UBS Group AG Q2 2019 Filing

Filed August 14, 2019

Portfolio Value

$259.6M

Holdings

7,074

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (7,074 positions)

#	Stock	Shares	Value	% Portfolio
5601	HYPDEYENOVIA INC	6,538	$28K	0.01%
5602	—NABRIVA THERAPEUTICS PLC	11,590	$28K	0.01%
5603	ARCTARCTURUS THERAPEUTICS HLDG I	2,919	$28K	0.01%
5604	ESCAESCALADE INC	2,402	$28K	0.01%
5605	—J ALEXANDERS HLDGS INC	2,488	$28K	0.01%
5606	BCELATRECA INC	1,486	$28K	0.01%
5607	USLMUNITED STATES LIME & MINERAL	346	$28K	0.01%
5608	—LEGACY ACQUISITION CORP	2,812	$28K	0.01%
5609	—SONIM TECHNOLOGIES INC	2,166	$28K	0.01%
5610	—PROSHARES TR	2,102	$28K	0.01%
5611	LOMALOMA NEGRA CORP	2,390	$28K	0.01%
5612	—VIKING THERAPEUTICS INC	4,094	$28K	0.01%
5613	ENORISHARES TR	1,147	$28K	0.01%
5614	CIFMFS INTERMEDIATE HIGH INC FD	10,907	$28K	0.01%
5615	DSGRLAWSON PRODS INC	751	$28K	0.01%
5616	—CISION LTD	2,349	$28K	0.01%
5617	—MENLO THERAPEUTICS INC	4,614	$28K	0.01%
5618	—UBS AG JERSEY BRH	1,760	$28K	0.01%
5619	—RED HAT INC	11,000	$28K	0.01%
5620	—INVESCO EXCHNG TRADED FD TR	1,133	$28K	0.01%
5621	—NAM TAI PPTY INC	2,899	$28K	0.01%
5622	—INVESCO EXCHNG TRADED FD TR	1,160	$28K	0.01%
5623	—LF CAP ACQUISITION CORP	2,717	$28K	0.01%
5624	—INVESCO BLDRS INDEX FDS TR	900	$28K	0.01%
5625	—ARDAGH GROUP S A	1,588	$28K	0.01%
5626	—BARCLAYS BK PLC	737	$28K	0.01%
5627	—LATTICE STRATEGIES TR	900	$27K	0.01%
5628	—AROTECH CORP	13,888	$27K	0.01%
5629	—FQF TR	1,471	$27K	0.01%
5630	CNTTQCANNTRUST HLDGS INC	5,375	$27K	0.01%
5631	—NEW IRELAND FUND INC	2,906	$27K	0.01%
5632	—PUYI INC	2,072	$27K	0.01%
5633	—PROSHARES TR	2,978	$27K	0.01%
5634	—USCF FDS TR	5,206	$27K	0.01%
5635	—MOTUS GI HLDGS INC	8,995	$27K	0.01%
5636	—BARCLAYS BK PLC	667	$27K	0.01%
5637	RBKBRHINEBECK BANCORP INC	2,412	$27K	0.01%
5638	—PROSHARES TR	1,994	$27K	0.01%
5639	—ACAMAR PARTNERS ACQSITION CO	2,700	$27K	0.01%
5640	BBDOBANCO BRADESCO S A	3,053	$27K	0.01%
5641	BSETBASSETT FURNITURE INDS INC	1,800	$27K	0.01%
5642	FEIMFREQUENCY ELECTRS INC	2,367	$27K	0.01%
5643	VFFVILLAGE FARMS INTL INC	2,361	$27K	0.01%
5644	GENNQGENESIS HEALTHCARE INC	21,762	$27K	0.01%
5645	—DBX ETF TR	1,030	$27K	0.01%
5646	—PROSHARES TR	1,306	$27K	0.01%
5647	INVNIDENTIV INC	5,143	$27K	0.01%
5648	—WISDOMTREE TR	1,378	$27K	0.01%
5649	VAPOVAPOTHERM INC	1,178	$27K	0.01%
