UBS Group AG Q2 2018 Filing

Filed August 14, 2018

Portfolio Value

$230.9M

Holdings

7,105

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (7,105 positions)

#	Stock	Shares	Value	% Portfolio
5701	HZN1USDHORIZON GLOBAL CORP	4,165	$25K	0.01%
5702	LQDTLIQUIDITY SERVICES INC	3,746	$25K	0.01%
5703	AVLRUSDAVALARA INC	475	$25K	0.01%
5704	NS9BNETSOL TECHNOLOGIES INC	4,447	$25K	0.01%
5705	—NEW IRELAND FUND INC	2,100	$25K	0.01%
5706	—SRC ENERGY INC	2,259	$25K	0.01%
5707	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5708	OPOFOLD POINT FINL CORP	850	$25K	0.01%
5709	—MAGAL SECURITY SYS LTD	4,637	$25K	0.01%
5710	—BARCLAYS BK PLC	991	$25K	0.01%
5711	—LANDMARK INFRASTRUCTURE LP	1,073	$25K	0.01%
5712	—ARC GROUP WORLDWIDE INC	10,294	$25K	0.01%
5713	KALVKALVISTA PHARMACEUTICALS INC	3,114	$25K	0.01%
5714	—ZIONS BANCORPORATION	1,400	$25K	0.01%
5715	—ALPS ETF TR	814	$25K	0.01%
5716	CUROEURCURO GROUP HLDGS CORP	986	$25K	0.01%
5717	—INVESCO EXCHNG TRADED FD TR	1,015	$25K	0.01%
5718	CRWSCROWN CRAFTS INC	4,477	$25K	0.01%
5719	—TRIDENT ACQUISITIONS CORP	2,494	$25K	0.01%
5720	CECOCECO ENVIRONMENTAL CORP	4,052	$25K	0.01%
5721	—KRANESHARES TR	736	$25K	0.01%
5722	UYGPROSHARES TR	638	$25K	0.01%
5723	—MBT FINL CORP	2,377	$25K	0.01%
5724	WHLR 8.75 PERP DWHEELER REAL ESTATE INVT TR	1,345	$25K	0.01%
5725	—CANADIAN SOLAR INC	25,000	$24K	0.01%
5726	ACUACME UTD CORP	1,133	$24K	0.01%
5727	—INVESCO EXCHNG TRADED FD TR	821	$24K	0.01%
5728	—YANGTZE RIV PORT AND LGSTC L	2,122	$24K	0.01%
5729	SURFUSDSURFACE ONCOLOGY INC	1,482	$24K	0.01%
5730	—CHINA ONLINE ED GROUP	2,236	$24K	0.01%
5731	CLPSCLPS INCORPORATION	1,876	$24K	0.01%
5732	DIVBISHARES TR	916	$24K	0.01%
5733	MCRB1EURSERES THERAPEUTICS INC	2,800	$24K	0.01%
5734	—PROSHARES TR	2,732	$24K	0.01%
5735	—FSB BANCORP INC	1,349	$24K	0.01%
5736	ONCONCOLYTICS BIOTECH INC	4,291	$24K	0.01%
5737	—ABEONA THERAPEUTICS INC	1,501	$24K	0.01%
5738	—ALPS ETF TR	665	$24K	0.01%
5739	—INVESCO EXCHNG TRADED FD TR	874	$24K	0.01%
5740	—IPIC ENTMT INC	2,991	$24K	0.01%
5741	IRSUSDIRSA INVERSIONES Y REP S A GLOBL DEP RCPT	1,361	$24K	0.01%
5742	—INVESCO EXCHNG TRADED FD TR	2,322	$24K	0.01%
5743	—DIREXION SHS ETF TR	2,475	$24K	0.01%
5744	—NTN BUZZTIME INC	5,503	$24K	0.01%
5745	—TCF FINL CORP	3,084	$24K	0.01%
5746	—EAGLE GRWTH & INCOME OPPTY F	1,583	$24K	0.01%
5747	SLGLSOL GEL TECHNOLOGIES	3,066	$24K	0.01%
5748	—VECTOIQ ACQUISITION CORP	2,350	$24K	0.01%
