Tortoise Investment Management, LLC Q4 2021 Filing

Filed February 10, 2022

Portfolio Value

$534.3M

Holdings

653

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (653 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	159,933	$76.3M	14.28%
2	BABINVESCO EXCH TRADED FD TR II	704,836	$23.2M	4.35%
3	SPYSPDR S&P 500 ETF TR	49,450	$17.9M	3.34%	Put
4	IEMGISHARES INC	290,967	$17.4M	3.26%
5	CMBSISHARES TR	325,849	$17.3M	3.23%
6	ITOTISHARES TR	159,156	$17.0M	3.19%
7	MBBISHARES TR	151,899	$16.3M	3.05%
8	VCSHVANGUARD SCOTTSDALE FDS	186,754	$15.2M	2.84%
9	JSCPJ P MORGAN EXCHANGE-TRADED F	280,114	$13.9M	2.61%
10	IWBISHARES TR	52,514	$13.9M	2.60%
11	AQLTISHARES TR	153,329	$11.4M	2.14%
12	AAPLAPPLE INC	58,538	$9.8M	1.84%	Put
13	IUSVISHARES TR	127,006	$9.7M	1.81%
14	IJRISHARES TR	74,453	$8.5M	1.60%
15	DFAUDIMENSIONAL ETF TRUST	252,038	$8.3M	1.56%
16	VWOVANGUARD INTL EQUITY INDEX F	159,737	$7.9M	1.48%
17	VTIVANGUARD INDEX FDS	31,692	$7.7M	1.43%
18	SCHXSCHWAB STRATEGIC TR	65,620	$7.5M	1.40%
19	VEAVANGUARD TAX-MANAGED INTL FD	136,997	$7.0M	1.31%
20	SHYDVANECK ETF TRUST	268,895	$6.8M	1.27%
21	VTVVANGUARD INDEX FDS	45,506	$6.7M	1.25%
22	VSSVANGUARD INTL EQUITY INDEX F	49,930	$6.7M	1.25%
23	MUBISHARES TR	57,046	$6.6M	1.24%
24	VBRVANGUARD INDEX FDS	35,882	$6.4M	1.20%
25	JMSTJ P MORGAN EXCHANGE-TRADED F	121,074	$6.2M	1.16%
26	DGSWISDOMTREE TR	116,158	$6.1M	1.15%
27	SCHCSCHWAB STRATEGIC TR	149,365	$6.1M	1.14%
28	IVEISHARES TR	36,658	$5.7M	1.07%
29	IXUSISHARES TR	76,833	$5.5M	1.02%
30	BRK/BBERKSHIRE HATHAWAY INC DEL	18,058	$5.4M	1.01%
31	SPEMSPDR INDEX SHS FDS	120,989	$5.0M	0.94%
32	DONSPDR DOW JONES INDL AVERAGE	12,791	$4.6M	0.87%
33	IJSISHARES TR	31,532	$3.3M	0.62%
34	LEMBISHARES INC	81,089	$3.2M	0.60%
35	VEUVANGUARD INTL EQUITY INDEX F	51,408	$3.1M	0.59%
36	NNYNUVEEN N Y MUN VALUE FD	306,685	$3.0M	0.57%
37	MSFTMICROSOFT CORP	11,586	$2.9M	0.55%	Put
38	SLYVSPDR SER TR	32,743	$2.8M	0.52%
39	SCHESCHWAB STRATEGIC TR	91,591	$2.7M	0.51%
40	NRKNUVEEN NEW YORK AMT QLT MUNI	195,033	$2.7M	0.50%
41	VTVANGUARD INTL EQUITY INDEX F	24,330	$2.6M	0.49%
42	SCHFSCHWAB STRATEGIC TR	67,251	$2.6M	0.49%
43	EWXSPDR INDEX SHS FDS	43,576	$2.6M	0.48%
44	EDDMORGAN STANLEY EMERGING MKTS	450,836	$2.5M	0.46%
45	VBVANGUARD INDEX FDS	10,799	$2.4M	0.46%
46	PZAINVESCO EXCH TRADED FD TR II	89,237	$2.4M	0.45%
47	JPSTJ P MORGAN EXCHANGE-TRADED F	47,779	$2.4M	0.45%
