Tortoise Investment Management, LLC Q4 2019 Filing
Filed February 6, 2020
Portfolio Value
$424.3B
Holdings
606
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (606 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | 214,591 | $69.4B | 16.35% | |
| 2 | VRIGINVESCO ACTIVELY MANAGD ETF | 996,119 | $24.9B | 5.86% | |
| 3 | MBBISHARES TR | 181,893 | $19.7B | 4.63% | |
| 4 | IEMGISHARES INC | 313,392 | $16.8B | 3.97% | |
| 5 | SPYSPDR S&P 500 ETF TR | 60,738 | $15.3B | 3.61% | Put |
| 6 | ITOTISHARES TR | 178,793 | $13.0B | 3.06% | |
| 7 | JPSTJP MORGAN EXCHANGE TRADED FD | 256,873 | $13.0B | 3.05% | |
| 8 | IWBISHARES TR | 69,643 | $12.4B | 2.93% | |
| 9 | SLQDISHARES TR | 157,269 | $8.0B | 1.89% | |
| 10 | AQLTISHARES TR | 112,662 | $7.3B | 1.73% | |
| 11 | IJRISHARES TR | 84,121 | $7.1B | 1.66% | |
| 12 | IXUSISHARES TR | 111,603 | $6.9B | 1.63% | |
| 13 | IVEISHARES TR | 52,517 | $6.8B | 1.61% | |
| 14 | IUSVISHARES TR | 106,266 | $6.7B | 1.58% | |
| 15 | VWOVANGUARD INTL EQUITY INDEX F | 149,563 | $6.7B | 1.57% | |
| 16 | NANNUVEEN NEW YORK QLT MUN INC | 408,102 | $5.8B | 1.37% | |
| 17 | VSSVANGUARD INTL EQUITY INDEX F | 51,560 | $5.7B | 1.35% | |
| 18 | SHYDVANECK VECTORS ETF TRUST | 226,361 | $5.7B | 1.34% | |
| 19 | VCSHVANGUARD SCOTTSDALE FDS | 68,981 | $5.6B | 1.32% | |
| 20 | DONSPDR DOW JONES INDL AVRG ETF | 20,703 | $5.3B | 1.26% | Put |
| 21 | VTIVANGUARD INDEX FDS | 32,237 | $5.3B | 1.24% | |
| 22 | STIPISHARES TR | 49,665 | $5.0B | 1.18% | |
| 23 | SRLNSSGA ACTIVE ETF TR | 103,469 | $4.8B | 1.14% | |
| 24 | IJSISHARES TR | 27,657 | $4.4B | 1.05% | |
| 25 | BRK/BBERKSHIRE HATHAWAY INC DEL | 19,465 | $4.4B | 1.04% | |
| 26 | —NUVEEN SELECT TAX FREE INCM | 282,919 | $4.3B | 1.02% | |
| 27 | AAPLAPPLE INC | 14,174 | $4.2B | 0.98% | |
| 28 | VTVVANGUARD INDEX FDS | 34,610 | $4.1B | 0.98% | |
| 29 | NUVNUVEEN MUN VALUE FD INC | 383,834 | $4.1B | 0.97% | |
| 30 | NRKNUVEEN NEW YORK AMT QLT MUNI | 300,796 | $4.1B | 0.96% | |
| 31 | VBRVANGUARD INDEX FDS | 26,966 | $3.7B | 0.87% | |
| 32 | DGSWISDOMTREE TR | 73,336 | $3.5B | 0.83% | |
| 33 | SCHXSCHWAB STRATEGIC TR | 45,579 | $3.5B | 0.83% | |
| 34 | SCZISHARES TR | 53,875 | $3.4B | 0.79% | |
| 35 | VEAVANGUARD TAX MANAGED INTL FD | 71,280 | $3.1B | 0.74% | |
| 36 | VTVANGUARD INTL EQUITY INDEX F | 37,045 | $3.0B | 0.71% | |
| 37 | BABINVESCO EXCHNG TRADED FD TR | 93,507 | $3.0B | 0.70% | |
| 38 | SCHCSCHWAB STRATEGIC TR | 84,063 | $2.9B | 0.69% | |
| 39 | EFAISHARES TR | 40,119 | $2.8B | 0.66% | |
| 40 | —NUVEEN SELECT TAX FREE INCM | 164,420 | $2.7B | 0.63% | |
| 41 | XNXNXNUVEEN NY SELECT TAX FREE PR | 176,345 | $2.5B | 0.59% | |
| 42 | —NUVEEN MARYLAND QLT MUN INC | 161,521 | $2.2B | 0.51% | |
| 43 | EEMVISHARES INC | 36,208 | $2.1B | 0.50% | |
| 44 | VEUVANGUARD INTL EQUITY INDEX F | 36,393 | $2.0B | 0.46% | |
| 45 | SCHPSCHWAB STRATEGIC TR | 33,788 | $1.9B | 0.45% | |
| 46 | HYDVANECK VECTORS ETF TR | 27,463 | $1.8B | 0.41% | |
| 47 | SPEMSPDR INDEX SHS FDS | 44,442 | $1.7B | 0.39% | |
| 48 | —NUVEEN INTER DURATION MN TMF | 118,287 | $1.6B | 0.39% | |
