Tortoise Investment Management, LLC Q4 2023 Filing

Filed February 8, 2024

Portfolio Value

$771.0M

Holdings

801

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (801 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	149,576	$74.0M	9.60%
2	STIPISHARES TR	354,336	$34.0M	4.41%
3	SGOVISHARES TR	273,110	$27.0M	3.50%
4	MBBISHARES TR	229,672	$21.0M	2.72%
5	AVUSAMERICAN CENTY ETF TR	235,705	$19.0M	2.46%
6	ITOTISHARES TR	153,258	$16.0M	2.08%
7	IEMGISHARES INC	337,575	$16.0M	2.08%
8	CMBSISHARES TR	336,366	$15.0M	1.95%
9	NUVNUVEEN MUN VALUE FD INC	1,762,966	$15.0M	1.95%
10	SPYSPDR S&P 500 ETF TR	51,922	$14.2M	1.84%	Put
11	AAPLAPPLE INC	82,552	$13.0M	1.69%	Put
12	IWBISHARES TR	50,672	$13.0M	1.69%
13	VGLTVANGUARD SCOTTSDALE FDS	222,384	$13.0M	1.69%
14	AQLTISHARES TR	176,951	$12.0M	1.56%
15	DFAUDIMENSIONAL ETF TRUST	366,666	$12.0M	1.56%
16	SCHXSCHWAB STRATEGIC TR	199,204	$11.0M	1.43%
17	NUWNUVEEN AMT-FREE MUN VALUE FD	823,053	$11.0M	1.43%
18	IUSVISHARES TR	140,984	$11.0M	1.43%
19	DMBSDOUBLELINE ETF TRUST	232,231	$11.0M	1.43%
20	VGSHVANGUARD SCOTTSDALE FDS	181,746	$10.0M	1.30%
21	TLTWISHARES TR	396,942	$10.0M	1.30%
22	SCHHSCHWAB STRATEGIC TR	484,268	$9.0M	1.17%
23	VTVVANGUARD INDEX FDS	59,536	$9.0M	1.17%
24	VTIVANGUARD INDEX FDS	37,149	$9.0M	1.17%
25	IJRISHARES TR	89,504	$9.0M	1.17%
26	DGSWISDOMTREE TR	180,279	$8.0M	1.04%
27	SPEMSPDR INDEX SHS FDS	248,565	$8.0M	1.04%
28	VWOVANGUARD INTL EQUITY INDEX F	189,836	$7.0M	0.91%
29	VEAVANGUARD TAX-MANAGED FDS	162,520	$7.0M	0.91%
30	SCHCSCHWAB STRATEGIC TR	219,854	$7.0M	0.91%
31	BRK/BBERKSHIRE HATHAWAY INC DEL	17,889	$7.0M	0.91%
32	BABINVESCO EXCH TRADED FD TR II	233,308	$6.0M	0.78%
33	MHFWESTERN ASSET MUN HIGH INCOM	1,034,201	$6.0M	0.78%
34	PGRPROGRESSIVE CORP	35,237	$6.0M	0.78%
35	NNYNUVEEN N Y MUN VALUE FD	783,865	$6.0M	0.78%
36	VCSHVANGUARD SCOTTSDALE FDS	77,411	$5.0M	0.65%
37	DFACDIMENSIONAL ETF TRUST	197,069	$5.0M	0.65%
38	DFSDDIMENSIONAL ETF TRUST	120,221	$5.0M	0.65%
39	VSSVANGUARD INTL EQUITY INDEX F	50,484	$5.0M	0.65%
40	IVEISHARES TR	32,205	$5.0M	0.65%
41	VVVANGUARD INDEX FDS	23,700	$5.0M	0.65%
42	VBRVANGUARD INDEX FDS	33,262	$5.0M	0.65%
43	DFAIDIMENSIONAL ETF TRUST	149,812	$4.0M	0.52%
44	SPDWSPDR INDEX SHS FDS	147,775	$4.0M	0.52%
45	SCHOSCHWAB STRATEGIC TR	97,538	$4.0M	0.52%
46	AVUVAMERICAN CENTY ETF TR	47,247	$4.0M	0.52%
47	MLNVANECK ETF TRUST	242,898	$4.0M	0.52%
48	VTEBVANGUARD MUN BD FDS	80,057	$4.0M	0.52%
