Tortoise Investment Management, LLC Q3 2023 Filing

Filed November 9, 2023

Portfolio Value

$671.5M

Holdings

803

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (803 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	148,915	$63.0M	9.38%
2	STIPISHARES TR	337,915	$32.0M	4.77%
3	MBBISHARES TR	306,308	$27.0M	4.02%
4	SGOVISHARES TR	219,142	$22.0M	3.28%
5	IEMGISHARES INC	342,232	$16.0M	2.38%
6	ITOTISHARES TR	159,724	$15.0M	2.23%
7	CMBSISHARES TR	334,371	$15.0M	2.23%
8	AVUSAMERICAN CENTY ETF TR	190,291	$13.0M	1.94%
9	AAPLAPPLE INC	77,475	$12.0M	1.79%	Put
10	IWBISHARES TR	51,350	$12.0M	1.79%
11	SPYSPDR S&P 500 ETF TR	40,244	$12.0M	1.79%	Put
12	TLTWISHARES TR	382,261	$11.0M	1.64%
13	AQLTISHARES TR	183,723	$11.0M	1.64%
14	IUSVISHARES TR	142,634	$10.0M	1.49%
15	VGLTVANGUARD SCOTTSDALE FDS	186,907	$10.0M	1.49%
16	NUVNUVEEN MUN VALUE FD INC	1,267,188	$10.0M	1.49%
17	DFAUDIMENSIONAL ETF TRUST	342,823	$10.0M	1.49%
18	NUWNUVEEN AMT-FREE MUN VALUE FD	712,389	$9.0M	1.34%
19	IJRISHARES TR	96,076	$9.0M	1.34%
20	SCHXSCHWAB STRATEGIC TR	177,277	$8.0M	1.19%
21	SCHHSCHWAB STRATEGIC TR	480,594	$8.0M	1.19%
22	VTVVANGUARD INDEX FDS	59,312	$8.0M	1.19%
23	VEAVANGUARD TAX-MANAGED FDS	163,149	$7.0M	1.04%
24	VGSHVANGUARD SCOTTSDALE FDS	135,882	$7.0M	1.04%
25	VTIVANGUARD INDEX FDS	34,623	$7.0M	1.04%
26	SPEMSPDR INDEX SHS FDS	220,423	$7.0M	1.04%
27	DGSWISDOMTREE TR	156,611	$7.0M	1.04%
28	BRK/BBERKSHIRE HATHAWAY INC DEL	17,921	$6.0M	0.89%
29	VWOVANGUARD INTL EQUITY INDEX F	172,408	$6.0M	0.89%
30	BABINVESCO EXCH TRADED FD TR II	273,018	$6.0M	0.89%
31	SCHCSCHWAB STRATEGIC TR	184,335	$5.0M	0.74%
32	VBRVANGUARD INDEX FDS	32,623	$5.0M	0.74%
33	DFSDDIMENSIONAL ETF TRUST	120,469	$5.0M	0.74%
34	VSSVANGUARD INTL EQUITY INDEX F	53,735	$5.0M	0.74%
35	IVEISHARES TR	33,418	$5.0M	0.74%
36	SCHPSCHWAB STRATEGIC TR	109,946	$5.0M	0.74%
37	MHFWESTERN ASSET MUN HIGH INCOM	739,453	$4.0M	0.60%
38	VCSHVANGUARD SCOTTSDALE FDS	56,402	$4.0M	0.60%
39	SCHOSCHWAB STRATEGIC TR	91,426	$4.0M	0.60%
40	IXUSISHARES TR	73,220	$4.0M	0.60%
41	NNYNUVEEN N Y MUN VALUE FD	572,956	$4.0M	0.60%
42	MLNVANECK ETF TRUST	283,693	$4.0M	0.60%
43	VVVANGUARD INDEX FDS	22,198	$4.0M	0.60%
44	MUBISHARES TR	41,240	$4.0M	0.60%
45	PGRPROGRESSIVE CORP	35,047	$4.0M	0.60%
46	DFACDIMENSIONAL ETF TRUST	172,064	$4.0M	0.60%
47	VTEBVANGUARD MUN BD FDS	62,568	$3.0M	0.45%
48	DFAIDIMENSIONAL ETF TRUST	124,501	$3.0M	0.45%
49	SCHASCHWAB STRATEGIC TR	91,523	$3.0M	0.45%
