UBS Group AG Q1 2021 Filing

Filed May 12, 2021

Portfolio Value

$301.3M

Holdings

8,067

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (8,067 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	GQ9SPDR GOLD TR	17,539,031	$2.5M	0.84%	Put
2	XLESELECT SECTOR SPDR TR	47,490,379	$2.3M	0.78%	Put
3	JPMJPMORGAN CHASE & CO	22,449,648	$2.3M	0.78%	Put
4	AMCXAMC NETWORKS INC	39,013	$2.1M	0.69%	Put
5	XLFSELECT SECTOR SPDR TR	58,831,125	$2.1M	0.68%	Put
6	MCDMCDONALDS CORP	5,803,806	$2.0M	0.67%	Put
7	HLHECLA MNG CO	352,384	$2.0M	0.67%	Put
8	BRK/BBERKSHIRE HATHAWAY INC DEL	5,080,554	$2.0M	0.66%	Put
9	NVDANVIDIA CORPORATION	3,707,293	$2.0M	0.66%	Put
10	XLKSELECT SECTOR SPDR TR	6,878,452	$2.0M	0.66%	Put
11	NMFCNEW MTN FIN CORP	255,188	$1.9M	0.64%
12	CDECOEUR MNG INC	523,021	$1.9M	0.64%	Call
13	UPSTUPSTART HLDGS INC	14,773	$1.9M	0.63%	Put
14	GPROGOPRO INC	159,247	$1.9M	0.62%
15	IWDISHARES TR	6,463,413	$1.8M	0.61%
16	AAPLAPPLE INC	63,306,938	$1.8M	0.61%	Put
17	ACNACCENTURE PLC IRELAND	5,245,183	$1.8M	0.60%	Put
18	HFWAHERITAGE FINL CORP WASH	64,071	$1.8M	0.60%
19	TXG10X GENOMICS INC	30,327	$1.8M	0.60%
20	8LP1LAREDO PETROLEUM INC	59,634	$1.8M	0.60%
21	METAFACEBOOK INC	9,494,835	$1.8M	0.59%	Put
22	TN1TENNANT CO	22,172	$1.8M	0.59%
23	IMGIAMGOLD CORP	592,500	$1.8M	0.59%	Put
24	VWOVANGUARD INTL EQUITY INDEX F	15,017,630	$1.8M	0.58%
25	NNOXNANO X IMAGING LTD	41,819	$1.7M	0.58%
26	KOFCOCA-COLA FEMSA SAB DE CV	37,422	$1.7M	0.57%
27	HZOMARINEMAX INC	34,820	$1.7M	0.57%
28	MLCOMELCO RESORTS AND ENTMNT LTD	1,103,958	$1.7M	0.56%	Put
29	IRTCIRHYTHM TECHNOLOGIES INC	12,196	$1.7M	0.56%	Put
30	CENXCENTURY ALUM CO	95,774	$1.7M	0.56%
31	BACBK OF AMERICA CORP	39,888,162	$1.7M	0.56%	Put
32	—ALLOVIR INC	71,828	$1.7M	0.56%
33	CRMSALESFORCE COM INC	6,132,669	$1.7M	0.56%	Put
34	VIGVANGUARD SPECIALIZED FUNDS	5,370,282	$1.7M	0.56%	Put
35	IPARINTER PARFUMS INC	23,637	$1.7M	0.56%
36	PICBINVESCO EXCH TRADED FD TR II	58,464	$1.7M	0.56%
37	JT5MUELLER WTR PRODS INC	120,378	$1.7M	0.55%
38	FULFULLER H B CO	26,212	$1.6M	0.55%
39	CHKPCHECK POINT SOFTWARE TECH LT	196,018	$1.6M	0.54%	Call
40	STNGSCORPIO TANKERS INC	88,736	$1.6M	0.54%
41	07WAMR COOPER GROUP INC	46,007	$1.6M	0.53%	Call
42	GRA1EURGRACE W R & CO DEL NEW	26,650	$1.6M	0.53%
43	BABAALIBABA GROUP HLDG LTD	22,431,649	$1.6M	0.53%	Put
44	DISCKUSDDISCOVERY INC	1,186,544	$1.6M	0.52%	Put
45	GOOGALPHABET INC	913,185	$1.6M	0.52%	Put
46	BBBLACKBERRY LTD	186,273	$1.6M	0.52%
47	HEROGLOBAL X FDS	49,840	$1.6M	0.52%
