Tortoise Investment Management, LLC Q3 2021 Filing
Filed November 4, 2021
Portfolio Value
$495.0B
Holdings
619
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (619 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | AVUSAMERICAN CENTY ETF TR | 7,800 | $575.0M | 0.12% | |
| 102 | AVUVAMERICAN CENTY ETF TR | 7,497 | $567.0M | 0.11% | |
| 103 | VVISA INC | 3,965 | $560.0M | 0.11% | Put |
| 104 | TROWPRICE T ROWE GROUP INC | 2,819 | $554.0M | 0.11% | |
| 105 | —NUVEEN INT DUR QUAL MUN TRM | 37,739 | $554.0M | 0.11% | |
| 106 | GOOGLALPHABET INC | 194 | $519.0M | 0.10% | |
| 107 | UNPUNION PAC CORP | 2,512 | $492.0M | 0.10% | |
| 108 | XBFZXBLACKROCK CALIF MUN INCOME T | 32,610 | $481.0M | 0.10% | |
| 109 | SCHOSCHWAB STRATEGIC TR | 9,327 | $477.0M | 0.10% | |
| 110 | GOOGALPHABET INC | 177 | $472.0M | 0.10% | |
| 111 | SRLNSSGA ACTIVE ETF TR | 10,111 | $465.0M | 0.09% | |
| 112 | JNJJOHNSON & JOHNSON | 2,789 | $450.0M | 0.09% | |
| 113 | PEPPEPSICO INC | 2,984 | $449.0M | 0.09% | |
| 114 | SCHHSCHWAB STRATEGIC TR | 9,550 | $436.0M | 0.09% | |
| 115 | EEMXSPDR INDEX SHS FDS | 5,823 | $435.0M | 0.09% | |
| 116 | NYFISHARES TR | 7,463 | $432.0M | 0.09% | |
| 117 | CMCSACOMCAST CORP NEW | 7,450 | $417.0M | 0.08% | |
| 118 | IWDISHARES TR | 2,483 | $389.0M | 0.08% | |
| 119 | FRELFIDELITY COVINGTON TRUST | 12,383 | $376.0M | 0.08% | |
| 120 | AVEMAMERICAN CENTY ETF TR | 5,810 | $375.0M | 0.08% | |
| 121 | ZTSZOETIS INC | 2,210 | $373.0M | 0.08% | Put |
| 122 | METAFACEBOOK INC | 1,089 | $370.0M | 0.07% | |
| 123 | NADNUVEEN QUALITY MUNCP INCOME | 22,572 | $353.0M | 0.07% | |
| 124 | MUNIPIMCO ETF TR | 6,244 | $352.0M | 0.07% | |
| 125 | DISDISNEY WALT CO | 2,023 | $342.0M | 0.07% | |
| 126 | NXJNUVEEN NEW JERSEY QULT MUN F | 21,977 | $339.0M | 0.07% | |
| 127 | IBMINTERNATIONAL BUSINESS MACHS | 2,436 | $338.0M | 0.07% | |
| 128 | CLCOLGATE PALMOLIVE CO | 4,300 | $325.0M | 0.07% | |
| 129 | —DOMA HOLDINGS INC | 43,000 | $318.0M | 0.06% | |
| 130 | ACNACCENTURE PLC IRELAND | 994 | $318.0M | 0.06% | |
| 131 | ACWXISHARES TR | 5,430 | $301.0M | 0.06% | |
| 132 | DFAEDIMENSIONAL ETF TRUST | 10,745 | $293.0M | 0.06% | |
| 133 | DFUSDIMENSIONAL ETF TRUST | 6,176 | $291.0M | 0.06% | |
| 134 | NZFNUVEEN MUNICIPAL CREDIT INC | 17,316 | $290.0M | 0.06% | |
| 135 | MYNBLACKROCK MUNIYIELD N Y QUAL | 20,850 | $288.0M | 0.06% | |
| 136 | MMM3M CO | 1,628 | $286.0M | 0.06% | |
| 137 | MDLZMONDELEZ INTL INC | 4,906 | $285.0M | 0.06% | |
| 138 | VNQIVANGUARD INTL EQUITY INDEX F | 4,867 | $274.0M | 0.06% | |
| 139 | IWRISHARES TR | 3,400 | $266.0M | 0.05% | |
| 140 | RSPINVESCO EXCHANGE TRADED FD T | 1,700 | $255.0M | 0.05% | |
| 141 | MRKMERCK & CO INC | 3,256 | $245.0M | 0.05% | |
| 142 | IVWISHARES TR | 3,320 | $245.0M | 0.05% | |
| 143 | AXPAMERICAN EXPRESS CO | 1,435 | $240.0M | 0.05% | |
| 144 | DFASDIMENSIONAL ETF TRUST | 4,140 | $238.0M | 0.05% | |
| 145 | LNTALLIANT ENERGY CORP | 4,195 | $235.0M | 0.05% | |
| 146 | EPDENTERPRISE PRODS PARTNERS L | 10,720 | $232.0M | 0.05% | |
| 147 | KMIKINDER MORGAN INC DEL | 13,188 | $221.0M | 0.04% | |
| 148 | VIGVANGUARD SPECIALIZED FUNDS | 1,440 | $221.0M | 0.04% | |
