UBS Group AG Q1 2017 Filing

Filed May 12, 2017

Portfolio Value

$183.2B

Holdings

6,804

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (6,804 positions)

#	Stock	Shares	Value	% Portfolio	Type
301	—SEADRILL PARTNERS LLC	264,677	$953.0M	0.52%
302	CNACNA FINL CORP	21,569	$953.0M	0.52%
303	ASTEASTEC INDS INC	32,268	$952.0M	0.52%
304	AMATAPPLIED MATLS INC	1,867,060	$951.7M	0.52%	Put
305	—LAZARD WORLD DIVID & INCOME	89,339	$951.0M	0.52%
306	MORNMORNINGSTAR INC	12,100	$951.0M	0.52%
307	PVG1EURPRETIUM RES INC	88,594	$949.0M	0.52%
308	VSHVISHAY INTERTECHNOLOGY INC	57,636	$948.0M	0.52%
309	ORIOLD REP INTL CORP	307,362	$947.4M	0.52%
310	TAT&T INC	18,052,496	$946.9M	0.52%	Put
311	WFRDWEATHERFORD INTL PLC	2,580,128	$945.2M	0.52%	Call
312	LGNDLIGAND PHARMACEUTICALS INC	18,781	$945.0M	0.52%
313	COTYCOTY INC	52,126	$945.0M	0.52%
314	TROWPRICE T ROWE GROUP INC	697,456	$942.6M	0.51%
315	ADXADAMS DIVERSIFIED EQUITY FD	68,495	$942.0M	0.51%
316	—ACACIA COMMUNICATIONS INC	62,137	$940.7M	0.51%	Put
317	TELTE CONNECTIVITY LTD	609,257	$940.5M	0.51%
318	—SPDR INDEX SHS FDS	18,131	$939.0M	0.51%
319	CNKCINEMARK HOLDINGS INC	49,529	$937.3M	0.51%
320	LBTYBLIBERTY GLOBAL PLC	305,631	$936.8M	0.51%	Put
321	IPINTL PAPER CO	1,429,982	$936.8M	0.51%	Put
322	—NEWFIELD EXPL CO	88,937	$936.3M	0.51%
323	DBAUSDPOWERSHS DB MULTI SECT COMM	491,182	$935.8M	0.51%	Put
324	—CORNERSTONE ONDEMAND INC	77,097	$935.1M	0.51%	Call
325	WTVWISDOMTREE TR	13,309	$935.0M	0.51%
326	EWZSISHARES	68,444	$934.0M	0.51%
327	AXTAAXALTA COATING SYS LTD	205,462	$933.7M	0.51%
328	—FIFTH STR SR FLOATNG RATE CO	621,372	$933.6M	0.51%
329	AYRAIRCASTLE LTD	38,673	$933.0M	0.51%
330	CLCOLGATE PALMOLIVE CO	11,136,644	$932.0M	0.51%	Put
331	—POWERSHARES ETF TR II	2,729,563	$931.6M	0.51%
332	RYAAYRYANAIR HLDGS PLC	45,966	$930.9M	0.51%	Call
333	PMXPIMCO MUN INCOME FD III	82,413	$930.0M	0.51%
334	—PHILLIPS 66 PARTNERS LP	1,123,448	$929.8M	0.51%	Call
335	SEDGSOLAREDGE TECHNOLOGIES INC	59,480	$928.0M	0.51%
336	LMBSFIRST TR EXCHANGE TRADED FD	17,821	$927.0M	0.51%
337	MTBM & T BK CORP	49,865	$926.8M	0.51%
338	—EVERBANK FINL CORP	47,532	$926.0M	0.51%
339	—NUVEEN SHT DUR CR OPP FD	52,049	$926.0M	0.51%
340	—WESTERN ASSET VAR RT STRG FD	55,846	$926.0M	0.51%
341	HAFCHANMI FINL CORP	72,370	$924.3M	0.50%
342	INCOCOLUMBIA ETF TR II	23,924	$924.0M	0.50%
343	XLFSELECT SECTOR SPDR TR	38,906,347	$923.2M	0.50%	Put
344	SCLSTEPAN CO	38,516	$923.1M	0.50%
345	REGNREGENERON PHARMACEUTICALS	98,559	$921.3M	0.50%	Put
346	—POWERSHARES ETF TR II	31,513	$921.0M	0.50%
347	WUBAUSD58 COM INC	165,780	$921.0M	0.50%	Put
