TWO SIGMA INVESTMENTS, LP Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$28.2M

Holdings

2,038

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (2,038 positions)

#	Stock	Shares	Value	% Portfolio	Type
1301	IIININSTEEL INDUSTRIES INC	50,797	$1.3M	4.70%
1302	—SILVER SPRING NETWORKS INC	81,792	$1.3M	4.69%
1303	—CIVEO CORP CDA	463,894	$1.3M	4.69%
1304	BBBLACKBERRY LTD	118,115	$1.3M	4.68%
1305	NHCNATIONAL HEALTHCARE CORP	21,073	$1.3M	4.67%
1306	GAINGLADSTONE INVT CORP	138,550	$1.3M	4.66%
1307	LSCCLATTICE SEMICONDUCTOR CORP	252,407	$1.3M	4.66%
1308	HTBKHERITAGE COMMERCE CORP	91,849	$1.3M	4.63%
1309	UTLUNITIL CORP	26,362	$1.3M	4.62%
1310	—PHOENIX NEW MEDIA LTD	221,265	$1.3M	4.62%
1311	FBKFB FINL CORP	34,448	$1.3M	4.60%
1312	MOFGMIDWESTONE FINL GROUP INC NE	38,478	$1.3M	4.60%
1313	CSIQCANADIAN SOLAR INC	77,078	$1.3M	4.60%	Put
1314	—ZIX CORP	264,794	$1.3M	4.59%
1315	CLSCA INC	38,621	$1.3M	4.57%
1316	TGBTASEKO MINES LTD	689,881	$1.3M	4.55%
1317	XOPUSDSPDR SERIES TRUST	37,670	$1.3M	4.55%
1318	—XPERI CORP	50,683	$1.3M	4.54%
1319	USNAUSANA HEALTH SCIENCES INC	22,150	$1.3M	4.53%
1320	NCNACCO INDS INC	14,881	$1.3M	4.53%
1321	TTMCHFTATA MTRS LTD	40,568	$1.3M	4.50%
1322	—STATE NATL COS INC	60,292	$1.3M	4.49%
1323	PBIPITNEY BOWES INC	90,328	$1.3M	4.48%
1324	TKCTURKCELL ILETISIM HIZMETLERI	142,809	$1.3M	4.47%
1325	NBRNABORS INDUSTRIES LTD	155,394	$1.3M	4.44%	Put
1326	PENGSMART GLOBAL HLDGS INC	46,798	$1.3M	4.44%
1327	MLNXMELLANOX TECHNOLOGIES LTD	26,491	$1.2M	4.43%
1328	PDFSPDF SOLUTIONS INC	80,183	$1.2M	4.40%
1329	YRIYAMANA GOLD INC	467,266	$1.2M	4.39%
1330	—CONVERGYS CORP	47,727	$1.2M	4.38%
1331	—STERIS PLC	13,958	$1.2M	4.37%
1332	FITBFIFTH THIRD BANCORP	44,000	$1.2M	4.36%	Put
1333	—XENITH BANKSHARES INC NEW	37,793	$1.2M	4.35%
1334	INBKFIRST INTERNET BANCORP	37,995	$1.2M	4.35%
1335	TRUTRANSUNION	25,892	$1.2M	4.34%
1336	FWRDUSDFORWARD AIR CORP	21,313	$1.2M	4.32%
1337	—FIBRIA CELULOSE S A	90,095	$1.2M	4.32%
1338	SIXEURSIX FLAGS ENTMT CORP NEW	19,918	$1.2M	4.30%	Call
1339	AWMSKYWORKS SOLUTIONS INC	11,900	$1.2M	4.30%	Put
1340	MRCCLMONROE CAP CORP	84,733	$1.2M	4.30%
1341	QEPQEP RES INC	140,600	$1.2M	4.27%	Put
1342	FFWMFIRST FNDTN INC	67,343	$1.2M	4.27%
1343	—TERRAFORM PWR INC	90,800	$1.2M	4.25%
1344	FTITECHNIPFMC PLC	42,948	$1.2M	4.25%
1345	JWNUSDNORDSTROM INC	25,371	$1.2M	4.24%	Put
1346	—DSW INC	55,654	$1.2M	4.24%
1347	—DCT INDUSTRIAL TRUST INC	20,600	$1.2M	4.23%
1348	MYEMYERS INDS INC	56,860	$1.2M	4.22%