| 49 | —NUVEEN INT DUR QUAL MUN TRM | 113,574 | $1.6B | 0.37% | |
| 50 | NCANUVEEN CALIF MUN VALUE FD | 142,215 | $1.5B | 0.36% | |
| 51 | SCHOSCHWAB STRATEGIC TR | 29,188 | $1.5B | 0.35% | |
| 52 | DLSWISDOMTREE TR | 20,044 | $1.4B | 0.34% | |
| 53 | MSFTMICROSOFT CORP | 8,479 | $1.3B | 0.32% | |
| 54 | IWDISHARES TR | 9,718 | $1.3B | 0.31% | |
| 55 | EEMISHARES TR | 28,755 | $1.3B | 0.30% | |
| 56 | —ABERDEEN ASIA PACIFIC INCOM | 300,865 | $1.3B | 0.30% | |
| 57 | UNHUNITEDHEALTH GROUP INC | 4,176 | $1.2B | 0.29% | |
| 58 | MYNBLACKROCK MUNIYIELD NY QLTY | 92,500 | $1.2B | 0.29% | |
| 59 | IWMISHARES TR | 7,310 | $1.2B | 0.29% | |
| 60 | IEIISHARES TR | 9,276 | $1.2B | 0.27% | |
| 61 | MUBISHARES TR | 9,685 | $1.1B | 0.26% | |
| 62 | PZAINVESCO EXCHNG TRADED FD TR | 40,880 | $1.1B | 0.26% | |
| 63 | PZTINVESCO EXCHNG TRADED FD TR | 42,171 | $1.1B | 0.25% | |
| 64 | HDHOME DEPOT INC | 5,311 | $1.0B | 0.24% | Put |
| 65 | EWXSPDR INDEX SHS FDS | 21,676 | $998.0M | 0.24% | |
| 66 | OEFISHARES TR | 6,825 | $983.0M | 0.23% | |
| 67 | SCHESCHWAB STRATEGIC TR | 35,666 | $976.0M | 0.23% | |
| 68 | NXJNUVEEN NEW JERSEY QULT MUN F | 64,577 | $947.0M | 0.22% | |
| 69 | SCHFSCHWAB STRATEGIC TR | 27,837 | $936.0M | 0.22% | |
| 70 | SPDWSPDR INDEX SHS FDS | 28,820 | $904.0M | 0.21% | |
| 71 | NXPNUVEEN SELECT TAX FREE INCM | 52,341 | $859.0M | 0.20% | |
| 72 | IWCISHARES TR | 8,371 | $833.0M | 0.20% | |
| 73 | WOODISHARES TR | 11,091 | $743.0M | 0.18% | |
| 74 | VXUSVANGUARD STAR FD | 13,267 | $739.0M | 0.17% | |
| 75 | NYFISHARES TR | 12,777 | $729.0M | 0.17% | |
| 76 | JPMJPMORGAN CHASE & CO | 5,219 | $728.0M | 0.17% | |
| 77 | VVVANGUARD INDEX FDS | 4,892 | $723.0M | 0.17% | |
| 78 | SCHVSCHWAB STRATEGIC TR | 11,670 | $702.0M | 0.17% | |
| 79 | SHVISHARES TR | 6,132 | $677.0M | 0.16% | |
| 80 | —BLACKROCK MUNI N Y INTER DUR | 43,064 | $660.0M | 0.16% | |
| 81 | TFISPDR SERIES TRUST | 12,995 | $657.0M | 0.15% | |
| 82 | COSTCOSTCO WHSL CORP NEW | 2,071 | $609.0M | 0.14% | |
| 83 | MMM3M CO | 3,384 | $597.0M | 0.14% | |
| 84 | IBMINTERNATIONAL BUSINESS MACHS | 4,186 | $561.0M | 0.13% | |
| 85 | VBVANGUARD INDEX FDS | 3,370 | $558.0M | 0.13% | |
| 86 | SPSBSPDR SERIES TRUST | 18,040 | $556.0M | 0.13% | |
| 87 | IJHISHARES TR | 2,620 | $539.0M | 0.13% | |
| 88 | NZFNUVEEN MUNICIPAL CREDIT INC | 31,923 | $523.0M | 0.12% | |
| 89 | SCHRSCHWAB STRATEGIC TR | 9,348 | $513.0M | 0.12% | |
| 90 | VOOVANGUARD INDEX FDS | 1,709 | $505.0M | 0.12% | |
| 91 | PEPPEPSICO INC | 3,695 | $505.0M | 0.12% | |
| 92 | VIGVANGUARD GROUP | 4,035 | $503.0M | 0.12% | |
| 93 | JNJJOHNSON & JOHNSON | 3,307 | $482.0M | 0.11% | |
| 94 | IWFISHARES TR | 2,703 | $476.0M | 0.11% | |
| 95 | SCHASCHWAB STRATEGIC TR | 6,166 | $466.0M | 0.11% | |
| 96 | UNPUNION PACIFIC CORP | 2,512 | $454.0M | 0.11% | |
| 97 | ZTSZOETIS INC | 3,360 | $445.0M | 0.10% | |
| 98 | KMIKINDER MORGAN INC DEL | 20,708 | $438.0M | 0.10% | |
| 99 | DALDELTA AIR LINES INC DEL | 10,733 | $427.0M | 0.10% | Put |
| 100 | VVISA INC | 3,690 | $413.0M | 0.10% | Put |
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