Tortoise Investment Management, LLC Q4 2018 Filing

Filed February 8, 2019

Portfolio Value

$369.6M

Holdings

553

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (553 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	245,703	$61.8M	16.72%
2	NBBNUVEEN TAXABLE MUNICPL INCM	1,413,338	$27.4M	7.40%
3	IEMGISHARES INC	347,327	$16.4M	4.43%
4	SPYSPDR S&P 500 ETF TR	51,100	$12.8M	3.46%
5	ITOTISHARES TR	208,513	$11.8M	3.20%
6	IWBISHARES TR	73,825	$10.2M	2.77%
7	XJQCXNUVEEN CR STRATEGIES INCM FD	1,065,886	$7.9M	2.13%
8	IVEISHARES TR	71,658	$7.2M	1.96%
9	AQLTISHARES TR	123,921	$6.8M	1.84%
10	IJRISHARES TR	91,703	$6.4M	1.72%
11	IXUSISHARES TR	118,704	$6.2M	1.69%
12	NANNUVEEN NEW YORK QLT MUN INC	500,146	$6.1M	1.66%
13	VRIGINVESCO ACTIVELY MANAGD ETF	235,139	$5.8M	1.57%
14	NUVNUVEEN MUN VALUE FD INC	621,686	$5.8M	1.56%
15	VWOVANGUARD INTL EQUITY INDEX F	141,905	$5.4M	1.46%
16	VCSHVANGUARD SCOTTSDALE FDS	65,804	$5.1M	1.39%
17	IJSISHARES TR	37,847	$5.0M	1.35%
18	DONSPDR DOW JONES INDL AVRG ETF	19,681	$4.6M	1.24%
19	NRKNUVEEN NEW YORK AMT QLT MUNI	387,787	$4.5M	1.22%
20	VSSVANGUARD INTL EQUITY INDEX F	47,660	$4.5M	1.22%
21	SCZISHARES TR	83,986	$4.4M	1.18%
22	VTIVANGUARD INDEX FDS	33,741	$4.3M	1.16%
23	—ABERDEEN ASIA PACIFIC INCOM	1,075,274	$4.2M	1.13%
24	VTVANGUARD INTL EQUITY INDEX F	62,003	$4.1M	1.10%
25	SLQDISHARES TR	75,637	$3.7M	1.01%
26	—NUVEEN SELECT TAX FREE INCM	258,987	$3.5M	0.94%
27	BABINVESCO EXCHNG TRADED FD TR	116,589	$3.5M	0.94%
28	BRK/BBERKSHIRE HATHAWAY INC DEL	16,717	$3.4M	0.92%
29	VTVVANGUARD INDEX FDS	34,330	$3.4M	0.91%
30	IUSVISHARES TR	66,813	$3.3M	0.89%
31	—NUVEEN MARYLAND QLT MUN INC	276,896	$3.2M	0.88%
32	STIPISHARES TR	32,915	$3.2M	0.87%
33	SCHXSCHWAB STRATEGIC TR	51,602	$3.1M	0.83%
34	NNYNUVEEN NY MUN VALUE FD	286,191	$2.7M	0.74%
35	—NUVEEN SELECT TAX FREE INCM	180,714	$2.6M	0.70%
36	DGSWISDOMTREE TR	61,181	$2.6M	0.69%
37	EFAISHARES TR	43,049	$2.5M	0.68%
38	VEAVANGUARD TAX MANAGED INTL FD	68,038	$2.5M	0.68%
39	IEIISHARES TR	20,413	$2.5M	0.67%
40	XNXNXNUVEEN NY SELECT TAX FREE PR	188,816	$2.4M	0.66%
41	EEMVISHARES INC	42,129	$2.4M	0.64%
42	SCHPSCHWAB STRATEGIC TR	41,057	$2.2M	0.59%
43	AAPLAPPLE INC	13,263	$2.1M	0.57%
44	NXPNUVEEN SELECT TAX FREE INCM	147,868	$2.1M	0.56%
45	—BLACKROCK 2022 GBL INCM OPP	218,644	$1.8M	0.49%
46	VEUVANGUARD INTL EQUITY INDEX F	38,883	$1.8M	0.48%
47	BBNBLACKROCK TAX MUNICPAL BD TR	83,307	$1.8M	0.47%
