Tortoise Investment Management, LLC Q3 2022 Filing

Filed November 4, 2022

Portfolio Value

$514.3B

Holdings

759

Report Date

Q3 2022

Filing Type

13F-HR

All Holdings (759 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	156,251	$56.0B	10.90%
2	CMBSISHARES TR	347,815	$15.9B	3.10%
3	BABINVESCO EXCH TRADED FD TR II	597,951	$15.3B	2.98%
4	STIPISHARES TR	155,181	$14.9B	2.90%
5	MBBISHARES TR	149,114	$13.7B	2.66%
6	IEMGISHARES INC	309,508	$13.3B	2.59%
7	ITOTISHARES TR	156,085	$12.4B	2.41%
8	SPYSPDR S&P 500 ETF TR	34,656	$11.6B	2.25%	Put
9	AAPLAPPLE INC	85,424	$11.5B	2.24%	Put
10	SGOVISHARES TR	111,377	$11.2B	2.17%
11	IWBISHARES TR	52,288	$10.3B	2.01%
12	IUSVISHARES TR	150,741	$9.4B	1.84%
13	DFAUDIMENSIONAL ETF TRUST	374,213	$9.4B	1.83%
14	AQLTISHARES TR	172,969	$9.1B	1.77%
15	VGSHVANGUARD SCOTTSDALE FDS	150,253	$8.7B	1.69%
16	IJRISHARES TR	83,739	$7.3B	1.42%
17	VTVVANGUARD INDEX FDS	57,471	$7.1B	1.38%
18	VWOVANGUARD INTL EQUITY INDEX F	177,859	$6.5B	1.26%
19	SCHXSCHWAB STRATEGIC TR	150,624	$6.4B	1.24%
20	VCSHVANGUARD SCOTTSDALE FDS	85,653	$6.4B	1.24%
21	VTIVANGUARD INDEX FDS	34,880	$6.3B	1.22%
22	SCHPSCHWAB STRATEGIC TR	112,066	$5.8B	1.13%
23	MUBISHARES TR	55,462	$5.7B	1.11%
24	SPEMSPDR INDEX SHS FDS	176,530	$5.5B	1.07%
25	VEAVANGUARD TAX-MANAGED FDS	149,474	$5.4B	1.06%
26	DGSWISDOMTREE TR	135,000	$5.4B	1.05%
27	MLNVANECK ETF TRUST	321,165	$5.3B	1.04%
28	AVUSAMERICAN CENTY ETF TR	84,995	$5.3B	1.03%
29	PZAINVESCO EXCH TRADED FD TR II	223,716	$4.9B	0.96%
30	VBRVANGUARD INDEX FDS	33,366	$4.8B	0.93%
31	BRK/BBERKSHIRE HATHAWAY INC DEL	17,920	$4.8B	0.93%
32	VSSVANGUARD INTL EQUITY INDEX F	50,340	$4.7B	0.91%
33	DFSDDIMENSIONAL ETF TRUST	101,077	$4.7B	0.90%
34	IVEISHARES TR	35,510	$4.6B	0.89%
35	SCHCSCHWAB STRATEGIC TR	161,893	$4.5B	0.87%
36	HYDVANECK ETF TRUST	82,235	$4.1B	0.80%
37	VTEBVANGUARD MUN BD FDS	84,707	$4.1B	0.79%
38	IXUSISHARES TR	77,727	$4.0B	0.77%
39	NUWNUVEEN AMT-FREE MUN VALUE FD	300,665	$3.9B	0.77%
40	EDDMORGAN STANLEY EMERGING MKTS	963,521	$3.9B	0.75%
41	TFISPDR SER TR	84,717	$3.7B	0.72%
42	DONSPDR DOW JONES INDL AVERAGE	12,556	$3.6B	0.70%
43	NNYNUVEEN N Y MUN VALUE FD	364,110	$3.0B	0.58%
44	DFACDIMENSIONAL ETF TRUST	133,333	$3.0B	0.58%
45	VVVANGUARD INDEX FDS	18,087	$3.0B	0.58%
46	PZTINVESCO EXCH TRADED FD TR II	135,967	$2.9B	0.56%
47	SHYDVANECK ETF TRUST	132,072	$2.9B	0.56%
48	NXPNUVEEN SELECT TAX-FREE INCOM	212,852	$2.8B	0.54%
49	SLYVSPDR SER TR	41,310	$2.8B	0.54%
