UBS Group AG Q2 2019 Filing

Filed August 14, 2019

Portfolio Value

$259.6M

Holdings

7,074

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (7,074 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	KRNTKORNIT DIGITAL LTD	25,699	$814K	0.31%
3302	—HMS HLDGS CORP	25,102	$813K	0.31%
3303	SUSBISHARES TR	31,945	$809K	0.31%
3304	PVACUSDPENN VA CORP NEW	26,265	$806K	0.31%
3305	—BLACKROCK MUNICIPAL BOND TR	54,192	$806K	0.31%
3306	—INVESCO EXCHANGE TRADED FD T	67,334	$804K	0.31%
3307	GNKGENCO SHIPPING & TRADING LTD	95,232	$803K	0.31%
3308	—BANCORPSOUTH BK TUPELO MISS	27,636	$802K	0.31%
3309	SPLBSPDR SERIES TRUST	27,849	$801K	0.31%
3310	RXIISHARES TR	6,743	$799K	0.31%
3311	FUNDSPROTT FOCUS TR INC	118,109	$796K	0.31%
3312	ACPABERDEEN INCOME CR STRATEGIE	64,326	$795K	0.31%
3313	YELPYELP INC	23,150	$791K	0.30%
3314	NVRIHARSCO CORP	28,722	$788K	0.30%
3315	IAKISHARES TR	11,146	$788K	0.30%
3316	UTMUTAH MED PRODS INC	8,231	$788K	0.30%
3317	—TORTOISE ACQUISITION CORP	78,801	$788K	0.30%
3318	AMAGAMAG PHARMACEUTICALS INC	78,670	$786K	0.30%
3319	OGM1COGENT COMMUNICATIONS HLDGS	13,229	$785K	0.30%
3320	ARGOARGO GROUP INTL HLDGS LTD	10,594	$784K	0.30%
3321	BKFISHARES INC	18,443	$783K	0.30%
3322	XGLQXCLOUGH GLOBAL EQUITY FD	61,186	$783K	0.30%
3323	EXLSEXLSERVICE HOLDINGS INC	11,803	$781K	0.30%
3324	SRCE1ST SOURCE CORP	16,832	$781K	0.30%
3325	FNDFLOOR & DECOR HLDGS INC	18,646	$781K	0.30%
3326	FATEFATE THERAPEUTICS INC	38,431	$780K	0.30%
3327	APY1USDAPERGY CORP	23,223	$779K	0.30%
3328	EODWELLS FARGO GLOBAL DIVIDEND	142,272	$779K	0.30%
3329	BBTBERKSHIRE HILLS BANCORP INC	24,601	$772K	0.30%
3330	DBAINVESCO DB MLTI SECTR CMMTY	46,532	$771K	0.30%
3331	SHENSHENANDOAH TELECOMMUNICATION	20,028	$771K	0.30%
3332	RBLDFIRST TR EXCHANGE TRADED FD	15,409	$769K	0.30%
3333	MGPIMGP INGREDIENTS INC NEW	11,601	$769K	0.30%
3334	—RA PHARMACEUTICALS INC	25,544	$768K	0.30%
3335	—BRIGHTSPHERE INVESTMNT GRP P	67,199	$767K	0.30%
3336	RDWRRADWARE LTD	30,884	$764K	0.29%
3337	VSHVISHAY INTERTECHNOLOGY INC	46,130	$762K	0.29%
3338	MKSIMKS INSTRUMENT INC	9,752	$760K	0.29%
3339	ARVNARVINAS INC	34,472	$758K	0.29%
3340	KGCKINROSS GOLD CORP	194,253	$753K	0.29%	Call
3341	—NIC INC	46,853	$752K	0.29%
3342	WASHWASHINGTON TR BANCORP	14,402	$751K	0.29%
3343	LFUSLITTELFUSE INC	4,245	$751K	0.29%
3344	CMCCOMMERCIAL METALS CO	42,050	$751K	0.29%
3345	—AIMMUNE THERAPEUTICS INC	36,031	$750K	0.29%
3346	PLUSEPLUS INC	10,887	$750K	0.29%
3347	—MOBILEIRON INC	120,883	$749K	0.29%
3348	NCMIEURNATIONAL CINEMEDIA INC	113,769	$747K	0.29%
3349	ANIKANIKA THERAPEUTICS INC	18,375	$747K	0.29%