50	AVEMAMERICAN CENTY ETF TR	63,282	$3.0M	0.45%
51	EWXSPDR INDEX SHS FDS	62,008	$3.0M	0.45%
52	NADNUVEEN QUALITY MUNCP INCOME	383,485	$3.0M	0.45%
53	PZAINVESCO EXCH TRADED FD TR II	176,262	$3.0M	0.45%
54	XNEAXNUVEEN AMT FREE QLTY MUN INC	344,780	$3.0M	0.45%
55	DFAEDIMENSIONAL ETF TRUST	142,589	$3.0M	0.45%
56	DONSPDR DOW JONES INDL AVERAGE	11,738	$3.0M	0.45%
57	VEUVANGUARD INTL EQUITY INDEX F	50,113	$2.0M	0.30%
58	AVUVAMERICAN CENTY ETF TR	36,512	$2.0M	0.30%
59	DUHPDIMENSIONAL ETF TRUST	82,255	$2.0M	0.30%
60	SCHESCHWAB STRATEGIC TR	91,463	$2.0M	0.30%
61	NIMNUVEEN SELECT MAT MUN FD	268,037	$2.0M	0.30%
62	SCHBSCHWAB STRATEGIC TR	52,836	$2.0M	0.30%
63	MSFTMICROSOFT CORP	9,166	$2.0M	0.30%
64	IJSISHARES TR	29,293	$2.0M	0.30%
65	SPDWSPDR INDEX SHS FDS	86,528	$2.0M	0.30%
66	AVIVAMERICAN CENTY ETF TR	58,404	$2.0M	0.30%
67	DFUSDIMENSIONAL ETF TRUST	56,516	$2.0M	0.30%
68	EDDMORGAN STANLEY EMERGING MKTS	517,381	$2.0M	0.30%
69	WIWWESTERN AST INFL LKD OPP & I	279,144	$2.0M	0.30%
70	VOOVANGUARD INDEX FDS	5,165	$2.0M	0.30%
71	VBVANGUARD INDEX FDS	10,883	$2.0M	0.30%
72	SCHFSCHWAB STRATEGIC TR	77,735	$2.0M	0.30%
73	SLYVSPDR SER TR	41,351	$2.0M	0.30%
74	PZTINVESCO EXCH TRADED FD TR II	100,987	$2.0M	0.30%
75	VMBSVANGUARD SCOTTSDALE FDS	43,591	$1.0M	0.15%
76	DIHPDIMENSIONAL ETF TRUST	72,305	$1.0M	0.15%
77	FRELFIDELITY COVINGTON TRUST	48,539	$1.0M	0.15%
78	AVDEAMERICAN CENTY ETF TR	25,992	$1.0M	0.15%
79	JPMJPMORGAN CHASE & CO	9,020	$1.0M	0.15%
80	TSLATESLA INC	5,074	$1.0M	0.15%
81	XNXNXNUVEEN N Y SELECT TAX FREE I	98,489	$1.0M	0.15%
82	QUALISHARES TR	11,239	$1.0M	0.15%
83	NCANUVEEN CALIFORNIA MUNI VLU F	123,591	$1.0M	0.15%
84	HYDVANECK ETF TRUST	35,520	$1.0M	0.15%
85	TFISPDR SER TR	39,752	$1.0M	0.15%
86	LQDWISHARES TR	47,271	$1.0M	0.15%
87	DFIVDIMENSIONAL ETF TRUST	39,114	$1.0M	0.15%
88	SCZISHARES TR	19,134	$1.0M	0.15%
89	SBIWESTERN ASSET INTER MUNI FD	181,505	$1.0M	0.15%
90	IWMISHARES TR	5,884	$1.0M	0.15%
91	AVDVAMERICAN CENTY ETF TR	28,546	$1.0M	0.15%
92	NANNUVEEN NEW YORK QLT MUN INC	117,462	$1.0M	0.15%
93	OEFISHARES TR	8,577	$1.0M	0.15%
94	AVESAMERICAN CENTY ETF TR	45,060	$1.0M	0.15%
95	HDHOME DEPOT INC	3,339	$1.0M	0.15%
96	SCHVSCHWAB STRATEGIC TR	20,065	$1.0M	0.15%
97	SHVISHARES TR	13,975	$1.0M	0.15%
98	EFAISHARES TR	16,884	$1.0M	0.15%
99	JSCPJ P MORGAN EXCHANGE TRADED F	25,890	$1.0M	0.15%
100	VTVANGUARD INTL EQUITY INDEX F	17,175	$1.0M	0.15%

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