UBS Group AG Q1 2016 Filing

Filed May 12, 2016

Portfolio Value

$149.3M

Holdings

6,788

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (6,788 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	CNCCENTENE CORP DEL	1,355,528	$635K	0.43%
902	VUGVANGUARD INDEX FDS	5,949,328	$633K	0.42%
903	AALAMERICAN AIRLS GROUP INC	2,021,610	$632K	0.42%	Put
904	TKRTIMKEN CO	58,294	$632K	0.42%
905	BKFIDREYFUS MUN BD INFRSTRCTR FD	47,969	$632K	0.42%
906	FDSFACTSET RESH SYS INC	42,963	$632K	0.42%
907	THD*ISHARES	29,144	$631K	0.42%
908	GU9GUESS INC	263,320	$631K	0.42%
909	BWXTBWX TECHNOLOGIES INC	18,814	$631K	0.42%
910	SCHLSCHOLASTIC CORP	57,613	$631K	0.42%
911	PSXPHILLIPS 66	665,299	$630K	0.42%	Put
912	AGQPROSHARES TR	23,271	$630K	0.42%
913	—ORBITAL ATK INC	278,273	$630K	0.42%
914	VRSNVERISIGN INC	33,202	$629K	0.42%
915	PVG1EURPRETIUM RES INC	117,386	$628K	0.42%
916	—VECTREN CORP	67,320	$628K	0.42%
917	HALHALLIBURTON CO	6,060,435	$627K	0.42%	Put
918	—MIDCOAST ENERGY PARTNERS L P	122,037	$627K	0.42%
919	PNWPINNACLE WEST CAP CORP	148,074	$627K	0.42%
920	PGFUSDPENGROWTH ENERGY CORP	478,208	$626K	0.42%
921	—ENERSIS AMERICAS S A	44,922	$625K	0.42%
922	YELPYELP INC	31,436	$625K	0.42%
923	LXRXLEXICON PHARMACEUTICALS INC	52,289	$625K	0.42%
924	SJR/BEURSHAW COMMUNICATIONS INC	158,219	$624K	0.42%
925	ALKSALKERMES PLC	168,684	$623K	0.42%	Call
926	BYMBLACKROCK MUNICIPL INC QLTY	41,383	$623K	0.42%
927	PCGPG&E CORP	494,174	$623K	0.42%	Call
928	CMCCOMMERCIAL METALS CO	100,091	$622K	0.42%
929	ABBVABBVIE INC	8,380,836	$622K	0.42%	Put
930	YPFYPF SOCIEDAD ANONIMA	1,344,494	$621K	0.42%	Put
931	—MATTRESS FIRM HLDG CORP	251,471	$621K	0.42%	Put
932	PFDFLAHERTY & CRUMRINE PFD INC	43,768	$621K	0.42%
933	—CSRA INC	23,077	$621K	0.42%
934	CSTMCONSTELLIUM NV	119,530	$621K	0.42%
935	—CLARCOR INC	10,729	$620K	0.42%
936	—DEL TACO RESTAURANTS INC	59,963	$619K	0.41%
937	STSENSATA TECHNOLOGIES HLDG NV	15,950	$619K	0.41%
938	—APOLLO SR FLOATING RATE FD I	40,752	$619K	0.41%
939	—MEDIVATION INC	660,552	$619K	0.41%	Put
940	OIAINVESCO MUNI INCOME OPP TRST	80,416	$618K	0.41%
941	—DELPHI AUTOMOTIVE PLC	270,692	$618K	0.41%
942	—DCT INDUSTRIAL TRUST INC	15,631	$617K	0.41%
943	—CYNOSURE INC	13,951	$615K	0.41%
944	MATWMATTHEWS INTL CORP	11,951	$615K	0.41%
945	WOOFOOT LOCKER INC	725,679	$614K	0.41%
946	—POWERSHARES ETF TRUST II	29,605	$614K	0.41%
947	GRMNGARMIN LTD	163,633	$614K	0.41%	Put
948	SPYSPDR S&P 500 ETF TR	70,241,853	$613K	0.41%	Put
