Tortoise Investment Management, LLC Q4 2020 Filing

Filed February 5, 2021

Portfolio Value

$438.5M

Holdings

544

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (544 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	169,357	$63.6M	14.50%
2	MBBISHARES TR	330,830	$36.4M	8.31%
3	BABINVESCO EXCH TRADED FD TR II	679,139	$22.8M	5.19%
4	IEMGISHARES INC	296,503	$18.4M	4.20%
5	SPYSPDR S&P 500 ETF TR	49,155	$16.1M	3.68%	Put
6	ITOTISHARES TR	152,810	$13.2M	3.00%
7	IWBISHARES TR	55,370	$11.7M	2.68%
8	AQLTISHARES TR	128,768	$8.9M	2.03%
9	VRIGINVESCO ACTIVELY MANAGED ETF	330,552	$8.3M	1.88%
10	VWOVANGUARD INTL EQUITY INDEX F	153,300	$7.7M	1.75%
11	AAPLAPPLE INC	58,972	$7.6M	1.74%	Put
12	IUSVISHARES TR	103,045	$6.4M	1.46%
13	VTIVANGUARD INDEX FDS	32,626	$6.3M	1.45%
14	VSSVANGUARD INTL EQUITY INDEX F	51,398	$6.3M	1.43%
15	XJQCXNUVEEN CR STRATEGIES INCOME	976,993	$6.2M	1.41%
16	—ABERDEEN ASIA-PACIFIC INCOME	1,301,802	$5.8M	1.32%
17	VEAVANGUARD TAX-MANAGED INTL FD	122,262	$5.8M	1.32%
18	IJRISHARES TR	60,962	$5.6M	1.28%
19	IXUSISHARES TR	81,785	$5.5M	1.25%
20	SCHXSCHWAB STRATEGIC TR	59,347	$5.4M	1.23%
21	MUBISHARES TR	46,024	$5.4M	1.23%
22	VTVVANGUARD INDEX FDS	45,262	$5.4M	1.23%
23	NANNUVEEN NEW YORK QLT MUN INC	369,733	$5.2M	1.19%
24	SCHCSCHWAB STRATEGIC TR	137,756	$5.2M	1.18%
25	JMSTJ P MORGAN EXCHANGE-TRADED F	98,985	$5.1M	1.15%
26	VBRVANGUARD INDEX FDS	35,134	$5.0M	1.14%
27	DONSPDR DOW JONES INDL AVERAGE	14,955	$4.6M	1.04%
28	IVEISHARES TR	34,558	$4.4M	1.01%
29	BRK/BBERKSHIRE HATHAWAY INC DEL	18,596	$4.3M	0.98%
30	SPEMSPDR INDEX SHS FDS	100,795	$4.3M	0.97%
31	VTNINVESCO TR INVT GRADE NEW YO	276,554	$3.6M	0.82%
32	DGSWISDOMTREE TR	75,106	$3.6M	0.82%
33	NRKNUVEEN NEW YORK AMT QLT MUNI	247,673	$3.4M	0.76%
34	JPSTJ P MORGAN EXCHANGE-TRADED F	61,360	$3.1M	0.71%
35	VEUVANGUARD INTL EQUITY INDEX F	51,300	$3.0M	0.68%
36	XNXNXNUVEEN N Y SELECT TAX FREE I	189,733	$2.7M	0.61%
37	IJSISHARES TR	32,434	$2.6M	0.60%
38	SCHPSCHWAB STRATEGIC TR	40,428	$2.5M	0.57%
39	VTVANGUARD INTL EQUITY INDEX F	27,050	$2.5M	0.57%
40	SCHFSCHWAB STRATEGIC TR	66,459	$2.4M	0.55%
41	STIPISHARES TR	21,530	$2.2M	0.51%
42	PZAINVESCO EXCH TRADED FD TR II	78,255	$2.1M	0.48%
43	—NUVEEN SELECT TAX FREE INCOM	127,925	$2.0M	0.46%
44	EWXSPDR INDEX SHS FDS	35,974	$1.9M	0.42%
45	VCSHVANGUARD SCOTTSDALE FDS	22,240	$1.9M	0.42%
46	VBVANGUARD INDEX FDS	9,015	$1.8M	0.40%
