UBS Group AG Q2 2017 Filing

Filed August 14, 2017

Portfolio Value

$193.2M

Holdings

6,800

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (6,800 positions)

#	Stock	Shares	Value	% Portfolio	Type
3001	BKEBUCKLE INC	55,745	$992K	0.51%
3002	INVHINVITATION HOMES INC	45,651	$988K	0.51%
3003	—FRONTIER COMMUNICATIONS CORP	33,552	$987K	0.51%
3004	SLG2EURSL GREEN RLTY CORP	9,311	$985K	0.51%
3005	—FORTERRA INC	119,599	$984K	0.51%
3006	HYHGPROSHARES TR	14,328	$983K	0.51%
3007	NAZNUVEEN ARIZONA QLTY MUN INC	67,859	$983K	0.51%
3008	FRFIRST INDUSTRIAL REALTY TRUS	34,147	$977K	0.51%	Call
3009	GKDGRAND CANYON ED INC	12,428	$975K	0.50%
3010	—SELECT INCOME REIT	40,563	$974K	0.50%
3011	—ISHARES TR	37,077	$973K	0.50%
3012	CARSCARS COM INC	36,472	$972K	0.50%
3013	—VALERO ENERGY PARTNERS LP	21,282	$972K	0.50%	Call
3014	—XPERI CORP	32,536	$970K	0.50%	Call
3015	—SYNTEL INC	57,211	$970K	0.50%
3016	ADXADAMS DIVERSIFIED EQUITY FD	67,864	$969K	0.50%
3017	OSGAMBAC FINL GROUP INC	55,772	$968K	0.50%
3018	SHAKSHAKE SHACK INC	27,711	$967K	0.50%
3019	—ASHFORD HOSPITALITY PRIME IN	93,959	$967K	0.50%
3020	CMBTEURONAV NV ANTWERPEN	122,237	$966K	0.50%
3021	—SPDR INDEX SHS FDS	56,855	$966K	0.50%
3022	ARRYEURARRAY BIOPHARMA INC	115,405	$966K	0.50%
3023	CSTECAESARSTONE LTD	27,525	$965K	0.50%
3024	SCHCSCHWAB STRATEGIC TR	28,644	$963K	0.50%
3025	PDMPIEDMONT OFFICE REALTY TR IN	45,692	$963K	0.50%
3026	LNNLINDSAY CORP	10,777	$962K	0.50%
3027	GABGABELLI EQUITY TR INC	155,631	$961K	0.50%
3028	FNDASCHWAB STRATEGIC TR	27,618	$960K	0.50%
3029	NTAPNETAPP INC	23,982	$960K	0.50%	Call
3030	BKOBLUEROCK RESIDENTIAL GRW REI	74,514	$960K	0.50%
3031	NKTREURNEKTAR THERAPEUTICS	49,013	$958K	0.50%
3032	CNKCINEMARK HOLDINGS INC	24,674	$958K	0.50%
3033	—LENDINGCLUB CORP	173,651	$957K	0.50%	Put
3034	AXSAXIS CAPITAL HOLDINGS LTD	14,774	$955K	0.49%
3035	BTUSDBT GROUP PLC	49,128	$954K	0.49%
3036	PBTPERMIAN BASIN RTY TR	109,462	$952K	0.49%
3037	SG7SAGE THERAPEUTICS INC	11,931	$950K	0.49%
3038	SCHLSCHOLASTIC CORP	21,775	$949K	0.49%
3039	MPABLACKROCK MUNIYIELD PA QLTY	66,200	$949K	0.49%
3040	DTREFIRST TR FTSE EPRA/NAREIT DE	21,408	$948K	0.49%
3041	BYMBLACKROCK MUNICIPL INC QLTY	65,391	$947K	0.49%
3042	—LAZARD WORLD DIVID & INCOME	85,888	$946K	0.49%
3043	MCRMFS CHARTER INCOME TR	109,385	$945K	0.49%
3044	PHIPLDT INC	26,661	$942K	0.49%
3045	AOKISHARES	27,695	$941K	0.49%
3046	SLGNSILGAN HOLDINGS INC	29,508	$938K	0.49%
3047	TRMKTRUSTMARK CORP	29,142	$937K	0.48%
3048	CHS1USDCHICOS FAS INC	99,413	$936K	0.48%
