UBS Group AG Q2 2018 Filing

Filed August 14, 2018

Portfolio Value

$230.9M

Holdings

7,105

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (7,105 positions)

#	Stock	Shares	Value	% Portfolio
5501	—EATON VANCE NJ MUNI INCOME T	2,936	$33K	0.01%
5502	TFSLTFS FINL CORP	2,069	$33K	0.01%
5503	TRNOTERRENO RLTY CORP	880	$33K	0.01%
5504	—BARCLAYS BK PLC	737	$33K	0.01%
5505	CNTCENTURY CASINOS INC	3,798	$33K	0.01%
5506	—PROGENICS PHARMACEUTICALS IN	4,049	$33K	0.01%
5507	PIRSPIERIS PHARMACEUTICALS INC	6,491	$33K	0.01%
5508	—AAC HLDGS INC	3,507	$33K	0.01%
5509	AGZDWISDOMTREE TR	665	$32K	0.01%
5510	BLFSBIOLIFE SOLUTIONS INC	2,803	$32K	0.01%
5511	VUZIVUZIX CORP	4,333	$32K	0.01%
5512	—NORTHERN LTS FD TR IV	1,305	$32K	0.01%
5513	—NEWATER TECHNOLOGY INC	1,350	$32K	0.01%
5514	NQUSDLINK MOTION INC	28,093	$32K	0.01%
5515	FITESPDR SER TR	970	$32K	0.01%
5516	MRAMEVERSPIN TECHNOLOGIES INC	3,532	$32K	0.01%
5517	—STELLAR ACQUISITION III INC	3,058	$32K	0.01%
5518	—OWENS RLTY MTG INC	1,931	$32K	0.01%
5519	TEOTELECOM ARGENTINA S A	1,795	$32K	0.01%
5520	XPGPXPIMCO GLOBAL STOCKSPLS INCM	2,168	$32K	0.01%
5521	—EIDOS THERAPEUTICS INC	1,586	$32K	0.01%
5522	XFEBFIRST TRUST SPECIALTY FINANC	5,084	$31K	0.01%
5523	—ACER THERAPEUTICS INC	1,429	$31K	0.01%
5524	—HENNESSY CAP ACQUSTON CORP I	3,055	$31K	0.01%
5525	—ISHARES TR	1,051	$31K	0.01%
5526	—PROSHARES TR	1,858	$31K	0.01%
5527	SPNEUSDSEASPINE HLDGS CORP	2,498	$31K	0.01%
5528	—URSTADT BIDDLE PPTYS INC	1,664	$31K	0.01%
5529	—GAMCO INVESTORS INC	1,141	$31K	0.01%
5530	—PROSHARES TR	1,476	$31K	0.01%
5531	VIXYUSDPROSHARES TR II	1,016	$31K	0.01%
5532	CEPUCENTRAL PUERTO S A	3,176	$31K	0.01%
5533	—TIBERIUS ACQUISITION CORP	3,058	$31K	0.01%
5534	XPROFRANKS INTL N V	3,950	$31K	0.01%
5535	—COLUMBIA ETF TR II	2,136	$31K	0.01%
5536	—DIREXION SHS ETF TR	729	$31K	0.01%
5537	—SALISBURY BANCORP INC	737	$31K	0.01%
5538	ACNTSYNALLOY CP DEL	1,511	$31K	0.01%
5539	SENEBSENECA FOODS CORP NEW	1,134	$31K	0.01%
5540	—DBX ETF TR	1,371	$31K	0.01%
5541	WVVIWILLAMETTE VY VINEYARD INC	3,628	$31K	0.01%
5542	—INVESCO EXCHANGE TRADED FD T	671	$31K	0.01%
5543	—DOVA PHARMACEUTICALS INC	1,000	$30K	0.01%
5544	—FIRST TR EXCHNG TRADED FD VI	1,374	$30K	0.01%
5545	—BARCLAYS BK PLC	1,575	$30K	0.01%
5546	—PROSHARES TR II	592	$30K	0.01%
5547	PCMPCM FUND INC	2,590	$30K	0.01%
5548	QRTEBUSDQURATE RETAIL INC	1,448	$30K	0.01%
