UBS Group AG Q2 2017 Filing

Filed August 14, 2017

Portfolio Value

$193.2M

Holdings

6,800

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (6,800 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	—TIER REIT INC	33,662	$622K	0.32%
3302	—PIMCO ETF TR	12,257	$621K	0.32%
3303	—ATWOOD OCEANICS INC	76,125	$620K	0.32%
3304	HEEMISHARES INC	25,727	$620K	0.32%
3305	NVMINOVA MEASURING INSTRUMENTS L	28,094	$620K	0.32%
3306	—IMMUNOMEDICS INC	70,164	$620K	0.32%
3307	DRQEURDRIL-QUIP INC	12,645	$618K	0.32%
3308	BRK-BQUALITY CARE PPTYS INC	33,640	$616K	0.32%
3309	—ECHO GLOBAL LOGISTICS INC	30,959	$616K	0.32%
3310	—VANECK VECTORS ETF TR	14,487	$615K	0.32%
3311	CHMICHERRY HILL MTG INVT CORP	33,156	$612K	0.32%
3312	—LA QUINTA HLDGS INC	41,374	$612K	0.32%	Call
3313	HZN1USDHORIZON GLOBAL CORP	42,557	$611K	0.32%
3314	MUFGMITSUBISHI UFJ FINL GROUP IN	90,292	$609K	0.32%
3315	ALEXALEXANDER & BALDWIN INC NEW	14,692	$608K	0.31%
3316	IBTXUSDINDEPENDENT BK GROUP INC	10,217	$607K	0.31%
3317	QLTAISHARES TR	11,546	$605K	0.31%
3318	AUPHAURINIA PHARMACEUTICALS INC	98,540	$604K	0.31%
3319	JEGBPJUST ENERGY GROUP INC	115,353	$604K	0.31%
3320	—PORTOLA PHARMACEUTICALS INC	10,747	$603K	0.31%
3321	HLIHOULIHAN LOKEY INC	17,279	$603K	0.31%
3322	OIIOCEANEERING INTL INC	26,381	$602K	0.31%
3323	S76STORE CAP CORP	26,827	$602K	0.31%
3324	FULFULLER H B CO	11,761	$601K	0.31%
3325	COHRII VI INC	17,474	$599K	0.31%
3326	NCMIEURNATIONAL CINEMEDIA INC	80,702	$598K	0.31%
3327	ENRENERGIZER HLDGS INC NEW	12,454	$598K	0.31%
3328	XVMMXDELAWARE INV MN MUN INC FD I	40,795	$598K	0.31%
3329	TMPTOMPKINS FINANCIAL CORPORATI	7,592	$598K	0.31%
3330	—BLACKROCK MUNIC INCM INVST T	39,755	$596K	0.31%
3331	NWLINATIONAL WESTN LIFE GROUP IN	1,859	$594K	0.31%
3332	LTPZPIMCO ETF TR	9,041	$594K	0.31%
3333	SRCE1ST SOURCE CORP	12,386	$594K	0.31%
3334	FFBCFIRST FINL BANCORP OH	21,429	$594K	0.31%
3335	ENQENTEGRIS INC	27,030	$594K	0.31%
3336	PAIWESTERN ASSET INCOME FD	39,742	$593K	0.31%
3337	SORSOURCE CAP INC	15,310	$592K	0.31%
3338	PSOPEARSON PLC	66,047	$592K	0.31%
3339	—KAPSTONE PAPER & PACKAGING C	28,601	$590K	0.31%
3340	—NUVEEN OHIO QLTY MUN INCOME	39,284	$589K	0.30%
3341	ANATUSDAMERICAN NATL INS CO	5,061	$589K	0.30%
3342	—POWERSHARES ETF TR II	12,605	$588K	0.30%
3343	STNSTANTEC INC	23,366	$587K	0.30%
3344	—CURRENCYSHARES AUSTRALIAN DL	7,622	$586K	0.30%
3345	—BLACKROCK MUNIHOLDNGS QLTY I	43,564	$586K	0.30%
3346	CO2ACATO CORP NEW	33,212	$584K	0.30%
3347	—CARRIZO OIL & GAS INC	33,414	$582K	0.30%
3348	VFLDELAWARE INVT NAT MUNI INC F	43,348	$579K	0.30%
