Tortoise Investment Management, LLC Q3 2022 Filing

Filed November 4, 2022

Portfolio Value

$514.3M

Holdings

759

Report Date

Q3 2022

Filing Type

13F-HR

All Holdings (759 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	156,251	$56.0M	10.90%
2	—DOMA HOLDINGS INC	43,000	$19.0M	3.69%
3	CMBSISHARES TR	347,815	$15.9M	3.10%
4	BABINVESCO EXCH TRADED FD TR II	597,951	$15.3M	2.98%
5	STIPISHARES TR	155,181	$14.9M	2.90%
6	MBBISHARES TR	149,114	$13.7M	2.66%
7	IEMGISHARES INC	309,508	$13.3M	2.59%
8	ITOTISHARES TR	156,085	$12.4M	2.41%
9	SPYSPDR S&P 500 ETF TR	34,656	$11.6M	2.25%	Put
10	AAPLAPPLE INC	85,424	$11.5M	2.24%	Put
11	SGOVISHARES TR	111,377	$11.2M	2.17%
12	IWBISHARES TR	52,288	$10.3M	2.01%
13	IUSVISHARES TR	150,741	$9.4M	1.84%
14	DFAUDIMENSIONAL ETF TRUST	374,213	$9.4M	1.83%
15	AQLTISHARES TR	172,969	$9.1M	1.77%
16	VGSHVANGUARD SCOTTSDALE FDS	150,253	$8.7M	1.69%
17	IJRISHARES TR	83,739	$7.3M	1.42%
18	VTVVANGUARD INDEX FDS	57,471	$7.1M	1.38%
19	VWOVANGUARD INTL EQUITY INDEX F	177,859	$6.5M	1.26%
20	SCHXSCHWAB STRATEGIC TR	150,624	$6.4M	1.24%
21	VCSHVANGUARD SCOTTSDALE FDS	85,653	$6.4M	1.24%
22	VTIVANGUARD INDEX FDS	34,880	$6.3M	1.22%
23	SCHPSCHWAB STRATEGIC TR	112,066	$5.8M	1.13%
24	MUBISHARES TR	55,462	$5.7M	1.11%
25	SPEMSPDR INDEX SHS FDS	176,530	$5.5M	1.07%
26	VEAVANGUARD TAX-MANAGED FDS	149,474	$5.4M	1.06%
27	DGSWISDOMTREE TR	135,000	$5.4M	1.05%
28	MLNVANECK ETF TRUST	321,165	$5.3M	1.04%
29	AVUSAMERICAN CENTY ETF TR	84,995	$5.3M	1.03%
30	PZAINVESCO EXCH TRADED FD TR II	223,716	$4.9M	0.96%
31	BRK/BBERKSHIRE HATHAWAY INC DEL	17,920	$4.8M	0.93%
32	VBRVANGUARD INDEX FDS	33,366	$4.8M	0.93%
33	VSSVANGUARD INTL EQUITY INDEX F	50,340	$4.7M	0.91%
34	DFSDDIMENSIONAL ETF TRUST	101,077	$4.7M	0.90%
35	IVEISHARES TR	35,510	$4.6M	0.89%
36	SCHCSCHWAB STRATEGIC TR	161,893	$4.5M	0.87%
37	RSTEM INC	22,843	$4.2M	0.81%	Put
38	HYDVANECK ETF TRUST	82,235	$4.1M	0.80%
39	VTEBVANGUARD MUN BD FDS	84,707	$4.1M	0.79%
40	IXUSISHARES TR	77,727	$4.0M	0.77%
41	NUWNUVEEN AMT-FREE MUN VALUE FD	300,665	$3.9M	0.77%
42	EDDMORGAN STANLEY EMERGING MKTS	963,521	$3.9M	0.75%
43	TFISPDR SER TR	84,717	$3.7M	0.72%
44	DONSPDR DOW JONES INDL AVERAGE	12,556	$3.6M	0.70%
45	NNYNUVEEN N Y MUN VALUE FD	364,110	$3.0M	0.58%
46	DFACDIMENSIONAL ETF TRUST	133,333	$3.0M	0.58%
47	VVVANGUARD INDEX FDS	18,087	$3.0M	0.58%
48	PZTINVESCO EXCH TRADED FD TR II	135,967	$2.9M	0.56%
49	SHYDVANECK ETF TRUST	132,072	$2.9M	0.56%
