Tortoise Investment Management, LLC Q3 2020 Filing

Filed November 4, 2020

Portfolio Value

$410.0B

Holdings

524

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (524 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	178,713	$60.1B	14.65%
2	MBBISHARES TR	251,381	$27.8B	6.77%
3	VRIGINVESCO ACTIVELY MANAGED ETF	796,936	$19.8B	4.83%
4	BABINVESCO EXCH TRADED FD TR II	552,350	$18.4B	4.49%
5	IEMGISHARES INC	305,543	$16.1B	3.93%
6	SPYSPDR S&P 500 ETF TR	68,642	$15.5B	3.78%	Put
7	ITOTISHARES TR	155,225	$11.7B	2.86%
8	IWBISHARES TR	58,576	$11.0B	2.67%
9	AQLTISHARES TR	122,331	$7.4B	1.80%
10	XJQCXNUVEEN CR STRATEGIES INCOME	1,154,175	$6.8B	1.66%
11	VWOVANGUARD INTL EQUITY INDEX F	155,602	$6.7B	1.64%
12	AAPLAPPLE INC	59,596	$6.7B	1.64%	Put
13	VTIVANGUARD INDEX FDS	33,274	$5.7B	1.38%
14	MUBISHARES TR	47,349	$5.5B	1.34%
15	IUSVISHARES TR	100,744	$5.5B	1.33%
16	VSSVANGUARD INTL EQUITY INDEX F	51,496	$5.4B	1.32%
17	VEAVANGUARD TAX-MANAGED INTL FD	128,445	$5.3B	1.28%
18	NANNUVEEN NEW YORK QLT MUN INC	367,702	$5.0B	1.23%
19	VTVVANGUARD INDEX FDS	48,082	$5.0B	1.23%
20	IXUSISHARES TR	83,069	$4.8B	1.18%
21	DONSPDR DOW JONES INDL AVERAGE	17,155	$4.8B	1.16%
22	JPSTJ P MORGAN EXCHANGE-TRADED F	90,549	$4.6B	1.12%
23	JMSTJ P MORGAN EXCHANGE-TRADED F	88,985	$4.5B	1.11%
24	SCHCSCHWAB STRATEGIC TR	137,067	$4.5B	1.09%
25	SCHXSCHWAB STRATEGIC TR	55,077	$4.4B	1.08%
26	IJRISHARES TR	62,405	$4.4B	1.07%
27	IVEISHARES TR	37,758	$4.2B	1.04%
28	BRK/BBERKSHIRE HATHAWAY INC DEL	18,613	$4.0B	0.97%
29	VBRVANGUARD INDEX FDS	34,396	$3.8B	0.93%
30	SPEMSPDR INDEX SHS FDS	94,336	$3.4B	0.84%
31	NRKNUVEEN NEW YORK AMT QLT MUNI	261,438	$3.4B	0.82%
32	—ABERDEEN ASIA-PACIFIC INCOME	825,793	$3.3B	0.80%
33	VTNINVESCO TR INVT GRADE NEW YO	228,479	$2.8B	0.69%
34	DGSWISDOMTREE TR	66,398	$2.7B	0.67%
35	STIPISHARES TR	25,780	$2.7B	0.65%
36	VEUVANGUARD INTL EQUITY INDEX F	52,676	$2.7B	0.65%
37	VCSHVANGUARD SCOTTSDALE FDS	30,624	$2.5B	0.62%
38	SCHPSCHWAB STRATEGIC TR	40,508	$2.5B	0.61%
39	—NUVEEN SELECT TAX FREE INCOM	162,274	$2.4B	0.59%
40	SLQDISHARES TR	45,036	$2.3B	0.57%
41	SHVISHARES TR	21,175	$2.3B	0.57%
42	VTVANGUARD INTL EQUITY INDEX F	27,880	$2.2B	0.55%
43	XNXNXNUVEEN N Y SELECT TAX FREE I	166,492	$2.2B	0.53%
44	—NUVEEN SELECT TAX FREE INCOM	132,282	$2.2B	0.53%
45	SHYDVANECK VECTORS ETF TR	88,552	$2.2B	0.53%
46	IJSISHARES TR	17,523	$2.1B	0.52%
47	SCHFSCHWAB STRATEGIC TR	67,362	$2.1B	0.52%
