UBS Group AG Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$310.2M

Holdings

8,429

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (8,429 positions)

#	Stock	Shares	Value	% Portfolio	Type
3201	ADXADAMS DIVERSIFIED EQUITY FD	55,778	$1.1M	0.36%
3202	CHCOCITY HLDG CO	14,648	$1.1M	0.36%
3203	—INVESCO EXCH TRD SLF IDX FD	43,368	$1.1M	0.36%
3204	XEJACCURAY INC	242,846	$1.1M	0.35%
3205	IBMPISHARES TR	40,449	$1.1M	0.35%
3206	MLKNMILLER HERMAN INC	23,203	$1.1M	0.35%
3207	SNNSMITH & NEPHEW PLC	25,104	$1.1M	0.35%
3208	—NUVEEN ENHANCED MUN VALUE FD	62,654	$1.1M	0.35%
3209	GRAFUSDVELODYNE LIDAR INC	101,366	$1.1M	0.35%
3210	XFEBFIRST TR / ABERDEEN GLOBAL O	105,312	$1.1M	0.35%
3211	GIIIG III APPAREL GROUP LTD	32,756	$1.1M	0.35%
3212	FBNCFIRST BANCORP N C	26,299	$1.1M	0.35%
3213	—EATON VANCE NEW YORK MUN INC	71,848	$1.1M	0.35%
3214	CUTINVESCO EXCH TRADED FD TR II	28,684	$1.1M	0.35%
3215	SPEUSPDR INDEX SHS FDS	25,685	$1.1M	0.35%
3216	FYBRFRONTIER COMMUNICATIONS PARE	40,703	$1.1M	0.35%
3217	STEWBOULDER GROWTH & INCOME FD I	79,289	$1.1M	0.35%
3218	HFWAHERITAGE FINL CORP WASH	42,828	$1.1M	0.35%
3219	MDC1USDM D C HLDGS INC	21,183	$1.1M	0.35%
3220	HZOMARINEMAX INC	21,919	$1.1M	0.34%
3221	NGDNEW GOLD INC CDA	590,130	$1.1M	0.34%	Put
3222	NWGNATWEST GROUP PLC	188,926	$1.1M	0.34%
3223	QUREUNIQURE NV	34,460	$1.1M	0.34%
3224	QDEFFLEXSHARES TR	19,734	$1.1M	0.34%
3225	BBVABANCO BILBAO VIZCAYA ARGENTA	170,644	$1.1M	0.34%
3226	FMNFEDERATED HERMES PREM MUNI I	67,707	$1.1M	0.34%
3227	BLKCHFBLACKROCK INC	1,210,643	$1.1M	0.34%	Put
3228	WKHSEURWORKHORSE GROUP INC	63,780	$1.1M	0.34%
3229	DEAEASTERLY GOVT PPTYS INC	50,094	$1.1M	0.34%
3230	PSCUINVESCO EXCH TRADED FD TR II	15,715	$1.1M	0.34%
3231	AFKVANECK VECTORS ETF TR	47,897	$1.0M	0.34%
3232	FNKOFUNKO INC	49,146	$1.0M	0.34%
3233	—MCAFEE CORP	37,339	$1.0M	0.34%
3234	ASGLIBERTY ALL-STAR GROWTH FD I	117,485	$1.0M	0.34%
3235	RETAEURREATA PHARMACEUTICALS INC	7,379	$1.0M	0.34%
3236	WW6WW INTL INC	28,784	$1.0M	0.34%
3237	FPFFIRST TR EXCHNG TRADED FD VI	40,841	$1.0M	0.34%
3238	CSRCENTERSPACE	13,180	$1.0M	0.33%
3239	EIRLISHARES TR	18,089	$1.0M	0.33%
3240	CEVEATON VANCE CALIF MUN INCOM	74,084	$1.0M	0.33%
3241	ONEM1LIFE HEALTHCARE INC	31,169	$1.0M	0.33%
3242	VIRVIR BIOTECHNOLOGY INC	21,791	$1.0M	0.33%
3243	EDDMORGAN STANLEY EMERGING MKTS	167,544	$1.0M	0.33%
3244	FLJPFRANKLIN TEMPLETON ETF TR	34,368	$1.0M	0.33%
3245	—DATTO HLDG CORP	36,592	$1.0M	0.33%
3246	FDUSFIDUS INVT CORP	59,893	$1.0M	0.33%
3247	WTTRSELECT ENERGY SVCS INC	168,336	$1.0M	0.33%
3248	FELEFRANKLIN ELEC INC	12,607	$1.0M	0.33%