50	SCHOSCHWAB STRATEGIC TR	53,955	$2.6B	0.51%
51	IJSISHARES TR	31,570	$2.6B	0.51%
52	HYMBSPDR SER TR	54,120	$2.6B	0.50%
53	VEUVANGUARD INTL EQUITY INDEX F	56,784	$2.5B	0.49%
54	EWXSPDR INDEX SHS FDS	54,883	$2.5B	0.49%
55	SCHASCHWAB STRATEGIC TR	65,918	$2.5B	0.48%
56	MSFTMICROSOFT CORP	9,991	$2.3B	0.45%
57	SCHFSCHWAB STRATEGIC TR	82,196	$2.3B	0.45%
58	SCHESCHWAB STRATEGIC TR	92,560	$2.1B	0.40%
59	NUVNUVEEN MUN VALUE FD INC	238,310	$2.0B	0.39%
60	SCHBSCHWAB STRATEGIC TR	47,370	$2.0B	0.39%
61	XNXNXNUVEEN N Y SELECT TAX FREE I	177,772	$2.0B	0.38%
62	PGRPROGRESSIVE CORP	16,884	$2.0B	0.38%
63	JMSTJ P MORGAN EXCHANGE TRADED F	38,065	$1.9B	0.37%
64	VCITVANGUARD SCOTTSDALE FDS	25,267	$1.9B	0.37%
65	SPDWSPDR INDEX SHS FDS	73,655	$1.9B	0.37%
66	JSCPJ P MORGAN EXCHANGE TRADED F	41,417	$1.9B	0.36%
67	NCANUVEEN CALIFORNIA MUNI VLU F	226,386	$1.9B	0.36%
68	DFAIDIMENSIONAL ETF TRUST	84,291	$1.8B	0.35%
69	VBVANGUARD INDEX FDS	10,550	$1.8B	0.35%
70	AVIVAMERICAN CENTY ETF TR	45,238	$1.7B	0.33%
71	DFAEDIMENSIONAL ETF TRUST	82,859	$1.7B	0.32%
72	VTVANGUARD INTL EQUITY INDEX F	21,109	$1.7B	0.32%
73	SLQDISHARES TR	32,967	$1.6B	0.30%
74	NRKNUVEEN NEW YORK AMT QLT MUNI	157,578	$1.5B	0.30%
75	MHFWESTERN ASSET MUN HIGH INCOM	244,692	$1.5B	0.29%
76	AVUVAMERICAN CENTY ETF TR	21,932	$1.5B	0.28%
77	VTNINVESCO TR INVT GRADE NEW YO	143,688	$1.4B	0.27%
78	SCHVSCHWAB STRATEGIC TR	23,109	$1.4B	0.26%
79	—ABRDN ASIA PACIFIC INCOME FU	526,497	$1.3B	0.26%
80	AVDEAMERICAN CENTY ETF TR	28,718	$1.3B	0.25%
81	VGITVANGUARD SCOTTSDALE FDS	21,129	$1.2B	0.24%
82	TSLATESLA INC	4,614	$1.2B	0.24%
83	AVEMAMERICAN CENTY ETF TR	26,344	$1.2B	0.24%
84	AVDVAMERICAN CENTY ETF TR	24,857	$1.2B	0.23%
85	OEFISHARES TR	7,210	$1.2B	0.23%
86	NANNUVEEN NEW YORK QLT MUN INC	101,739	$1.1B	0.21%
87	EFAISHARES TR	18,673	$1.0B	0.20%
88	HDHOME DEPOT INC	3,739	$1.0B	0.20%
89	HIOWESTERN ASSET HIGH INCOME OP	279,785	$1.0B	0.20%
90	DFIVDIMENSIONAL ETF TRUST	38,261	$986.0M	0.19%
91	EEMVISHARES INC	19,385	$982.0M	0.19%
92	SCHRSCHWAB STRATEGIC TR	19,627	$964.0M	0.19%
93	IWMISHARES TR	5,703	$941.0M	0.18%
94	SCZISHARES TR	18,789	$917.0M	0.18%
95	DLSWISDOMTREE TR	17,179	$884.0M	0.17%
96	EBNDSPDR SER TR	46,470	$882.0M	0.17%
97	EEMISHARES TR	25,055	$874.0M	0.17%
98	LEMBISHARES INC	26,400	$853.0M	0.17%
99	COSTCOSTCO WHSL CORP NEW	1,800	$850.0M	0.17%
100	ESGVVANGUARD WORLD FD	13,375	$841.0M	0.16%

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