UBS Group AG Q1 2020 Filing

Filed May 1, 2020

Portfolio Value

$212.2M

Holdings

7,136

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (7,136 positions)

#	Stock	Shares	Value	% Portfolio	Type
3101	LAURLAUREATE EDUCATION INC	68,735	$723K	0.34%
3102	MHIPIONEER MUN HIGH INCOME TR	63,839	$722K	0.34%
3103	—BLACKROCK MUNI INCOME INV QL	51,727	$721K	0.34%
3104	NAGECHROMADEX CORP	220,419	$719K	0.34%
3105	FTFFRANKLIN LTD DURATION INCOME	91,585	$719K	0.34%
3106	STEWBOULDER GROWTH & INCOME FD I	77,890	$717K	0.34%
3107	AIMCUSDALTRA INDL MOTION CORP	40,997	$717K	0.34%
3108	—CENTRAL EUROPEAN MEDIA ENTRP	228,820	$716K	0.34%
3109	OECORION ENGINEERED CARBONS S A	96,035	$716K	0.34%
3110	CENTACENTRAL GARDEN & PET CO	27,976	$716K	0.34%
3111	MANHMANHATTAN ASSOCS INC	14,354	$715K	0.34%
3112	STBAS & T BANCORP INC	26,174	$715K	0.34%
3113	EVREVERCORE INC	15,474	$713K	0.34%
3114	SKYWSKYWEST INC	27,195	$712K	0.34%
3115	—SPECIAL OPPORTUNITIES FD INC	29,412	$711K	0.34%
3116	ENICENEL CHILE S.A.	214,328	$711K	0.34%
3117	UISUNISYS CORP	57,549	$711K	0.34%
3118	RUSHARUSH ENTERPRISES INC	22,251	$710K	0.33%
3119	—SYKES ENTERPRISES INC	26,161	$710K	0.33%
3120	IBOCINTERNATIONAL BANCSHARES COR	26,339	$708K	0.33%
3121	UMHUMH PPTYS INC	65,100	$707K	0.33%
3122	MORTVANECK VECTORS ETF TR	70,466	$705K	0.33%
3123	PFOFLAHERTY & CRUMRIN PFD & INM	71,108	$704K	0.33%
3124	TPICQTPI COMPOSITES INC	47,607	$704K	0.33%
3125	HEQJOHN HANCOCK HDG EQ & INC FD	69,269	$704K	0.33%
3126	ACHCACADIA HEALTHCARE COMPANY IN	38,366	$704K	0.33%
3127	LNWOSCIENTIFIC GAMES CORP	72,595	$704K	0.33%
3128	—BLACKROCK NY MUNI INC QLTY T	56,240	$703K	0.33%
3129	BDCBELDEN INC	19,470	$703K	0.33%
3130	—MACQUARIE GLOBAL INFRASTRUCT	45,323	$702K	0.33%
3131	GFLWVICTORY PORTFOLIOS II	27,444	$700K	0.33%
3132	TRSTRIMAS CORP	30,279	$700K	0.33%
3133	JRSNUVEEN REAL ESTATE INCOME FD	103,010	$700K	0.33%
3134	THFFFIRST FINL CORP IND	20,759	$700K	0.33%
3135	CVLTCOMMVAULT SYSTEMS INC	17,211	$697K	0.33%
3136	CMPCOMPASS MINERALS INTL INC	18,111	$697K	0.33%
3137	INSGEURINSEEGO CORP	111,373	$694K	0.33%
3138	IPARINTER PARFUMS INC	14,970	$694K	0.33%
3139	BMVPINVESCO EXCHANGE TRADED FD T	9,423	$693K	0.33%
3140	—LIMELIGHT NETWORKS INC	121,202	$691K	0.33%
3141	CMRXEURCHIMERIX INC	479,088	$690K	0.33%
3142	NXENEXGEN ENERGY LTD	947,226	$690K	0.33%
3143	CSWCCAPITAL SOUTHWEST CORP	60,341	$689K	0.32%
3144	LITGLOBAL X FDS	31,711	$689K	0.32%
3145	AMANTERO MIDSTREAM CORP	328,026	$688K	0.32%
3146	CTSCTS CORP	27,589	$687K	0.32%
3147	AOAISHARES TR	14,442	$686K	0.32%
3148	MTRNMATERION CORP	19,606	$686K	0.32%