50	NXPNUVEEN SELECT TAX-FREE INCOM	212,852	$2.8M	0.54%
51	SLYVSPDR SER TR	41,310	$2.8M	0.54%
52	SCHOSCHWAB STRATEGIC TR	53,955	$2.6M	0.51%
53	IJSISHARES TR	31,570	$2.6M	0.51%
54	HYMBSPDR SER TR	54,120	$2.6M	0.50%
55	VEUVANGUARD INTL EQUITY INDEX F	56,784	$2.5M	0.49%
56	EWXSPDR INDEX SHS FDS	54,883	$2.5M	0.49%
57	SCHASCHWAB STRATEGIC TR	65,918	$2.5M	0.48%
58	MSFTMICROSOFT CORP	9,991	$2.3M	0.45%
59	SCHFSCHWAB STRATEGIC TR	82,196	$2.3M	0.45%
60	SCHESCHWAB STRATEGIC TR	92,560	$2.1M	0.40%
61	NUVNUVEEN MUN VALUE FD INC	238,310	$2.0M	0.39%
62	SCHBSCHWAB STRATEGIC TR	47,370	$2.0M	0.39%
63	XNXNXNUVEEN N Y SELECT TAX FREE I	177,772	$2.0M	0.38%
64	PGRPROGRESSIVE CORP	16,884	$2.0M	0.38%
65	JMSTJ P MORGAN EXCHANGE TRADED F	38,065	$1.9M	0.37%
66	VCITVANGUARD SCOTTSDALE FDS	25,267	$1.9M	0.37%
67	SPDWSPDR INDEX SHS FDS	73,655	$1.9M	0.37%
68	JSCPJ P MORGAN EXCHANGE TRADED F	41,417	$1.9M	0.36%
69	NCANUVEEN CALIFORNIA MUNI VLU F	226,386	$1.9M	0.36%
70	DFAIDIMENSIONAL ETF TRUST	84,291	$1.8M	0.35%
71	VBVANGUARD INDEX FDS	10,550	$1.8M	0.35%
72	AVIVAMERICAN CENTY ETF TR	45,238	$1.7M	0.33%
73	VTVANGUARD INTL EQUITY INDEX F	21,109	$1.7M	0.32%
74	DFAEDIMENSIONAL ETF TRUST	82,859	$1.7M	0.32%
75	SLQDISHARES TR	32,967	$1.6M	0.30%
76	NRKNUVEEN NEW YORK AMT QLT MUNI	157,578	$1.5M	0.30%
77	MHFWESTERN ASSET MUN HIGH INCOM	244,692	$1.5M	0.29%
78	AVUVAMERICAN CENTY ETF TR	21,932	$1.5M	0.28%
79	VTNINVESCO TR INVT GRADE NEW YO	143,688	$1.4M	0.27%
80	SCHVSCHWAB STRATEGIC TR	23,109	$1.4M	0.26%
81	—ABRDN ASIA PACIFIC INCOME FU	526,497	$1.3M	0.26%
82	AVDEAMERICAN CENTY ETF TR	28,718	$1.3M	0.25%
83	VGITVANGUARD SCOTTSDALE FDS	21,129	$1.2M	0.24%
84	TSLATESLA INC	4,614	$1.2M	0.24%
85	AVEMAMERICAN CENTY ETF TR	26,344	$1.2M	0.24%
86	AVDVAMERICAN CENTY ETF TR	24,857	$1.2M	0.23%
87	OEFISHARES TR	7,210	$1.2M	0.23%
88	NANNUVEEN NEW YORK QLT MUN INC	101,739	$1.1M	0.21%
89	EFAISHARES TR	18,673	$1.0M	0.20%
90	HDHOME DEPOT INC	3,739	$1.0M	0.20%
91	HIOWESTERN ASSET HIGH INCOME OP	279,785	$1.0M	0.20%
92	DFIVDIMENSIONAL ETF TRUST	38,261	$986K	0.19%
93	EEMVISHARES INC	19,385	$982K	0.19%
94	SCHRSCHWAB STRATEGIC TR	19,627	$964K	0.19%
95	IWMISHARES TR	5,703	$941K	0.18%
96	SCZISHARES TR	18,789	$917K	0.18%
97	DLSWISDOMTREE TR	17,179	$884K	0.17%
98	EBNDSPDR SER TR	46,470	$882K	0.17%
99	EEMISHARES TR	25,055	$874K	0.17%
100	LEMBISHARES INC	26,400	$853K	0.17%

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