348	HP5AEQUITY COMWLTH	29,457	$920.0M	0.50%
349	—ADVENT CLAY CONV SEC INC FD	150,597	$920.0M	0.50%
350	CCDCALAMOS DYNAMIC CONV & INCOM	47,805	$918.0M	0.50%
351	9990302DAPACHE CORP	834,826	$917.0M	0.50%	Call
352	TRCOTRIBUNE MEDIA CO	421,452	$916.8M	0.50%
353	—MCDERMOTT INTL INC	135,695	$916.0M	0.50%
354	CXCEMEX SAB DE CV	1,021,257	$915.4M	0.50%	Put
355	DEDEERE & CO	996,361	$914.7M	0.50%	Put
356	NBL2EURNOBLE ENERGY INC	463,209	$914.0M	0.50%	Call
357	—BLACKROCK MUNI 2018 TERM TR	60,541	$914.0M	0.50%
358	CSIIEURCARDIOVASCULAR SYS INC DEL	32,326	$914.0M	0.50%
359	—APOLLO TACTICAL INCOME FD IN	55,398	$913.0M	0.50%
360	PDCEUSDPDC ENERGY INC	14,621	$912.0M	0.50%
361	DHRDANAHER CORP DEL	4,661,695	$911.2M	0.50%	Put
362	ERHWELLS FARGO UTILITIES AND HI	71,413	$911.0M	0.50%
363	AMBAAMBARELLA INC	101,796	$910.7M	0.50%	Call
364	WGOWINNEBAGO INDS INC	117,764	$910.5M	0.50%
365	SPGIS&P GLOBAL INC	369,468	$910.4M	0.50%	Call
366	PSMTPRICESMART INC	25,360	$910.4M	0.50%
367	—ETF MANAGERS TR	32,443	$910.0M	0.50%
368	AOKISHARES	27,304	$910.0M	0.50%
369	WDCWESTERN DIGITAL CORP	816,824	$909.6M	0.50%	Put
370	—SPDR INDEX SHS FDS	56,474	$909.0M	0.50%
371	—POWERSHARES QQQ TRUST	14,968,652	$907.7M	0.50%	Put
372	PIIMPINJ INC	29,971	$907.0M	0.49%
373	PTIP T TELEKOMUNIKASI INDONESIA	118,437	$906.8M	0.49%
374	RLIRLI CORP	15,093	$906.0M	0.49%
375	—MEDICINES CO	58,376	$905.0M	0.49%	Put
376	CRICARTER INC	80,075	$904.3M	0.49%	Put
377	TIFEURTIFFANY & CO NEW	252,122	$904.1M	0.49%	Put
378	BKNBLACKROCK INVT QUALITY MUN T	62,481	$904.0M	0.49%
379	SSFSENSIENT TECHNOLOGIES CORP	11,417	$904.0M	0.49%
380	ABBVABBVIE INC	8,622,125	$903.5M	0.49%	Put
381	ROPROPER TECHNOLOGIES INC	79,090	$903.4M	0.49%
382	—BLDRS INDEX FDS TR	42,888	$902.0M	0.49%
383	EWCISHARES	937,647	$901.3M	0.49%
384	DDD3-D SYS CORP DEL	540,346	$901.2M	0.49%
385	DGDOLLAR GEN CORP NEW	143,525	$899.1M	0.49%
386	—TCF FINL CORP	52,819	$899.0M	0.49%
387	AITAPPLIED INDL TECHNOLOGIES IN	14,527	$899.0M	0.49%
388	CDLVICTORY PORTFOLIOS II	21,510	$898.0M	0.49%
389	—MULTI PACKAGING SOLUTIONS IN	50,038	$898.0M	0.49%
390	ESBAEMPIRE ST RLTY OP L P	43,191	$897.0M	0.49%
391	IJRISHARES TR	12,959,670	$896.3M	0.49%
392	—ACADEMY FDS TR	34,976	$896.0M	0.49%
393	—POWERSHARES ETF TRUST	21,737	$896.0M	0.49%
394	PVHPVH CORP	382,053	$893.7M	0.49%	Put
395	HUBBHUBBELL INC	21,145	$893.6M	0.49%
396	—BLACKROCK MUNIYIELD CALIF FD	60,589	$892.0M	0.49%
397	GVAGRANITE CONSTR INC	57,334	$892.0M	0.49%
398	TRTOOTSIE ROLL INDS INC	23,848	$891.0M	0.49%
399	ENBENBRIDGE INC	1,319,819	$890.4M	0.49%	Call
400	BTEBAYTEX ENERGY CORP	260,328	$890.0M	0.49%

PreviousPage 4 of 69Next