3149	PQ3PROVIDENT FINL SVCS INC	53,249	$684K	0.32%
3150	ALGALAMO GROUP INC	7,624	$677K	0.32%
3151	ADCAGREE REALTY CORP	10,898	$674K	0.32%
3152	SFIXSTITCH FIX INC	52,950	$673K	0.32%	Put
3153	PBIPITNEY BOWES INC	329,905	$673K	0.32%
3154	FW2NBANNER CORP	20,330	$672K	0.32%
3155	BKEBUCKLE INC	48,894	$670K	0.32%
3156	THGHANOVER INS GROUP INC	7,383	$669K	0.32%
3157	TGTXTG THERAPEUTICS INC	67,883	$668K	0.31%
3158	ATRIUSDATRION CORP	2,707	$667K	0.31%
3159	WASHWASHINGTON TR BANCORP	18,233	$667K	0.31%
3160	IDEVOYA INFRASTRUCTURE INDLS &	81,931	$666K	0.31%
3161	—BLACKROCK NY MUN INCOME TR I	51,323	$665K	0.31%
3162	FSLYFASTLY INC	35,065	$665K	0.31%
3163	—WESTERN ASSET MUN DEF OPP TR	35,237	$665K	0.31%
3164	EAGGISHARES TR	12,008	$665K	0.31%
3165	—AMERICAN OUTDOOR BRANDS CORP	79,761	$662K	0.31%
3166	FDPFRESH DEL MONTE PRODUCE INC	23,994	$662K	0.31%
3167	CHRSCOHERUS BIOSCIENCES INC	40,802	$662K	0.31%	Put
3168	FNDESCHWAB STRATEGIC TR	32,129	$661K	0.31%
3169	SD2SANDY SPRING BANCORP INC	29,167	$660K	0.31%
3170	—ENDURANCE INTL GROUP HLDGS I	341,416	$659K	0.31%
3171	DMLPDORCHESTER MINERALS LP	70,701	$659K	0.31%
3172	KMTKENNAMETAL INC	35,376	$658K	0.31%
3173	TWOEURTWO HBRS INVT CORP	172,442	$657K	0.31%
3174	FNLCFIRST BANCORP INC ME	29,877	$657K	0.31%
3175	—GREAT WESTN BANCORP INC	31,962	$655K	0.31%
3176	JHMDJOHN HANCOCK ETF TRUST	28,878	$655K	0.31%
3177	PFDFLAHERTY & CRUMRIN PFD & INM	54,074	$653K	0.31%
3178	—AMERICAN FIN TR INC	104,429	$652K	0.31%
3179	STKCOLUMBIA SELIGM PREM TECH GR	36,815	$651K	0.31%
3180	SUZSUZANO S A	94,793	$651K	0.31%
3181	PETSPETMED EXPRESS INC	22,608	$651K	0.31%
3182	ATNXEURATHENEX INC	84,042	$650K	0.31%
3183	HFWAHERITAGE FINL CORP WASH	32,461	$649K	0.31%
3184	EIS*ISHARES INC	14,410	$647K	0.30%
3185	PLOWDOUGLAS DYNAMICS INC	18,184	$646K	0.30%
3186	LKFNLAKELAND FINL CORP	17,525	$645K	0.30%
3187	XPMAXPIONEER MUN HIGH INCOME ADVA	63,297	$644K	0.30%
3188	BBTBERKSHIRE HILLS BANCORP INC	43,217	$643K	0.30%
3189	MDGLMADRIGAL PHARMACEUTICALS INC	9,588	$640K	0.30%
3190	PSNPARSONS CORPORATION	19,998	$639K	0.30%
3191	XMMOINVESCO EXCHANGE TRADED FD T	13,012	$639K	0.30%
3192	AQLTISHARES TR	10,374	$639K	0.30%
3193	ERHWELLS FARGO UTILITIES AND HI	58,658	$638K	0.30%
3194	CPACOPA HOLDINGS SA	14,038	$636K	0.30%
3195	MDMEDNAX INC	54,650	$636K	0.30%
3196	ORANYORANGE	52,588	$635K	0.30%
3197	SMPSTANDARD MTR PRODS INC	15,219	$632K	0.30%
3198	IXGISHARES TR	13,360	$631K	0.30%
3199	FLCFLAHERTY & CRUMRINE TOTAL RE	38,124	$629K	0.30%
3200	TCBKTRICO BANCSHARES	21,065	$628K	0.30%

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