3350	—APOLLO TACTICAL INCOME FD IN	50,583	$746K	0.29%
3351	CPKCHESAPEAKE UTILS CORP	7,848	$746K	0.29%
3352	HAPVANECK VECTORS ETF TR	20,305	$745K	0.29%
3353	GNWGENWORTH FINL INC	200,703	$745K	0.29%
3354	PSCCINVESCO EXCHNG TRADED FD TR	10,152	$742K	0.29%
3355	XCAFXMORGAN STANLEY CHINA A SH FD	34,099	$741K	0.29%
3356	BNYBLACKROCK N Y MUN INCOME TR	54,407	$738K	0.28%
3357	DINDINE BRANDS GLOBAL INC	7,729	$738K	0.28%
3358	FLXNFLEXION THERAPEUTICS INC	59,788	$736K	0.28%
3359	CTBICOMMUNITY TR BANCORP INC	17,359	$735K	0.28%
3360	NXRTNEXPOINT RESIDENTIAL TR INC	17,749	$735K	0.28%
3361	XLGIXLAZARD GLB TTL RET&INCM FD I	45,320	$733K	0.28%
3362	IPFFEURISHARES TR	48,304	$732K	0.28%
3363	CSFLUSDCENTERSTATE BK CORP	31,812	$732K	0.28%
3364	SWAVUSDSHOCKWAVE MED INC	12,789	$730K	0.28%
3365	BOKFBOK FINL CORP	9,672	$730K	0.28%
3366	UDIVFRANKLIN TEMPLETON ETF TR	24,987	$730K	0.28%
3367	LGFEURLIONS GATE ENTMNT CORP	59,512	$729K	0.28%
3368	THSTREEHOUSE FOODS INC	13,485	$729K	0.28%
3369	UGRULTRAPAR PARTICIPACOES S A	139,032	$729K	0.28%	Call
3370	AATAMERICAN ASSETS TR INC	15,437	$728K	0.28%
3371	SLXVANECK VECTORS ETF TR	18,579	$727K	0.28%
3372	—BLACKROCK NY MUNI INC QLTY T	54,645	$726K	0.28%
3373	LCIILCI INDS	8,053	$725K	0.28%
3374	—HOEGH LNG PARTNERS LP	41,881	$725K	0.28%
3375	LNTHLANTHEUS HLDGS INC	25,610	$725K	0.28%
3376	SLCAU S SILICA HLDGS INC	56,720	$725K	0.28%
3377	HFWAHERITAGE FINL CORP WASH	24,525	$725K	0.28%
3378	RUTHUSDRUTHS HOSPITALITY GROUP INC	31,858	$723K	0.28%
3379	—COOPER TIRE & RUBR CO	22,857	$721K	0.28%
3380	DBAWDBX ETF TR	26,264	$719K	0.28%
3381	WINGWINGSTOP INC	7,582	$718K	0.28%
3382	MTRNMATERION CORP	10,587	$718K	0.28%
3383	YRDYIRENDAI LTD	52,221	$718K	0.28%
3384	EPOLISHARES TR	30,185	$717K	0.28%
3385	CCECCAPITAL PRODUCT PARTNERS L P	68,203	$717K	0.28%
3386	—PENNEY J C CORP INC	628,821	$717K	0.28%	Put
3387	FTSDFRANKLIN ETF TR	7,535	$714K	0.27%
3388	PAYSPAYSIGN INC	53,440	$714K	0.27%
3389	ETJEATON VANCE RISK MNGD DIV EQ	75,852	$713K	0.27%
3390	—WISDOMTREE TR	24,058	$713K	0.27%
3391	—US ECOLOGY INC	11,961	$712K	0.27%
3392	—BIOSPECIFICS TECHNOLOGIES CO	11,910	$711K	0.27%
3393	CFFNCAPITOL FED FINL INC	51,619	$711K	0.27%
3394	ASNDASCENDIS PHARMA A S	6,164	$710K	0.27%
3395	—JOHN HANCOCK ETF TRUST	20,783	$710K	0.27%
3396	G9NGPO AEROPORTUARIO DEL PAC SA	6,799	$709K	0.27%
3397	DSEURDRIVE SHACK INC	151,005	$708K	0.27%
3398	EDFSTONE HBR EMERG MRKTS INC FD	50,525	$707K	0.27%
3399	AGIALAMOS GOLD INC NEW	116,698	$706K	0.27%	Call
3400	PETSPETMED EXPRESS INC	45,056	$706K	0.27%

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