UBS Group AG Q1 2021 Filing

Filed May 12, 2021

Portfolio Value

$301.3M

Holdings

8,067

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (8,067 positions)

#	Stock	Shares	Value	% Portfolio	Type
401	CITCINTAS CORP	135,830	$939K	0.31%
402	MOSMOSAIC CO NEW	1,332,801	$939K	0.31%	Put
403	BF/ABROWN FORMAN CORP	14,748	$939K	0.31%
404	PAASPAN AMERN SILVER CORP	678,024	$938K	0.31%	Put
405	FMXFOMENTO ECONOMICO MEXICANO S	12,445	$938K	0.31%
406	FDO.FMACYS INC	775,783	$938K	0.31%	Put
407	DWDMORGAN STANLEY	11,567,323	$937K	0.31%	Put
408	ZROZPIMCO ETF TR	7,089	$936K	0.31%
409	CUBICUSTOMERS BANCORP INC	29,406	$936K	0.31%
410	—EATON VANCE 2021 TARGET TRM	95,235	$936K	0.31%
411	BCBRUNSWICK CORP	23,795	$935K	0.31%
412	LQDTLIQUIDITY SERVICES INC	50,305	$935K	0.31%
413	EPPISHARES INC	534,511	$935K	0.31%
414	IGVISHARES TR	188,700	$935K	0.31%
415	GTGOODYEAR TIRE & RUBR CO	709,799	$935K	0.31%	Call
416	MLABMESA LABS INC	8,402	$934K	0.31%
417	WYWEYERHAEUSER CO MTN BE	1,227,757	$933K	0.31%	Put
418	IBMPISHARES TR	34,573	$931K	0.31%
419	RDWRRADWARE LTD	35,692	$931K	0.31%
420	MEIMETHODE ELECTRS INC	22,156	$930K	0.31%
421	BEEMBEAM GLOBAL	21,447	$930K	0.31%
422	SNNSMITH & NEPHEW PLC	24,538	$930K	0.31%
423	NWENORTHWESTERN CORP	42,504	$930K	0.31%
424	NXJNUVEEN NEW JERSEY QULT MUN F	64,181	$929K	0.31%
425	TSLXSIXTH STREET SPECIALTY LENDN	224,959	$929K	0.31%
426	ENVUSDENVESTNET INC	35,328	$929K	0.31%
427	MARAMARATHON DIGITAL HOLDINGS IN	19,340	$928K	0.31%
428	CRSCARPENTER TECHNOLOGY CORP	22,510	$927K	0.31%
429	NKTXNKARTA INC	28,181	$927K	0.31%
430	ACADACADIA PHARMACEUTICALS INC	35,935	$927K	0.31%	Put
431	PSCUINVESCO EXCH TRADED FD TR II	14,791	$927K	0.31%
432	WKWORKIVA INC	53,434	$927K	0.31%
433	NYTNEW YORK TIMES CO	50,024	$927K	0.31%
434	RUBYUSDRUBIUS THERAPEUTICS INC	34,911	$925K	0.31%	Call
435	HNGRUSDHANGER INC	40,566	$925K	0.31%
436	AMDADVANCED MICRO DEVICES INC	11,746,509	$922K	0.31%	Put
437	AKXANSYS INC	70,467	$921K	0.31%
438	PTIP T TELEKOMUNIKASI INDONESIA	38,960	$921K	0.31%
439	MSBIMIDLAND STS BANCORP INC ILL	33,200	$921K	0.31%
440	RIGSALPS ETF TR	37,309	$920K	0.31%
441	MR4MERIDIAN BIOSCIENCE INC	35,052	$920K	0.31%
442	RGSUSDREGIS CORP MINN	73,191	$920K	0.31%
443	YRIYAMANA GOLD INC	1,493,406	$920K	0.31%	Put
444	EEFTEURONET WORLDWIDE INC	6,648	$919K	0.30%
445	DHRDANAHER CORPORATION	3,480,853	$918K	0.30%	Put
446	XRAYDENTSPLY SIRONA INC	237,103	$918K	0.30%
447	BBREJ P MORGAN EXCHANGE-TRADED F	31,070	$918K	0.30%
448	VEAVANGUARD TAX-MANAGED INTL FD	18,669,779	$917K	0.30%
449	IGTINTERNATIONAL GAME TECHNOLOG	773,137	$916K	0.30%	Call