5650	ECNSISHARES TR	649	$27K	0.01%
5651	—MUDRICK CAP ACQUISITION CORP	2,501	$26K	0.01%
5652	TIIAYTELECOM ITALIA S P A NEW	4,716	$26K	0.01%
5653	CALFPACER FDS TR	1,084	$26K	0.01%
5654	—NORTHERN LTS FD TR IV	977	$26K	0.01%
5655	FARMFARMER BROS CO	1,618	$26K	0.01%
5656	CLIRCLEARSIGN COMBUSTION CORP	22,287	$26K	0.01%
5657	—ACORN INTL INC	1,269	$26K	0.01%
5658	—BECTON DICKINSON & CO	414	$26K	0.01%
5659	SBBPROSHARES TR	793	$26K	0.01%
5660	—ADVISORSHARES TR	714	$26K	0.01%
5661	DLAPQDELTA APPAREL INC	1,114	$26K	0.01%
5662	—PROSHARES TR	601	$26K	0.01%
5663	KEKIMBALL ELECTRONICS INC	1,570	$26K	0.01%
5664	—LIBERTY MEDIA CORP DELAWARE	689	$26K	0.01%
5665	—BARCLAYS BK PLC	508	$26K	0.01%
5666	—BARCLAYS BK PLC	2,153	$26K	0.01%
5667	—STEALTH BIOTHERAPEUTICS CORP	2,081	$26K	0.01%
5668	BSVNBANK7 CORP	1,387	$26K	0.01%
5669	—PURE ACQUISITION CORP	2,592	$26K	0.01%
5670	IMOMALPHA ARCHITECT ETF TR	1,008	$26K	0.01%
5671	—DBX ETF TR	1,107	$26K	0.01%
5672	—BIOTIME INC	23,792	$26K	0.01%
5673	XFEBFIRST TRUST SPECIALTY FINANC	4,226	$26K	0.01%
5674	WERNWERNER ENTERPRISES INC	826	$26K	0.01%
5675	—EXCHANGE TRADED CONCEPTS TR	1,037	$26K	0.01%
5676	—ADURO BIOTECH INC	16,564	$26K	0.01%
5677	DRNDIREXION SHS ETF TR	1,029	$26K	0.01%
5678	1D5APLX PHARMA INC	3,544	$26K	0.01%
5679	MTDMETTLER TOLEDO INTERNATIONAL	30,173	$25K	0.01%
5680	—HV BANCORP INC	1,643	$25K	0.01%
5681	—FINTECH ACQUISITION CORP III	2,334	$25K	0.01%
5682	PNBKPATRIOT NATL BANCORP INC	1,624	$25K	0.01%
5683	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5684	GHGGREENTREE HOSPITALTY GROUP L	1,941	$25K	0.01%
5685	MRINMARIN SOFTWARE INC	10,224	$25K	0.01%
5686	CCIFVERTICAL CAP INCOME FUND	2,678	$25K	0.01%
5687	—RIGNET INC	2,518	$25K	0.01%
5688	—MILLENDO THERAPEUTICS INC	2,146	$25K	0.01%
5689	MSCSTUDIO CITY INTL HLDGS LTD	1,269	$25K	0.01%
5690	—ASV HLDGS INC	3,579	$25K	0.01%
5691	—FORUM MERGER II CORP	2,500	$25K	0.01%
5692	—IEC ELECTRS CORP NEW	3,948	$25K	0.01%
5693	GNMAISHARES TR	500	$25K	0.01%
5694	—FANG HLDGS LTD	40,974	$25K	0.01%
5695	—BARCLAYS BK PLC	579	$25K	0.01%
5696	—TRIBUNE PUBG CO NEW	3,114	$25K	0.01%
5697	CHADUSDDIREXION SHS ETF TR	851	$25K	0.01%
5698	—DD3 ACQUISITION CORP	2,397	$25K	0.01%
5699	—HIGHPOWER INTL INC	5,811	$25K	0.01%
5700	—PROTECTIVE INS CORP	1,542	$25K	0.01%

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