%
83	JPMJPMORGAN CHASE & CO	5,197	$612K	0.16%
84	IBMINTERNATIONAL BUSINESS MACHS	4,186	$609K	0.16%
85	COSTCOSTCO WHSL CORP NEW	2,071	$597K	0.15%
86	NZFNUVEEN MUNICIPAL CREDIT INC	36,690	$595K	0.15%
87	MMM3M CO	3,384	$556K	0.14%
88	PEPPEPSICO INC	4,037	$553K	0.14%
89	SHYISHARES TR	6,341	$538K	0.14%
90	SCHRSCHWAB STRATEGIC TR	9,348	$519K	0.13%
91	IJHISHARES TR	2,620	$506K	0.13%
92	VBVANGUARD INDEX FDS	3,235	$498K	0.13%
93	KMIKINDER MORGAN INC DEL	23,281	$480K	0.12%
94	VOOVANGUARD INDEX FDS	1,756	$479K	0.12%
95	VIGVANGUARD GROUP	3,860	$462K	0.12%
96	IWFISHARES TR	2,703	$431K	0.11%
97	SCHBSCHWAB STRATEGIC TR	6,000	$426K	0.11%
98	JNJJOHNSON & JOHNSON	3,285	$425K	0.11%
99	DALDELTA AIR LINES INC DEL	10,733	$420K	0.11%	Put
100	ZTSZOETIS INC	3,360	$419K	0.11%

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