47	SHYDVANECK VECTORS ETF TR	70,652	$1.8M	0.40%
48	SLYVSPDR SER TR	26,421	$1.7M	0.40%
49	MSFTMICROSOFT CORP	9,089	$1.7M	0.38%	Put
50	SCHASCHWAB STRATEGIC TR	18,338	$1.6M	0.37%
51	SCHESCHWAB STRATEGIC TR	51,515	$1.6M	0.36%
52	EFAISHARES TR	20,608	$1.5M	0.34%
53	SLQDISHARES TR	28,528	$1.5M	0.34%
54	EEMISHARES TR	27,855	$1.4M	0.33%
55	EEMVISHARES INC	23,428	$1.4M	0.33%
56	HDHOME DEPOT INC	6,312	$1.4M	0.32%	Put
57	PZTINVESCO EXCH TRADED FD TR II	53,716	$1.4M	0.32%
58	VTEBVANGUARD MUN BD FDS	24,977	$1.4M	0.31%
59	OEFISHARES TR	8,023	$1.4M	0.31%
60	SCZISHARES TR	20,052	$1.4M	0.31%
61	—NUVEEN MARYLAND QLT MUN INC	89,326	$1.3M	0.29%
62	DLSWISDOMTREE TR	18,144	$1.2M	0.28%
63	DFAUDIMENSIONAL ETF TRUST	46,794	$1.2M	0.28%
64	NCANUVEEN CALIF MUN VALUE FD IN	112,898	$1.2M	0.28%
65	—NUVEEN INTER DURATION MUN TE	87,073	$1.2M	0.28%
66	SCHVSCHWAB STRATEGIC TR	20,051	$1.2M	0.27%
67	—NUVEEN SELECT TAX FREE INCOM	66,003	$1.2M	0.26%
68	IWMISHARES TR	5,566	$1.1M	0.25%
69	SHVISHARES TR	9,780	$1.1M	0.25%
70	VXUSVANGUARD STAR FDS	16,749	$1.0M	0.23%
71	—NUVEEN INT DUR QUAL MUN TRM	66,851	$985K	0.22%
72	HYDVANECK VECTORS ETF TR	15,802	$972K	0.22%
73	MYNBLACKROCK MUNIYIELD NY QUAL	72,350	$962K	0.22%
74	SPDWSPDR INDEX SHS FDS	27,025	$912K	0.21%
75	SCHBSCHWAB STRATEGIC TR	9,020	$821K	0.19%
76	MLNVANECK VECTORS ETF TR	36,583	$794K	0.18%
77	—NUVEEN NEW YORK MUN VALUE FD	52,895	$784K	0.18%
78	TSLATESLA INC	1,100	$776K	0.18%
79	COSTCOSTCO WHSL CORP NEW	2,003	$755K	0.17%
80	NXJNUVEEN NEW JERSEY QULT MUN F	48,067	$691K	0.16%
81	WOODISHARES TR	8,439	$672K	0.15%
82	JPMJPMORGAN CHASE & CO	4,987	$634K	0.14%
83	IEIISHARES TR	4,660	$620K	0.14%
84	TFISPDR SER TR	11,442	$601K	0.14%
85	IWCISHARES TR	5,046	$599K	0.14%
86	AMZNAMAZON COM INC	181	$590K	0.13%
87	SRLNSSGA ACTIVE ETF TR	12,596	$575K	0.13%
88	SCHOSCHWAB STRATEGIC TR	11,110	$571K	0.13%
89	ESGVVANGUARD WORLD FD	8,015	$562K	0.13%
90	IJHISHARES TR	2,412	$554K	0.13%
91	MMM3M CO	3,110	$544K	0.12%
92	IWFISHARES TR	2,203	$531K	0.12%
93	VVVANGUARD INDEX FDS	2,984	$524K	0.12%
94	HIOWESTERN ASSET HIGH INCOME OP	105,703	$523K	0.12%
95	UNPUNION PAC CORP	2,512	$523K	0.12%
96	NZFNUVEEN MUNICIPAL CREDIT INC	30,436	$491K	0.11%
97	NDQINVESCO QQQ TR	1,548	$486K	0.11%
98	IBMINTERNATIONAL BUSINESS MACHS	3,793	$477K	0.11%
99	ZTSZOETIS INC	2,847	$471K	0.11%
100	LBEURL BRANDS INC	12,400	$461K	0.11%

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