3249	TUPTUPPERWARE BRANDS CORP	42,801	$1.0M	0.33%
3250	ALVAUTOLIV INC	10,391	$1.0M	0.33%
3251	DIVGLOBAL X FDS	50,725	$1.0M	0.33%
3252	PSTLPOSTAL REALTY TRUST INC	55,522	$1.0M	0.33%
3253	SPHRMADISON SQUARE GRDN ENTERTNM	12,053	$1.0M	0.33%
3254	EQWLINVESCO EXCHANGE TRADED FD T	12,538	$1.0M	0.33%
3255	IBDUISHARES TR	37,644	$1.0M	0.33%
3256	HACKUSDETF MANAGERS TR	16,644	$1.0M	0.33%
3257	EHIWESTERN ASSET GBL HIGH INC F	94,217	$1.0M	0.33%
3258	CDLVICTORY PORTFOLIOS II	17,777	$1.0M	0.32%
3259	CYHCOMMUNITY HEALTH SYS INC NEW	65,166	$1.0M	0.32%
3260	QLYSQUALYS INC	9,992	$1.0M	0.32%
3261	VKTXVIKING THERAPEUTICS INC	168,029	$1.0M	0.32%
3262	VRAYQVIEWRAY INC	152,370	$1.0M	0.32%
3263	SKYWSKYWEST INC	23,312	$1.0M	0.32%
3264	—NUVEEN INT DUR QUAL MUN TRM	66,923	$1.0M	0.32%
3265	ALRMALARM COM HLDGS INC	11,836	$1.0M	0.32%
3266	UCONFIRST TR EXCHNG TRADED FD VI	37,570	$1.0M	0.32%
3267	MGRCMCGRATH RENTCORP	12,274	$1.0M	0.32%
3268	NXJNUVEEN NEW JERSEY QULT MUN F	64,150	$1.0M	0.32%
3269	—SOLIGENIX INC	3,810	$1.0M	0.32%
3270	—EAST STONE ACQUISITION CORP	2,016	$1.0M	0.32%
3271	—GOLDENBRIDGE ACQUISITION LTD	3,228	$1.0M	0.32%
3272	—SIGMA LABS INC	2,325	$1.0M	0.32%
3273	—GREENCITY ACQUISITION CORP	2,014	$1.0M	0.32%
3274	—MODEL PERFORMANCE ACQU CORP	2,700	$1.0M	0.32%
3275	—AMERICAN VRTUAL CLOUD TECH I	2,056	$1.0M	0.32%
3276	ALLOALLOGENE THERAPEUTICS INC	38,349	$1.0M	0.32%
3277	EZRAWRELIANCE GLOBAL GROUP INC	2,319	$1.0M	0.32%
3278	—VIVEON HEALTH ACQUISITION CO	4,169	$1.0M	0.32%
3279	—AGBA ACQUISITION LTD	2,906	$1.0M	0.32%
3280	CREXCREATIVE REALITIES INC	2,645	$1.0M	0.32%
3281	—FALCON MINERALS CORP	5,134	$1.0M	0.32%
3282	PHGEBIOMX INC	2,065	$1.0M	0.32%
3283	SLPSIMULATIONS PLUS INC	18,206	$999K	0.32%
3284	RZGINVESCO EXCHANGE TRADED FD T	6,127	$998K	0.32%
3285	WSCWILLSCOT MOBIL MINI HLDNG CO	35,812	$998K	0.32%
3286	UBAUSDURSTADT BIDDLE PPTYS INC	51,413	$997K	0.32%
3287	—CATCHMARK TIMBER TR INC	85,198	$997K	0.32%
3288	—AMERICA FIRST MULTIFAMILY IN	147,671	$995K	0.32%
3289	SIMOSILICON MOTION TECHNOLOGY CO	15,502	$994K	0.32%
3290	LGFEURLIONS GATE ENTMNT CORP	47,974	$993K	0.32%
3291	OSPNONESPAN INC	38,781	$991K	0.32%
3292	GLBEGLOBAL E ONLINE LTD	17,355	$990K	0.32%
3293	MFAUSDMFA FINL INC	215,728	$990K	0.32%
3294	XIGDXVOYA GLBL EQTY DIV & PREM OP	165,929	$989K	0.32%
3295	JXIISHARES TR	16,593	$986K	0.32%
3296	UREUR-ENERGY INC	704,054	$986K	0.32%
3297	FULFULLER H B CO	15,476	$984K	0.32%
3298	NAGECHROMADEX CORP	99,421	$980K	0.32%
3299	ESEESCO TECHNOLOGIES INC	10,436	$979K	0.32%
3300	DRVNDRIVEN BRANDS HLDGS INC	31,627	$978K	0.32%

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