UBS Group AG Q1 2020 Filing

Filed May 1, 2020

Portfolio Value

$212.2M

Holdings

7,136

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (7,136 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	CHLUSDCHINA MOBILE LIMITED	488,004	$832K	0.39%
602	NEOGNEOGEN CORP	47,554	$831K	0.39%
603	—PROSHARES TR	42,630	$830K	0.39%
604	MURMURPHY OIL CORP	135,472	$830K	0.39%
605	NPVNUVEEN VIRGINIA QLTY MUNCPL	64,255	$830K	0.39%
606	—NUVEEN INT DUR QUAL MUN TRM	62,180	$829K	0.39%
607	RSPDINVESCO EXCHANGE TRADED FD T	12,367	$828K	0.39%
608	AGOASSURED GUARANTY LTD	32,131	$828K	0.39%
609	OCOWENS CORNING NEW	383,890	$827K	0.39%
610	CROXCROCS INC	48,661	$827K	0.39%
611	PKBINVESCO EXCHANGE TRADED FD T	37,549	$827K	0.39%
612	CMBTEURONAV NV ANTWERPEN	499,899	$827K	0.39%	Call
613	XPGPXPIMCO GLOBAL STOCKSPLS INCM	103,721	$826K	0.39%
614	MATXMATSON INC	26,974	$826K	0.39%
615	DOVDOVER CORP	171,200	$826K	0.39%
616	—TRINSEO S A	45,442	$823K	0.39%
617	TEXTEREX CORP NEW	57,299	$823K	0.39%
618	GRNBVANECK VECTORS ETF TR	31,095	$821K	0.39%
619	INNSUMMIT HOTEL PPTYS INC	194,358	$821K	0.39%
620	SEICSEI INVESTMENTS CO	97,233	$821K	0.39%
621	RZGINVESCO EXCHANGE TRADED FD T	10,746	$820K	0.39%
622	BB3BROOKLINE BANCORP INC DEL	72,670	$820K	0.39%
623	EBSEMERGENT BIOSOLUTIONS INC	14,185	$820K	0.39%
624	—DCP MIDSTREAM LP	768,554	$819K	0.39%
625	SMARGBPSMARTSHEET INC	19,723	$819K	0.39%
626	—ATLAS CORP	106,261	$818K	0.39%
627	FFINFIRST FINL BANKSHARES	30,453	$818K	0.39%
628	—WEINGARTEN RLTY INVS	216,235	$817K	0.39%
629	SMHVANECK VECTORS ETF TR	483,500	$817K	0.38%	Put
630	METAFACEBOOK INC	11,320,762	$817K	0.38%	Put
631	AYATLANTICA YIELD PLC	36,589	$816K	0.38%
632	CORECORE MARK HOLDING CO INC	28,506	$815K	0.38%
633	SPEUSPDR INDEX SHS FDS	30,233	$815K	0.38%
634	SBSISOUTHSIDE BANCSHARES INC	26,786	$814K	0.38%
635	HAMHARMONY GOLD MNG LTD	373,160	$813K	0.38%	Call
636	TRHCEURTABULA RASA HEALTHCARE INC	138,597	$811K	0.38%	Put
637	DGRSWISDOMTREE TR	32,277	$811K	0.38%
638	RDWRRADWARE LTD	38,458	$810K	0.38%
639	AMRNAMARIN CORP PLC	834,206	$809K	0.38%	Call
640	DPZDOMINOS PIZZA INC	54,391	$808K	0.38%
641	WTRGESSENTIAL UTILS INC	342,845	$807K	0.38%
642	DBPPOWERSHARES DB MULTI-SECTOR	19,807	$807K	0.38%
643	AGIALAMOS GOLD INC NEW	161,472	$807K	0.38%
644	DBDEURDIEBOLD NXDF INC	229,236	$807K	0.38%
645	DOWDOW INC	4,650,742	$806K	0.38%	Put
646	OSKOSHKOSH CORP	12,527	$806K	0.38%
647	1GSNNOVANTA INC	10,083	$805K	0.38%
648	TBFPROSHARES TR	51,869	$805K	0.38%
649	CHRCHURCHILL DOWNS INC	19,412	$804K	0.38%