48	HYDVANECK ETF TRUST	34,522	$2.2M	0.40%
49	VTNINVESCO TR INVT GRADE NEW YO	159,228	$2.1M	0.40%
50	HDHOME DEPOT INC	6,699	$2.1M	0.40%	Put
51	XNXNXNUVEEN N Y SELECT TAX FREE I	154,316	$2.1M	0.39%
52	SCHVSCHWAB STRATEGIC TR	28,303	$2.1M	0.39%
53	SCHASCHWAB STRATEGIC TR	19,721	$2.0M	0.38%
54	AVUSAMERICAN CENTY ETF TR	23,380	$1.9M	0.35%
55	DFAIDIMENSIONAL ETF TRUST	62,518	$1.8M	0.35%
56	NCANUVEEN CALIFORNIA MUNI VLU F	175,854	$1.8M	0.33%
57	PZTINVESCO EXCH TRADED FD TR II	66,766	$1.7M	0.33%
58	NUWNUVEEN AMT-FREE MUN VALUE FD	100,617	$1.7M	0.31%
59	HYMBSPDR SER TR	27,504	$1.7M	0.31%
60	EBNDSPDR SER TR	67,063	$1.6M	0.31%
61	NANNUVEEN NEW YORK QLT MUN INC	109,823	$1.6M	0.30%
62	OEFISHARES TR	7,389	$1.6M	0.30%
63	EFAISHARES TR	20,143	$1.6M	0.30%
64	SCHRSCHWAB STRATEGIC TR	28,080	$1.6M	0.29%
65	SCZISHARES TR	19,663	$1.4M	0.27%
66	EEMVISHARES INC	22,201	$1.4M	0.26%
67	EEMISHARES TR	26,890	$1.3M	0.25%
68	DLSWISDOMTREE TR	17,679	$1.3M	0.24%
69	DFACDIMENSIONAL ETF TRUST	44,762	$1.3M	0.24%
70	IWMISHARES TR	6,513	$1.2M	0.23%	Put
71	AVESAMERICAN CENTY ETF TR	22,815	$1.2M	0.22%
72	VTEBVANGUARD MUN BD FDS	20,977	$1.2M	0.22%
73	SCHBSCHWAB STRATEGIC TR	10,148	$1.1M	0.21%
74	DFAXDIMENSIONAL ETF TRUST	43,798	$1.1M	0.21%
75	MLNVANECK ETF TRUST	52,473	$1.1M	0.21%
76	COSTCOSTCO WHSL CORP NEW	2,514	$1.1M	0.20%	Put
77	TSLATESLA INC	1,009	$1.1M	0.20%
78	SHVISHARES TR	9,555	$1.1M	0.20%
79	SPDWSPDR INDEX SHS FDS	28,732	$1.0M	0.20%
80	VCITVANGUARD SCOTTSDALE FDS	11,275	$1.0M	0.20%
81	VXUSVANGUARD STAR FDS	16,395	$1.0M	0.20%
82	VMBSVANGUARD SCOTTSDALE FDS	19,562	$1.0M	0.19%
83	STIPISHARES TR	9,415	$997K	0.19%
84	VVVANGUARD INDEX FDS	4,498	$994K	0.19%
85	AVEMAMERICAN CENTY ETF TR	14,657	$928K	0.17%
86	VOOVANGUARD INDEX FDS	2,113	$922K	0.17%
87	SLQDISHARES TR	18,040	$921K	0.17%
88	MUNIPIMCO ETF TR	15,224	$856K	0.16%
89	DFUSDIMENSIONAL ETF TRUST	15,686	$811K	0.15%
90	AVDVAMERICAN CENTY ETF TR	12,218	$789K	0.15%
91	AVIVAMERICAN CENTY ETF TR	15,015	$760K	0.14%
92	AVUVAMERICAN CENTY ETF TR	8,792	$701K	0.13%
93	WOODISHARES TR	7,589	$698K	0.13%
94	IJHISHARES TR	2,412	$683K	0.13%
95	BBWIBATH & BODY WORKS INC	9,744	$680K	0.13%
96	IWFISHARES TR	2,203	$673K	0.13%
97	NDQINVESCO QQQ TR	1,674	$666K	0.12%
98	AMZNAMAZON COM INC	199	$664K	0.12%
99	ESGVVANGUARD WORLD FD	7,502	$659K	0.12%
100	RSTEM INC	42,843	$656K	0.12%	Put

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