48	EWXSPDR INDEX SHS FDS	38,462	$1.7B	0.42%
49	PZAINVESCO EXCH TRADED FD TR II	63,755	$1.7B	0.41%
50	EFAISHARES TR	25,458	$1.6B	0.40%
51	MSFTMICROSOFT CORP	9,023	$1.6B	0.39%	Put
52	VTEBVANGUARD MUN BD FDS	27,977	$1.5B	0.37%
53	NUVNUVEEN MUN VALUE FD INC	140,760	$1.5B	0.37%
54	SCHESCHWAB STRATEGIC TR	53,765	$1.4B	0.35%
55	PZTINVESCO EXCH TRADED FD TR II	53,716	$1.4B	0.33%
56	—NUVEEN MARYLAND QLT MUN INC	103,799	$1.4B	0.33%
57	VBVANGUARD INDEX FDS	8,763	$1.3B	0.33%
58	HDHOME DEPOT INC	5,789	$1.3B	0.33%	Put
59	EEMVISHARES INC	24,054	$1.3B	0.32%
60	SCZISHARES TR	22,462	$1.3B	0.32%
61	OEFISHARES TR	8,068	$1.3B	0.31%
62	SCHASCHWAB STRATEGIC TR	18,287	$1.2B	0.30%
63	SLYVSPDR SER TR	24,800	$1.2B	0.30%
64	—NUVEEN INTER DURATION MUN TE	92,317	$1.2B	0.30%
65	EEMISHARES TR	34,855	$1.2B	0.30%	Put
66	NCANUVEEN CALIF MUN VALUE FD IN	114,398	$1.2B	0.30%
67	HIOWESTERN ASSET HIGH INCOME OP	240,582	$1.2B	0.29%
68	—NUVEEN INT DUR QUAL MUN TRM	78,200	$1.1B	0.27%
69	SCHVSCHWAB STRATEGIC TR	20,956	$1.1B	0.27%
70	DLSWISDOMTREE TR	18,144	$1.1B	0.27%
71	IWDISHARES TR	8,846	$1.0B	0.25%
72	SPDWSPDR INDEX SHS FDS	34,050	$996.0M	0.24%
73	SRLNSSGA ACTIVE ETF TR	21,706	$971.0M	0.24%
74	HYDVANECK VECTORS ETF TR	15,912	$952.0M	0.23%
75	IWMISHARES TR	6,240	$935.0M	0.23%
76	—BLACKROCK MUNIYIELD N Y QUAL	72,350	$919.0M	0.22%
77	VXUSVANGUARD STAR FDS	16,743	$873.0M	0.21%
78	SCHBSCHWAB STRATEGIC TR	10,915	$869.0M	0.21%
79	COSTCOSTCO WHSL CORP NEW	2,103	$747.0M	0.18%
80	IEIISHARES TR	4,709	$629.0M	0.15%
81	SCHOSCHWAB STRATEGIC TR	11,951	$615.0M	0.15%
82	TFISPDR SER TR	11,482	$596.0M	0.15%
83	MLNVANECK VECTORS ETF TR	27,883	$596.0M	0.15%
84	NXJNUVEEN NEW JERSEY QULT MUN F	42,967	$581.0M	0.14%
85	WOODISHARES TR	8,934	$578.0M	0.14%
86	AMZNAMAZON COM INC	181	$570.0M	0.14%
87	—NUVEEN NEW YORK MUN VALUE FD	36,808	$545.0M	0.13%
88	UNPUNION PAC CORP	2,512	$495.0M	0.12%
89	MMM3M CO	3,078	$493.0M	0.12%
90	JPMJPMORGAN CHASE & CO	5,018	$483.0M	0.12%
91	IWFISHARES TR	2,203	$478.0M	0.12%
92	ZTSZOETIS INC	2,847	$471.0M	0.11%
93	IWCISHARES TR	5,196	$470.0M	0.11%
94	TSLATESLA INC	1,090	$468.0M	0.11%
95	IJHISHARES TR	2,521	$467.0M	0.11%
96	IBMINTERNATIONAL BUSINESS MACHS	3,799	$462.0M	0.11%
97	NZFNUVEEN MUNICIPAL CREDIT INC	30,436	$447.0M	0.11%
98	VVVANGUARD INDEX FDS	2,821	$441.0M	0.11%
99	NYFISHARES TR	7,512	$432.0M	0.11%
100	LBEURL BRANDS INC	13,200	$420.0M	0.10%

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