48	HIOWESTERN ASSET HIGH INCM OPP	362,573	$1.6M	0.43%
49	NCANUVEEN CALIF MUN VALUE FD	166,998	$1.5M	0.41%
50	HYDVANECK VECTORS ETF TR	21,950	$1.3M	0.36%
51	SHYDVANECK VECTORS ETF TR	54,145	$1.3M	0.35%
52	VBRVANGUARD INDEX FDS	11,358	$1.3M	0.35%
53	—NUVEEN INTER DURATION MN TMF	104,018	$1.3M	0.35%
54	UNHUNITEDHEALTH GROUP INC	5,061	$1.3M	0.34%
55	DLSWISDOMTREE TR	20,544	$1.2M	0.34%
56	SHVISHARES TR	10,886	$1.2M	0.32%
57	PZTINVESCO EXCHNG TRADED FD TR	49,846	$1.2M	0.32%
58	SCHCSCHWAB STRATEGIC TR	40,709	$1.2M	0.32%
59	EEMISHARES TR	30,284	$1.2M	0.32%
60	IWMISHARES TR	8,275	$1.1M	0.30%
61	SCHESCHWAB STRATEGIC TR	46,693	$1.1M	0.30%
62	IWDISHARES TR	9,735	$1.1M	0.29%
63	IWCISHARES TR	13,087	$1.1M	0.29%
64	MSFTMICROSOFT CORP	9,795	$995K	0.27%
65	SCHRSCHWAB STRATEGIC TR	18,668	$988K	0.27%
66	PZAINVESCO EXCHNG TRADED FD TR	39,400	$984K	0.27%
67	JLSNUVEEN MTG OPPORTUNITY TERM	42,394	$948K	0.26%
68	NXJNUVEEN NEW JERSEY QULT MUN F	67,324	$858K	0.23%
69	—BLACKROCK MUNI N Y INTER DUR	67,540	$840K	0.23%
70	HDHOME DEPOT INC	4,843	$832K	0.23%
71	EWXSPDR INDEX SHS FDS	19,649	$805K	0.22%
72	NZFNUVEEN MUNICIPAL CREDIT INC	58,959	$791K	0.21%
73	SPSBSPDR SERIES TRUST	24,492	$738K	0.20%
74	WOODISHARES TR	12,241	$699K	0.19%
75	VXUSVANGUARD STAR FD	14,354	$678K	0.18%
76	SCHOSCHWAB STRATEGIC TR	13,384	$668K	0.18%
77	MMM3M CO	3,424	$652K	0.18%
78	MUBISHARES TR	5,958	$650K	0.18%
79	TFISPDR SER TR	13,505	$650K	0.18%
80	SCHFSCHWAB STRATEGIC TR	22,724	$644K	0.17%
81	VVVANGUARD INDEX FDS	5,543	$637K	0.17%
82	MYNBLACKROCK MUNIYIELD NY QLTY	54,000	$622K	0.17%
83	BRK-BBERKSHIRE HATHAWAY INC DEL	2	$612K	0.17%
84	OEFISHARES TR	5,175	$577K	0.16%
85	SPEMSPDR INDEX SHS FDS	17,462	$565K	0.15%
86	VBVANGUARD INDEX FDS	4,174	$551K	0.15%
87	EMBISHARES TR	5,182	$538K	0.15%
88	SHMSPDR SER TR	11,090	$533K	0.14%
89	JPMJPMORGAN CHASE & CO	5,438	$531K	0.14%
90	IBMINTERNATIONAL BUSINESS MACHS	4,222	$480K	0.13%
91	JNJJOHNSON & JOHNSON	3,685	$476K	0.13%
92	IWFISHARES TR	3,611	$473K	0.13%
93	PEPPEPSICO INC	4,281	$473K	0.13%
94	—NUVEEN INT DUR QUAL MUN TRM	36,379	$449K	0.12%
95	COSTCOSTCO WHSL CORP NEW	2,153	$439K	0.12%
96	DALDELTA AIR LINES INC DEL	12,305	$438K	0.12%	Put
97	SCHBSCHWAB STRATEGIC TR	7,277	$436K	0.12%
98	IJHISHARES TR	2,620	$435K	0.12%
99	SCHASCHWAB STRATEGIC TR	7,148	$434K	0.12%
100	BNDVANGUARD BD INDEX FD INC	5,376	$426K	0.12%

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