3049	—STAMPS COM INC	6,035	$935K	0.48%
3050	AMBAAMBARELLA INC	19,277	$935K	0.48%
3051	AXIACENTRAIS ELETRICAS BRASILEIR	248,979	$934K	0.48%
3052	—OCH ZIFF CAP MGMT GROUP	365,077	$934K	0.48%
3053	GNWGENWORTH FINL INC	247,069	$932K	0.48%
3054	—BLDRS INDEX FDS TR	42,502	$931K	0.48%
3055	EPUISHARES	27,417	$929K	0.48%
3056	—POWERSHARES ETF TR II	38,058	$928K	0.48%
3057	CLWCLEARWATER PAPER CORP	19,806	$926K	0.48%
3058	ECECOPETROL S A	101,575	$923K	0.48%
3059	—GREENHILL & CO INC	45,951	$923K	0.48%
3060	UNFIUNITED NAT FOODS INC	25,092	$921K	0.48%
3061	UNITUNITI GROUP INC	36,591	$920K	0.48%
3062	—POWERSHS DB MULTI SECT COMM	114,001	$920K	0.48%
3063	GSVGOLD STD VENTURES CORP	536,556	$918K	0.48%
3064	—NANOMETRICS INC	36,275	$917K	0.47%
3065	LTCLTC PPTYS INC	17,827	$916K	0.47%
3066	BSACBANCO SANTANDER CHILE NEW	36,019	$915K	0.47%
3067	AEGAEGON N V	178,987	$915K	0.47%
3068	HTLDHEARTLAND EXPRESS INC	43,905	$914K	0.47%
3069	KRNTKORNIT DIGITAL LTD	47,109	$912K	0.47%
3070	ZTOZTO EXPRESS CAYMAN INC	65,317	$912K	0.47%	Put
3071	HDGEGBPADVISORSHARES TR	106,626	$912K	0.47%
3072	FLNFIRST TR EXCH TRD ALPHA FD I	47,849	$909K	0.47%
3073	SSLSASOL LTD	32,477	$908K	0.47%
3074	HTLDEXPRESS INC	134,039	$905K	0.47%
3075	CDLVICTORY PORTFOLIOS II	21,432	$905K	0.47%
3076	VEGIISHARES	34,336	$905K	0.47%
3077	NXPNUVEEN SELECT TAX FREE INCM	62,726	$902K	0.47%
3078	TDFTEMPLETON DRAGON FD INC	44,735	$902K	0.47%
3079	—WISDOMTREE TR	29,783	$900K	0.47%
3080	—DICERNA PHARMACEUTICALS INC	283,933	$900K	0.47%
3081	—ROYAL BK SCOTLAND GROUP PLC	137,623	$899K	0.47%
3082	—SPDR INDEX SHS FDS	49,307	$898K	0.46%
3083	HNMORMAT TECHNOLOGIES INC	15,226	$893K	0.46%
3084	ERHWELLS FARGO UTILITIES AND HI	68,884	$893K	0.46%
3085	HEWGUSDISHARES TR	31,868	$892K	0.46%
3086	BSLBLACKSTONE GSO FLTING RTE FU	49,855	$892K	0.46%
3087	ADSWADVANCED DISP SVCS INC DEL	39,243	$892K	0.46%
3088	CTVHELIX ENERGY SOLUTIONS GRP I	157,444	$888K	0.46%	Put
3089	—EATON VANCE TAX ADV BD OPT S	77,835	$886K	0.46%
3090	QIWQIWI PLC	35,846	$885K	0.46%
3091	MTDRMATADOR RES CO	41,403	$885K	0.46%
3092	DCODUCOMMUN INC DEL	27,930	$882K	0.46%
3093	—MCDERMOTT INTL INC	123,011	$882K	0.46%
3094	GUNRFLEXSHARES TR	30,829	$881K	0.46%
3095	—VERIFONE SYS INC	48,705	$881K	0.46%
3096	IMGNEURIMMUNOGEN INC	123,864	$881K	0.46%
3097	ONEQFIDELITY COMWLTH TR	3,642	$880K	0.46%
3098	IGAVOYA GLBL ADV & PREM OPP FD	81,161	$877K	0.45%
3099	QDEFFLEXSHARES TR	21,626	$876K	0.45%
3100	RBLDFIRST TR EXCHANGE TRADED FD	16,144	$875K	0.45%

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