| 149 | ITGARTNER INC | 721 | $219.0M | 0.04% | |
| 150 | ESBAEMPIRE ST RLTY OP L P | 21,599 | $217.0M | 0.04% | |
| 151 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 13,091 | $215.0M | 0.04% | |
| 152 | TAT&T INC | 7,733 | $209.0M | 0.04% | |
| 153 | VFLDELAWARE INVTS NATL MUN INCO | 14,770 | $208.0M | 0.04% | |
| 154 | SHMSPDR SER TR | 4,180 | $206.0M | 0.04% | |
| 155 | SPYXSPDR SER TR | 1,895 | $201.0M | 0.04% | |
| 156 | MCDMCDONALDS CORP | 834 | $201.0M | 0.04% | |
| 157 | SBIWESTERN ASSET INTER MUNI FD | 19,620 | $191.0M | 0.04% | |
| 158 | VUGVANGUARD INDEX FDS | 658 | $191.0M | 0.04% | |
| 159 | SHOPSHOPIFY INC | 140 | $190.0M | 0.04% | |
| 160 | HIPOGBPHIPPO HLDGS INC | 38,407 | $180.0M | 0.04% | |
| 161 | IWVISHARES TR | 705 | $180.0M | 0.04% | |
| 162 | —ABERDEEN ASIA-PACIFIC INCOME | 43,462 | $180.0M | 0.04% | |
| 163 | BNDVANGUARD BD INDEX FDS | 2,090 | $179.0M | 0.04% | |
| 164 | VSCOVICTORIAS SECRET AND CO | 3,217 | $178.0M | 0.04% | |
| 165 | PGPROCTER AND GAMBLE CO | 1,261 | $176.0M | 0.04% | |
| 166 | XOMEXXON MOBIL CORP | 2,996 | $176.0M | 0.04% | |
| 167 | APHAMPHENOL CORP NEW | 2,376 | $174.0M | 0.04% | |
| 168 | VSGXVANGUARD WORLD FD | 2,775 | $171.0M | 0.03% | |
| 169 | NACNUVEEN CA QUALTY MUN INCOME | 10,750 | $169.0M | 0.03% | |
| 170 | BACVERIZON COMMUNICATIONS INC | 3,042 | $164.0M | 0.03% | |
| 171 | HEFAISHARES TR | 4,767 | $164.0M | 0.03% | |
| 172 | PFEPFIZER INC | 3,795 | $163.0M | 0.03% | |
| 173 | VXFVANGUARD INDEX FDS | 885 | $161.0M | 0.03% | |
| 174 | DALDELTA AIR LINES INC DEL | 7,072 | $160.0M | 0.03% | Put |
| 175 | ESGEISHARES INC | 3,850 | $160.0M | 0.03% | |
| 176 | FMATFIDELITY COVINGTON TRUST | 3,549 | $157.0M | 0.03% | |
| 177 | ROSTROSS STORES INC | 1,438 | $157.0M | 0.03% | |
| 178 | CSCOCISCO SYS INC | 2,821 | $154.0M | 0.03% | |
| 179 | EEMSISHARES INC | 2,527 | $153.0M | 0.03% | |
| 180 | CVXCHEVRON CORP NEW | 1,508 | $153.0M | 0.03% | |
| 181 | GNMAISHARES TR | 2,940 | $147.0M | 0.03% | |
| 182 | BTTBLACKROCK MUN TARGET TERM TR | 5,700 | $145.0M | 0.03% | |
| 183 | RLMDRELMADA THERAPEUTICS INC | 5,531 | $145.0M | 0.03% | |
| 184 | TXNTEXAS INSTRS INC | 726 | $140.0M | 0.03% | |
| 185 | VPUVANGUARD WORLD FDS | 1,000 | $139.0M | 0.03% | |
| 186 | RTXRAYTHEON TECHNOLOGIES CORP | 1,507 | $130.0M | 0.03% | |
| 187 | YUMYUM BRANDS INC | 1,050 | $128.0M | 0.03% | |
| 188 | AQLTISHARES TR | 1,098 | $126.0M | 0.03% | |
| 189 | BMYBRISTOL-MYERS SQUIBB CO | 2,091 | $124.0M | 0.03% | |
| 190 | VNQVANGUARD INDEX FDS | 1,213 | $123.0M | 0.02% | |
| 191 | TRVTRAVELERS COMPANIES INC | 795 | $121.0M | 0.02% | |
| 192 | SDYSPDR SER TR | 964 | $113.0M | 0.02% | |
| 193 | SWKSTANLEY BLACK & DECKER INC | 637 | $112.0M | 0.02% | |
| 194 | DTEDTE ENERGY CO | 988 | $110.0M | 0.02% | |
| 195 | TXNMPNM RES INC | 2,134 | $106.0M | 0.02% | |
| 196 | BLKCHFBLACKROCK INC | 124 | $104.0M | 0.02% | |
| 197 | CRDFCARDIFF ONCOLOGY INC | 15,000 | $100.0M | 0.02% | |
| 198 | CHDCHURCH & DWIGHT INC | 1,206 | $100.0M | 0.02% | |
| 199 | LENLENNAR CORP | 1,059 | $99.0M | 0.02% | |
| 200 | SPGIS&P GLOBAL INC | 233 | $99.0M | 0.02% |