3349	—COMMERCEHUB INC	33,139	$578K	0.30%
3350	LDURPIMCO ETF TR	5,684	$576K	0.30%
3351	KLICKULICKE & SOFFA INDS INC	30,256	$575K	0.30%
3352	EXTREXTREME NETWORKS INC	62,267	$575K	0.30%
3353	—STONEMOR PARTNERS L P	60,730	$574K	0.30%
3354	MRAMEVERSPIN TECHNOLOGIES INC	28,694	$573K	0.30%
3355	—FAIRMOUNT SANTROL HLDGS INC	147,042	$573K	0.30%	Put
3356	YELPYELP INC	19,075	$573K	0.30%
3357	—KINDRED BIOSCIENCES INC	66,595	$572K	0.30%
3358	—BIOSCRIP INC	210,353	$571K	0.30%
3359	—POWERSHARES ETF TRUST	9,305	$570K	0.30%
3360	TTS1EURTILE SHOP HLDGS INC	27,535	$569K	0.29%
3361	PZDUSDPOWERSHARES ETF TRUST	14,758	$569K	0.29%
3362	BSBRBANCO SANTANDER BRASIL S A	75,282	$567K	0.29%
3363	—INNERWORKINGS INC	48,783	$566K	0.29%
3364	TRCTEJON RANCH CO	27,443	$566K	0.29%
3365	—FIRST TR/ABERDEEN EMERG OPT	35,192	$565K	0.29%
3366	ACREARES COML REAL ESTATE CORP	43,176	$565K	0.29%
3367	WATTENERGOUS CORP	34,771	$564K	0.29%	Put
3368	ROICUSDRETAIL OPPORTUNITY INVTS COR	29,388	$564K	0.29%
3369	SMOGVANECK VECTORS ETF TR	9,398	$563K	0.29%
3370	ELPCCOMPANHIA PARANAENSE ENERG C	76,754	$563K	0.29%
3371	MHFWESTERN ASSET MUN HI INCM FD	76,270	$562K	0.29%
3372	—RYDEX ETF TRUST	20,672	$561K	0.29%
3373	NXRTNEXPOINT RESIDENTIAL TR INC	22,513	$561K	0.29%
3374	RLJRLJ LODGING TR	28,153	$560K	0.29%
3375	—BLACKROCK NY MUNI 2018 TERM	37,476	$560K	0.29%
3376	—CARE COM INC	37,021	$559K	0.29%
3377	—KNIGHT TRANSN INC	15,080	$559K	0.29%
3378	—STONE ENERGY CORP	30,300	$557K	0.29%
3379	ESRTEMPIRE ST RLTY TR INC	26,716	$555K	0.29%
3380	SSOPROSHARES TR	6,195	$554K	0.29%
3381	—BLACKROCK MUNI INCOME INV QL	37,539	$554K	0.29%
3382	—BLUE BUFFALO PET PRODS INC	24,249	$553K	0.29%
3383	—BSB BANCORP INC MD	18,654	$546K	0.28%
3384	—ADVENT CLAYMORE ENH GRW & IN	62,349	$546K	0.28%
3385	—TERRA NITROGEN CO L P	6,356	$546K	0.28%
3386	THFFFIRST FINL CORP IND	11,509	$544K	0.28%
3387	XCAFXMORGAN STANLEY CHINA A SH FD	24,325	$544K	0.28%
3388	ISCGISHARES TR	3,377	$543K	0.28%
3389	GLOBGLOBANT S A	12,505	$543K	0.28%
3390	PLUSEPLUS INC	7,330	$543K	0.28%
3391	PEGAPEGASYSTEMS INC	9,290	$542K	0.28%
3392	—GNC HLDGS INC	64,254	$542K	0.28%	Call
3393	ADCAGREE REALTY CORP	11,807	$541K	0.28%
3394	—POWERSHARES ETF TRUST	6,326	$541K	0.28%
3395	NATINATIONAL INSTRS CORP	13,439	$541K	0.28%
3396	JBTJOHN BEAN TECHNOLOGIES CORP	5,514	$540K	0.28%
3397	DECKDECKERS OUTDOOR CORP	7,903	$540K	0.28%
3398	FBSSFAUQUIER BANKSHARES INC VA	28,381	$539K	0.28%
3399	EGBNEAGLE BANCORP INC MD	8,455	$535K	0.28%
3400	—ALLIED WRLD ASSUR COM HLDG A	10,089	$534K	0.28%

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