450	CGNTCOGNYTE SOFTWARE LTD	32,874	$915K	0.30%
451	ACIALBERTSONS COS INC	153,536	$914K	0.30%
452	BSJPINVESCO EXCH TRD SLF IDX FD	37,232	$914K	0.30%
453	PRDOPERDOCEO ED CORP	324,697	$913K	0.30%
454	IEXIDEX CORP	218,224	$913K	0.30%
455	LLOEWS CORP	389,616	$912K	0.30%
456	DLTRDOLLAR TREE INC	1,333,235	$912K	0.30%	Put
457	AWRAMER STATES WTR CO	69,786	$911K	0.30%
458	GAPGAP INC	1,162,045	$911K	0.30%	Put
459	GTYGETTY RLTY CORP NEW	86,967	$911K	0.30%
460	SITESITEONE LANDSCAPE SUPPLY INC	11,643	$910K	0.30%
461	—WESTERN ASSET MUN DEF OPP TR	43,054	$910K	0.30%
462	GEGGEO GROUP INC NEW	116,996	$908K	0.30%
463	MMSMAXIMUS INC	63,783	$907K	0.30%
464	RXIISHARES TR	5,556	$906K	0.30%
465	—DECARBONIZATION PLUS ACQU CO	86,399	$906K	0.30%
466	AIRCUSDAPARTMENT INCOME REIT CORP	229,344	$906K	0.30%
467	—BROADMARK RLTY CAP INC	183,199	$905K	0.30%
468	ROFKFORCE INC	16,885	$905K	0.30%
469	PDPAGERDUTY INC	22,484	$905K	0.30%
470	MPVBARINGS PARTN INVS	70,065	$905K	0.30%
471	ANABANAPTYSBIO INC	41,990	$905K	0.30%
472	SIVRABERDEEN STD SILVER ETF TR	582,990	$905K	0.30%
473	XLGIXLAZARD GLOBAL TOTAL RETURN &	46,942	$903K	0.30%
474	NCZVIRTUS ALLIANZGI CONVERTIBLE	159,592	$903K	0.30%
475	NGDNEW GOLD INC CDA	586,334	$902K	0.30%	Put
476	—QIAGEN NV	362,781	$901K	0.30%
477	RTXRAYTHEON TECHNOLOGIES CORP	11,655,228	$901K	0.30%	Put
478	BMRNBIOMARIN PHARMACEUTICAL INC	227,838	$900K	0.30%	Put
479	SKTTANGER FACTORY OUTLET CTRS I	272,367	$899K	0.30%
480	HWMHOWMET AEROSPACE INC	1,594,833	$898K	0.30%
481	—VIRNETX HLDG CORP	161,128	$898K	0.30%
482	—THE AARONS COMPANY INC	34,984	$898K	0.30%
483	ABMDEURABIOMED INC	51,498	$898K	0.30%	Call
484	MRTNMARTEN TRANS LTD	52,881	$897K	0.30%
485	—CAPSTEAD MTG CORP	144,010	$897K	0.30%
486	ASAASA GOLD AND PRECIOUS MTLS L	44,955	$897K	0.30%
487	AZZAZZ INC	17,798	$896K	0.30%
488	FASTFASTENAL CO	712,900	$896K	0.30%	Put
489	WCNWASTE CONNECTIONS INC	303,920	$896K	0.30%
490	LTHM1EURLIVENT CORP	163,707	$896K	0.30%	Put
491	SLVISHARES SILVER TR	30,575,696	$896K	0.30%	Put
492	GOLFACUSHNET HOLDINGS CORP	21,666	$895K	0.30%
493	—TORTOISE ESSENTIAL ASSETS IN	62,400	$895K	0.30%
494	FTNTFORTINET INC	826,797	$895K	0.30%	Put
495	SAFTSAFETY INS GROUP INC	53,866	$895K	0.30%
496	FDMT4D MOLECULAR THERAPEUTICS IN	20,592	$893K	0.30%
497	—NEUBERGER BRMAN NY MUNI FD I	72,383	$890K	0.30%
498	FTFFRANKLIN LTD DURATION INCOME	96,849	$890K	0.30%
499	EQHEQUITABLE HLDGS INC	332,203	$889K	0.30%
500	EGRXEAGLE PHARMACEUTICALS INC	21,279	$888K	0.29%

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