5749	YXIUSDPROSHARES TR	1,202	$24K	0.01%
5750	—RED LION HOTELS CORP	2,037	$24K	0.01%
5751	—AEROHIVE NETWORKS INC	6,159	$24K	0.01%
5752	—FNB BANCORP CALIF	664	$24K	0.01%
5753	CIFMFS INTERMEDIATE HIGH INC FD	9,532	$24K	0.01%
5754	MIXTMIX TELEMATICS LTD	1,342	$24K	0.01%
5755	FTXLFIRST TR EXCHANGE TRADED FD	746	$24K	0.01%
5756	SSI3EURSTAGE STORES INC	10,000	$24K	0.01%
5757	—BALDWIN & LYONS INC	1,009	$23K	0.01%
5758	—CITIZENS FIRST CORP	883	$23K	0.01%
5759	—VITAMIN SHOPPE INC	3,343	$23K	0.01%
5760	ICCHICC HLDGS INC	1,435	$23K	0.01%
5761	GYROGYRODYNE LLC	1,121	$23K	0.01%
5762	—HOMETOWN BANKSHARES CORP	1,601	$23K	0.01%
5763	—SOCIAL CAP HEDOSOPHIA HLDGS	2,116	$23K	0.01%
5764	—MFC BANCORP LTD	3,818	$23K	0.01%
5765	MOR2MORPHOSYS AG	762	$23K	0.01%
5766	KFKOREA FD	588	$23K	0.01%
5767	—FIRST TR EXCHANGE TRADED FD	1,351	$23K	0.01%
5768	OVIDOVID THERAPEUTICS INC	2,974	$23K	0.01%
5769	SVVCFIRSTHAND TECH VALUE FD INC	1,612	$23K	0.01%
5770	—REGALWOOD GLOBAL ENERGY LTD	2,297	$23K	0.01%
5771	LAKELAKELAND INDS INC	1,617	$23K	0.01%
5772	—JPMORGAN CHASE FINL CO LLC	1,254	$23K	0.01%
5773	—NEBULA ACQUISITION CORP	2,262	$23K	0.01%
5774	SPDNDIREXION SHS ETF TR	768	$23K	0.01%
5775	—FLEXSHARES TR	833	$23K	0.01%
5776	ELV 2.75 10/15/42ANTHEM INC	7,000	$23K	0.01%
5777	SPGMSPDR INDEX SHS FDS	303	$23K	0.01%
5778	—DEUTSCHE BK AG LONDON	712	$23K	0.01%
5779	—BLUEGREEN VACATIONS CORP	951	$23K	0.01%
5780	LIVELIVE VENTURES INC	1,864	$23K	0.01%
5781	—PRGX GLOBAL INC	2,436	$23K	0.01%
5782	—KEMPHARM INC	3,510	$23K	0.01%
5783	—PROSHARES TR	830	$23K	0.01%
5784	FUSBFIRST US BANCSHARES INC	1,942	$23K	0.01%
5785	BANDBANDWIDTH INC	600	$23K	0.01%
5786	—FIRST TR EXCHNG TRADED FD VI	1,025	$23K	0.01%
5787	PARPAR TECHNOLOGY CORP	1,328	$23K	0.01%
5788	FLGRFRANKLIN TEMPLETON ETF TR	1,000	$23K	0.01%
5789	—DIREXION SHS ETF TR	737	$23K	0.01%
5790	FSBWFS BANCORP INC	369	$23K	0.01%
5791	TWNTAIWAN FD INC	1,141	$23K	0.01%
5792	PLTMGRANITESHARES PLATINUM TR	255	$22K	0.01%
5793	—MOTUS GI HLDGS INC	3,000	$22K	0.01%
5794	SIMGRUPO SIMEC S A B DE C V	2,285	$22K	0.01%
5795	—ACHAOGEN INC	2,500	$22K	0.01%
5796	TXM1TRAVELZOO	1,298	$22K	0.01%
5797	PBHCPATHFINDER BANCORP INC MD	1,382	$22K	0.01%
5798	—DEUTSCHE STRATEGIC INCOME TR	1,779	$22K	0.01%
5799	—CAPSTONE TURBINE CORP	15,860	$22K	0.01%
5800	—QUINTANA ENERGY SVCS INC	2,651	$22K	0.01%

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