949	GBCIGLACIER BANCORP INC NEW	24,107	$613K	0.41%
950	PBPROSPERITY BANCSHARES INC	13,186	$612K	0.41%
951	—SEASPAN CORP	33,380	$612K	0.41%
952	GPNGLOBAL PMTS INC	54,511	$612K	0.41%
953	MRKMERCK & CO INC NEW	10,031,858	$610K	0.41%	Put
954	—VANTIV INC	219,050	$609K	0.41%
955	CLNECLEAN ENERGY FUELS CORP	207,739	$609K	0.41%	Put
956	SIGSIGNET JEWELERS LIMITED	114,062	$609K	0.41%	Call
957	CHKEURCHESAPEAKE ENERGY CORP	32,337,361	$608K	0.41%	Put
958	HB6HIBBETT SPORTS INC	68,717	$607K	0.41%
959	BRCBRADY CORP	22,580	$606K	0.41%
960	HNIHNI CORP	15,480	$606K	0.41%
961	—SILVER WHEATON CORP	992,101	$606K	0.41%	Put
962	XIGDXVOYA GLBL EQTY DIV & PREM OP	1,930,036	$605K	0.41%
963	CRUSCIRRUS LOGIC INC	16,568	$604K	0.40%
964	RNSTRENASANT CORP	18,322	$603K	0.40%
965	TSSTOTAL SYS SVCS INC	122,673	$601K	0.40%
966	—SPDR INDEX SHS FDS	38,571	$601K	0.40%
967	HTBKHERITAGE COMMERCE CORP	60,065	$601K	0.40%
968	XVMMXDELAWARE INV MN MUN INC FD I	40,882	$601K	0.40%
969	—POST PPTYS INC	10,052	$600K	0.40%
970	MRO*MARATHON OIL CORP	3,637,599	$600K	0.40%	Put
971	WSOWATSCO INC	68,717	$600K	0.40%
972	ILFISHARES TR	168,370	$600K	0.40%
973	SBCSABRA HEALTH CARE REIT INC	29,845	$599K	0.40%
974	—WEST CORP	26,235	$599K	0.40%
975	RPMRPM INTL INC	174,884	$599K	0.40%
976	SCISERVICE CORP INTL	899,440	$599K	0.40%
977	EZAISHARES	40,208	$599K	0.40%
978	ROKROCKWELL AUTOMATION INC	4,360,769	$598K	0.40%	Call
979	CLHCLEAN HARBORS INC	12,098	$596K	0.40%
980	SBSWSIBANYE GOLD LTD	39,164	$595K	0.40%
981	TSITCW STRATEGIC INCOME FUND IN	113,980	$595K	0.40%
982	CGOCALAMOS GLOBAL TOTAL RETURN	53,631	$594K	0.40%
983	—CATALYST BIOSCIENCES INC	353,763	$594K	0.40%
984	—VWR CORP	21,937	$593K	0.40%
985	—NRG YIELD INC	41,665	$593K	0.40%
986	GRPNCHFGROUPON INC	148,581	$593K	0.40%	Call
987	DISCKUSDDISCOVERY COMMUNICATNS NEW	188,046	$592K	0.40%
988	—CODORUS VY BANCORP INC	29,300	$592K	0.40%
989	—PACIFIC ETHANOL INC	126,398	$592K	0.40%
990	CXEMFS HIGH INCOME MUN TR	115,216	$592K	0.40%
991	EWYISHARES	992,906	$592K	0.40%	Put
992	CCKCROWN HOLDINGS INC	128,570	$591K	0.40%
993	NEENEXTERA ENERGY INC	3,690,364	$591K	0.40%	Put
994	LINDLINDBLAD EXPEDITIONS HLDGS I	59,385	$590K	0.40%
995	BFAMBRIGHT HORIZONS FAM SOL IN D	9,071	$588K	0.39%
996	OLPONE LIBERTY PPTYS INC	26,244	$588K	0.39%
997	BTEBAYTEX ENERGY CORP	148,305	$588K	0.39%
998	IDAIDACORP INC	7,883	$588K	0.39%
999	ASHASHLAND INC NEW	31,866	$588K	0.39%
1000	—WEB COM GROUP INC	88,344	$587K	0.39%

PreviousPage 10 of 68Next