5549	—DISCOVERY INC	988	$30K	0.01%
5550	—PDVWIRELESS INC	1,200	$30K	0.01%
5551	—AGROFRESH SOLUTIONS	4,269	$30K	0.01%
5552	—SOCIAL CAP HEDOSOPHIA HLDGS	3,000	$30K	0.01%
5553	EBMTEAGLE BANCORP MONT INC	1,571	$30K	0.01%
5554	ATRAGBXATARA BIOTHERAPEUTICS INC	820	$30K	0.01%
5555	—STRONGVEST ETF TR	1,200	$30K	0.01%
5556	AQUAUSDEVOQUA WATER TECHNOLOGIES CO	1,466	$30K	0.01%
5557	—PFENEX INC	5,501	$30K	0.01%
5558	—MOSAIC ACQUISITION CORP	3,100	$30K	0.01%
5559	—PROSHARES TR	1,154	$30K	0.01%
5560	ACNBACNB CORP	878	$30K	0.01%
5561	EDENISHARES TR	472	$30K	0.01%
5562	—HEMISPHERE MEDIA GROUP INC	2,277	$30K	0.01%
5563	—CPFL ENERGIA S A	2,746	$30K	0.01%
5564	DUSLDIREXION SHS ETF TR	1,005	$30K	0.01%
5565	—PROTEOSTASIS THERAPEUTICS IN	10,731	$30K	0.01%
5566	BCMLBAYCOM CORP	1,199	$30K	0.01%
5567	ICVTISHARES TR	517	$30K	0.01%
5568	—OPTIBASE LTD	3,466	$30K	0.01%
5569	ADMAADMA BIOLOGICS INC	6,740	$30K	0.01%
5570	—KEANE GROUP INC	2,187	$30K	0.01%
5571	—DEUTSCHE BK AG LONDON BRH	4,689	$30K	0.01%
5572	—EATON VANCE MASS MUN BD FD	2,310	$30K	0.01%
5573	—DIREXION SHS ETF TR	3,068	$29K	0.01%
5574	HNRGHALLADOR ENERGY COMPANY	4,125	$29K	0.01%
5575	—TPG PACE ENERGY HLDGS CORP	2,711	$29K	0.01%
5576	—PACIFIC COAST OIL TR	12,616	$29K	0.01%
5577	—FIRST TR EXCH TRD ALPHA FD I	1,127	$29K	0.01%
5578	QSIGWISDOMTREE TR	600	$29K	0.01%
5579	AVDLAVADEL PHARMACEUTICALS PLC	4,696	$29K	0.01%
5580	—SPARTON CORP	1,526	$29K	0.01%
5581	—LATTICE STRATEGIES TR	1,846	$29K	0.01%
5582	—ISHARES TR	1,336	$29K	0.01%
5583	DWSNDAWSON GEOPHYSICAL CO NEW	3,627	$29K	0.01%
5584	GSHDGOOSEHEAD INS INC	1,143	$29K	0.01%
5585	OIBR/USDOI S A	6,462	$29K	0.01%
5586	—VICTORY PORTFOLIOS II	1,080	$29K	0.01%
5587	VALUVALUE LINE INC	1,209	$29K	0.01%
5588	SSBISUMMIT ST BK SANTA ROSA CALI	1,896	$29K	0.01%
5589	EMTYPROSHARES TR	935	$29K	0.01%
5590	—MODERN MEDIA ACQUISITION	2,938	$29K	0.01%
5591	CEMIUSDCHEMBIO DIAGNOSTICS INC	2,586	$29K	0.01%
5592	AGENEURAGENUS INC	12,809	$29K	0.01%
5593	XSHQINVESCO EXCHNG TRADED FD TR	994	$29K	0.01%
5594	HDEFDBX ETF TR	1,224	$29K	0.01%
5595	—WISDOMTREE TR	1,036	$29K	0.01%
5596	FCAFIRST TR EXCH TRD ALPHA FD I	1,005	$29K	0.01%
5597	BTAIEURBIOXCEL THERAPEUTICS INC	3,196	$29K	0.01%
5598	—MIRAGEN THERAPEUTICS INC	4,516	$29K	0.01%
5599	—SELECT BANCORP INC NEW	2,037	$28K	0.01%
5600	REVEURREVLON INC	1,585	$28K	0.01%

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