49	DONSPDR DOW JONES INDL AVERAGE	11,492	$4.0M	0.52%
50	AVEMAMERICAN CENTY ETF TR	78,117	$4.0M	0.52%
51	IXUSISHARES TR	67,277	$4.0M	0.52%
52	SCHPSCHWAB STRATEGIC TR	92,934	$4.0M	0.52%
53	XNEAXNUVEEN AMT FREE QLTY MUN INC	301,321	$3.0M	0.39%
54	NADNUVEEN QUALITY MUNCP INCOME	335,614	$3.0M	0.39%
55	AVIVAMERICAN CENTY ETF TR	62,237	$3.0M	0.39%
56	SLYVSPDR SER TR	39,503	$3.0M	0.39%
57	MSFTMICROSOFT CORP	8,964	$3.0M	0.39%
58	DFAEDIMENSIONAL ETF TRUST	153,402	$3.0M	0.39%
59	SCHASCHWAB STRATEGIC TR	84,803	$3.0M	0.39%
60	SCHFSCHWAB STRATEGIC TR	83,194	$3.0M	0.39%
61	EWXSPDR INDEX SHS FDS	61,103	$3.0M	0.39%
62	DFUSDIMENSIONAL ETF TRUST	57,516	$3.0M	0.39%
63	PZAINVESCO EXCH TRADED FD TR II	145,075	$3.0M	0.39%
64	SCHBSCHWAB STRATEGIC TR	55,460	$3.0M	0.39%
65	NIMNUVEEN SELECT MAT MUN FD	375,550	$3.0M	0.39%
66	WIWWESTERN AST INFL LKD OPP & I	258,093	$2.0M	0.26%
67	DUHPDIMENSIONAL ETF TRUST	85,367	$2.0M	0.26%
68	VBVANGUARD INDEX FDS	10,900	$2.0M	0.26%
69	MUBISHARES TR	22,010	$2.0M	0.26%
70	SCHESCHWAB STRATEGIC TR	94,119	$2.0M	0.26%
71	VOOVANGUARD INDEX FDS	5,248	$2.0M	0.26%
72	VEUVANGUARD INTL EQUITY INDEX F	49,943	$2.0M	0.26%
73	IJSISHARES TR	28,513	$2.0M	0.26%
74	AVESAMERICAN CENTY ETF TR	49,984	$2.0M	0.26%
75	SPYMSPDR SER TR	35,974	$2.0M	0.26%
76	IWMISHARES TR	5,672	$1.0M	0.13%
77	TFISPDR SER TR	32,467	$1.0M	0.13%
78	JPMJPMORGAN CHASE & CO	8,718	$1.0M	0.13%
79	ESGVVANGUARD WORLD FD	12,717	$1.0M	0.13%
80	EFAISHARES TR	16,716	$1.0M	0.13%
81	OEFISHARES TR	8,327	$1.0M	0.13%
82	AVLVAMERICAN CENTY ETF TR	19,559	$1.0M	0.13%
83	DFSVDIMENSIONAL ETF TRUST	43,436	$1.0M	0.13%
84	VGITVANGUARD SCOTTSDALE FDS	18,099	$1.0M	0.13%
85	SCHVSCHWAB STRATEGIC TR	21,228	$1.0M	0.13%
86	JSCPJ P MORGAN EXCHANGE TRADED F	25,185	$1.0M	0.13%
87	PZTINVESCO EXCH TRADED FD TR II	84,020	$1.0M	0.13%
88	AVDEAMERICAN CENTY ETF TR	28,216	$1.0M	0.13%
89	XNXNXNUVEEN N Y SELECT TAX FREE I	94,918	$1.0M	0.13%
90	HYDVANECK ETF TRUST	19,990	$1.0M	0.13%
91	HYMBSPDR SER TR	41,030	$1.0M	0.13%
92	VMBSVANGUARD SCOTTSDALE FDS	27,214	$1.0M	0.13%
93	SHVISHARES TR	16,161	$1.0M	0.13%
94	SBIWESTERN ASSET INTER MUNI FD	128,802	$1.0M	0.13%
95	DIHPDIMENSIONAL ETF TRUST	69,480	$1.0M	0.13%
96	DFIVDIMENSIONAL ETF TRUST	49,663	$1.0M	0.13%
97	NDQINVESCO QQQ TR	2,771	$1.0M	0.13%
98	MYNBLACKROCK MUNIYIELD N Y QUAL	97,373	$1.0M	0.13%
99	DFASDIMENSIONAL ETF TRUST	26,653	$1.0M	0.13%
100	SPSMSPDR SER TR	48,177	$1.0M	0.13%

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