650	HIGHARTFORD FINL SVCS GROUP INC	1,497,728	$804K	0.38%	Put
651	BF/BBROWN FORMAN CORP	354,479	$804K	0.38%
652	AVAAVISTA CORP	84,635	$804K	0.38%
653	MARMARRIOTT INTL INC NEW	769,569	$803K	0.38%	Put
654	—PBF LOGISTICS LP	707,561	$801K	0.38%
655	—PROSHARES TR	16,595	$800K	0.38%
656	ALKSALKERMES PLC	381,264	$799K	0.38%
657	MFCMANULIFE FINL CORP	1,522,140	$798K	0.38%	Put
658	TRYBARINGS BDC INC	2,165,309	$797K	0.38%
659	RGRSTURM RUGER & CO INC	50,039	$797K	0.38%
660	STAASTAAR SURGICAL CO	24,662	$796K	0.38%
661	SLPSIMULATIONS PLUS INC	22,777	$796K	0.38%
662	TFCTRUIST FINL CORP	7,915,262	$795K	0.37%
663	CPE3EURCALLON PETE CO DEL	1,448,846	$794K	0.37%
664	ABALLIANCEBERNSTEIN HLDG L P	178,833	$794K	0.37%	Put
665	MSCIMSCI INC	148,446	$793K	0.37%
666	MCNMADISON COVERED CALL & EQUIT	156,779	$793K	0.37%
667	APAMARTISAN PARTNERS ASSET MGMT	86,430	$792K	0.37%
668	OPPEWISDOMTREE TR	34,470	$792K	0.37%
669	CTBICOMMUNITY TR BANCORP INC	24,863	$791K	0.37%
670	CGOCALAMOS GLOBAL TOTAL RETURN	87,024	$791K	0.37%
671	OGM1COGENT COMMUNICATIONS HLDGS	9,631	$790K	0.37%
672	—FORESCOUT TECHNOLOGIES INC	178,430	$790K	0.37%
673	FXLFIRST TR EXCHANGE TRADED FD	905,437	$787K	0.37%
674	QDELUSDQUIDEL CORP	30,250	$786K	0.37%
675	TRVCCITIGROUP INC	9,549,150	$786K	0.37%	Put
676	AITAPPLIED INDL TECHNOLOGIES IN	43,195	$785K	0.37%
677	CITUSDCIT GROUP INC	45,491	$785K	0.37%
678	KTBKONTOOR BRANDS INC	183,280	$784K	0.37%
679	XYLXYLEM INC	243,832	$783K	0.37%
680	XOPSPDR SER TR	2,387,754	$782K	0.37%	Put
681	FLRFLUOR CORP NEW	266,100	$781K	0.37%
682	DOCHEALTHPEAK PROPERTIES INC	704,600	$781K	0.37%
683	MAMASTERCARD INC	2,230,793	$781K	0.37%	Put
684	AFLAFLAC INC	1,322,791	$780K	0.37%	Put
685	CCSCENTURY CMNTYS INC	53,704	$779K	0.37%
686	IEMGISHARES INC	41,870,978	$779K	0.37%
687	PORPORTLAND GEN ELEC CO	104,027	$778K	0.37%
688	CPBCAMPBELL SOUP CO	469,065	$778K	0.37%	Put
689	LGF/BEURLIONS GATE ENTMNT CORP	434,130	$778K	0.37%
690	BLDRBUILDERS FIRSTSOURCE INC	158,935	$777K	0.37%
691	—TORTOISE ESSENTIAL ASSETS IN	76,937	$777K	0.37%
692	NDAQNASDAQ INC	229,129	$777K	0.37%	Put
693	FHBFIRST HAWAIIAN INC	46,930	$776K	0.37%
694	ACGLARCH CAP GROUP LTD	611,896	$776K	0.37%
695	FTSFORTIS INC	248,812	$775K	0.37%
696	CMICUMMINS INC	351,235	$775K	0.37%	Put
697	—SOURCE CAP INC	25,223	$774K	0.36%
698	VEGIISHARES INC	35,104	$773K	0.36%
699	IRTINDEPENDENCE RLTY TR INC	86,371	$773K	0.36%
700	FMBIUSDFIRST MIDWEST BANCORP DEL	58,346	$772K	0.36%

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