1349	—PROVIDENCE SVC CORP	21,967	$1.2M	4.21%
1350	VIACCBS CORP NEW	20,449	$1.2M	4.20%	Put
1351	AOSLALPHA & OMEGA SEMICONDUCTOR	71,771	$1.2M	4.20%
1352	UMHUMH PPTYS INC	76,165	$1.2M	4.20%
1353	FSTRFOSTER L B CO	51,988	$1.2M	4.19%
1354	—QAD INC	34,260	$1.2M	4.17%
1355	—NEFF CORP	47,066	$1.2M	4.17%
1356	VMIVALMONT INDS INC	7,440	$1.2M	4.17%
1357	PPLPEMBINA PIPELINE CORP	33,144	$1.2M	4.13%
1358	GTGOODYEAR TIRE & RUBR CO	35,000	$1.2M	4.13%	Put
1359	—SUN BANCORP INC	46,809	$1.2M	4.12%
1360	ARRUSDARMOUR RESIDENTIAL REIT INC	42,961	$1.2M	4.10%
1361	—FTD COS INC	88,488	$1.2M	4.09%
1362	KNSLKINSALE CAP GROUP INC	26,714	$1.2M	4.09%
1363	—RUDOLPH TECHNOLOGIES INC	43,815	$1.2M	4.08%
1364	ICFIICF INTL INC	21,331	$1.2M	4.08%
1365	DDSDILLARDS INC	20,500	$1.1M	4.07%	Put
1366	AXPAMERICAN EXPRESS CO	12,667	$1.1M	4.06%
1367	EPCEDGEWELL PERS CARE CO	15,740	$1.1M	4.06%
1368	NBTBNBT BANCORP INC	31,044	$1.1M	4.04%
1369	DTEDTE ENERGY CO	10,600	$1.1M	4.03%	Put
1370	—DIREXION SHS ETF TR	77,275	$1.1M	3.99%
1371	—PICO HLDGS INC	67,397	$1.1M	3.99%
1372	IBCPINDEPENDENT BANK CORP MICH	49,606	$1.1M	3.98%
1373	EHTHEHEALTH INC	47,015	$1.1M	3.98%
1374	—THL CR INC	120,041	$1.1M	3.97%
1375	—FCB FINL HLDGS INC	23,135	$1.1M	3.96%
1376	—PLANET PAYMENT INC	259,684	$1.1M	3.95%
1377	2362120DSINCLAIR BROADCAST GROUP INC	34,500	$1.1M	3.92%	Put
1378	FMSFRESENIUS MED CARE AG&CO KGA	22,591	$1.1M	3.91%
1379	—DEL TACO RESTAURANTS INC	71,930	$1.1M	3.91%
1380	MEDPMEDPACE HLDGS INC	34,478	$1.1M	3.90%
1381	GNWGENWORTH FINL INC	285,009	$1.1M	3.89%
1382	EVCENTRAVISION COMMUNICATIONS C	192,230	$1.1M	3.88%
1383	HSTMHEALTHSTREAM INC	46,773	$1.1M	3.87%
1384	VYXNCR CORP NEW	29,100	$1.1M	3.87%	Put
1385	TDWTIDEWATER INC NEW	37,386	$1.1M	3.85%
1386	—AUTOBYTEL INC	157,660	$1.1M	3.85%
1387	ASHASHLAND GLOBAL HLDGS INC	16,500	$1.1M	3.82%	Put
1388	CIGCOMPANHIA ENERGETICA DE MINA	434,381	$1.1M	3.82%
1389	POWLPOWELL INDS INC	35,872	$1.1M	3.81%
1390	—APPTIO INC	58,200	$1.1M	3.81%
1391	—TAILORED BRANDS INC	74,400	$1.1M	3.81%	Put
1392	—APOLLO INVT CORP	175,450	$1.1M	3.80%
1393	CSFLUSDCENTERSTATE BK CORP	39,811	$1.1M	3.78%
1394	ANDEANDERSONS INC	31,128	$1.1M	3.78%
1395	ANABANAPTYSBIO INC	30,501	$1.1M	3.78%
1396	—LYDALL INC DEL	18,611	$1.1M	3.78%
1397	ERFGBPENERPLUS CORP	107,848	$1.1M	3.77%
1398	—HOUGHTON MIFFLIN HARCOURT CO	88,400	$1.1M	3.77%
1399	HPPHUDSON PAC PPTYS INC	31,402	$1.1M	3.73%
1400	SILCSILICOM LTD	17,973	$1.1M	3.73%

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