48	NVSNNOVARTIS AG	5,032,866	$1.5M	0.51%	Put
49	KPTIEURKARYOPHARM THERAPEUTICS INC	146,021	$1.5M	0.51%
50	KOCOCA COLA CO	22,696,448	$1.5M	0.51%	Put
51	TLTISHARES TR	6,229,946	$1.5M	0.51%	Put
52	KRNTKORNIT DIGITAL LTD	15,390	$1.5M	0.51%
53	TMPTOMPKINS FINL CORP	18,285	$1.5M	0.50%
54	OSH3EUROAK STR HEALTH INC	27,622	$1.5M	0.50%
55	GTMZOOMINFO TECHNOLOGIES INC	129,492	$1.5M	0.50%
56	DBAINVESCO DB MULTI-SECTOR COMM	87,745	$1.5M	0.49%
57	LM03LIBERTY MEDIA CORP DEL	33,629	$1.5M	0.49%
58	EMBJEMBRAER S.A.	147,506	$1.5M	0.49%	Call
59	HTTQUDIAN INC	644,425	$1.5M	0.49%	Call
60	BACVERIZON COMMUNICATIONS INC	15,703,976	$1.5M	0.49%	Put
61	—KRATON CORPORATION	39,747	$1.5M	0.48%
62	IPINTERNATIONAL PAPER CO	2,422,499	$1.5M	0.48%	Put
63	PWIPOWER INTEGRATIONS INC	56,858	$1.4M	0.48%
64	MSMMSC INDL DIRECT INC	15,927	$1.4M	0.48%
65	HSTHOST HOTELS & RESORTS INC	853,971	$1.4M	0.48%
66	OGM1COGENT COMMUNICATIONS HLDGS	20,779	$1.4M	0.47%
67	—DUCK CREEK TECHNOLOGIES INC	31,574	$1.4M	0.47%	Put
68	EZAISHARES INC	28,696	$1.4M	0.47%
69	BTOB2GOLD CORP	1,278,569	$1.4M	0.47%	Put
70	TWTRUSDTWITTER INC	7,527,645	$1.4M	0.47%	Put
71	GLWCORNING INC	3,040,692	$1.4M	0.47%	Put
72	TSNTYSON FOODS INC	496,361	$1.4M	0.47%	Put
73	UISUNISYS CORP	55,317	$1.4M	0.47%
74	NXSTNEXSTAR MEDIA GROUP INC	9,933	$1.4M	0.46%
75	MDLZMONDELEZ INTL INC	8,061,046	$1.4M	0.46%	Put
76	DCHAMERICAN AXLE & MFG HLDGS IN	320,382	$1.4M	0.46%	Call
77	EHEHANG HLDGS LTD	37,400	$1.4M	0.46%
78	EQXEQUINOX GOLD CORP	322,142	$1.4M	0.46%	Put
79	NFLXNETFLIX INC	1,835,259	$1.4M	0.46%	Put
80	CPKCHESAPEAKE UTILS CORP	11,775	$1.4M	0.45%
81	CRMTAMERICAS CAR-MART INC	8,951	$1.4M	0.45%
82	YUMYUM BRANDS INC	1,258,503	$1.4M	0.45%	Put
83	NJRNEW JERSEY RES CORP	75,854	$1.4M	0.45%	Call
84	LOBLIVE OAK BANCSHARES INC	46,152	$1.4M	0.45%	Call
85	UNPUNION PAC CORP	3,787,085	$1.4M	0.45%	Put
86	—QTS RLTY TR INC	21,784	$1.4M	0.45%
87	SBUXSTARBUCKS CORP	9,862,660	$1.4M	0.45%	Put
88	CACCAMDEN NATL CORP	28,076	$1.3M	0.45%
89	PLUSEPLUS INC	13,427	$1.3M	0.44%
90	INTCINTEL CORP	36,654,130	$1.3M	0.44%	Put
91	ATKRATKORE INC	18,410	$1.3M	0.44%
92	NEWTNEWTEK BUSINESS SVCS CORP	49,527	$1.3M	0.44%
93	COKECOCA COLA CONS INC	4,577	$1.3M	0.44%
94	LRNSTRIDE INC	43,784	$1.3M	0.44%	Call
95	DPZDOMINOS PIZZA INC	57,639	$1.3M	0.44%	Put
96	DDD3-D SYS CORP DEL	47,944	$1.3M	0.44%
97	CNSCOHEN & STEERS INC	20,144	$1.3M	0.44%
98	EZUISHARES INC	2,273,044	$1.3M	0.44%
99	BABOEING CO	4,008,760	$1.3M	0.44%	Put
100	EFAISHARES TR	17,308,606	$1.3M	0.44%	Put

Page 1 of 81Next