UBS Group AG Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$167.7M

Holdings

6,790

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,790 positions)

#	Stock	Shares	Value	% Portfolio	Type
2901	CVCOCAVCO INDS INC DEL	8,893	$881K	0.53%
2902	EGRXEAGLE PHARMACEUTICALS INC	12,515	$876K	0.52%	Call
2903	—ORBCOMM INC	85,104	$872K	0.52%
2904	SGUSTAR GAS PARTNERS L P	90,278	$871K	0.52%
2905	MUABLACKROCK MUNIASSETS FD INC	56,665	$871K	0.52%
2906	—CARDTRONICS PLC	19,504	$870K	0.52%
2907	IDAIDACORP INC	11,105	$869K	0.52%
2908	—POWERSHARES ETF TR II	17,816	$867K	0.52%
2909	EDFSTONE HBR EMERG MRKTS INC FD	54,504	$867K	0.52%
2910	—CYNOSURE INC	17,024	$867K	0.52%
2911	SPSCSPS COMM INC	11,793	$865K	0.52%
2912	—SYKES ENTERPRISES INC	30,770	$865K	0.52%
2913	EX9EXELIXIS INC	67,622	$865K	0.52%
2914	XBMEXBLACKROCK HEALTH SCIENCES TR	25,086	$862K	0.51%
2915	MSAMSA SAFETY INC	14,829	$861K	0.51%
2916	HYHGPROSHARES TR	12,906	$860K	0.51%
2917	BATRKUSDLIBERTY MEDIA CORP DELAWARE	49,458	$860K	0.51%
2918	—CVR PARTNERS LP	161,873	$858K	0.51%
2919	PGFUSDPENGROWTH ENERGY CORP	539,469	$858K	0.51%
2920	EGPEASTGROUP PPTY INC	11,641	$856K	0.51%
2921	AMZNAMAZON COM INC	865,194	$855K	0.51%	Put
2922	EVNEATON VANCE MUNI INCOME TRUS	60,064	$855K	0.51%
2923	IAUISHARES TR	33,253	$855K	0.51%
2924	—LUXOTTICA GROUP S P A	17,879	$855K	0.51%
2925	BF/ABROWN FORMAN CORP	17,150	$853K	0.51%
2926	37MMRC GLOBAL INC	51,805	$851K	0.51%
2927	—BLDRS INDEX FDS TR	42,135	$850K	0.51%
2928	—CENTURY BANCORP INC MASS	18,758	$850K	0.51%
2929	—VANECK VECTORS ETF TR	35,000	$848K	0.51%
2930	GEGGEO GROUP INC NEW	35,686	$848K	0.51%
2931	UHALAMERCO	2,612	$847K	0.50%
2932	CLFDCLEARFIELD INC	44,948	$845K	0.50%
2933	—POWERSHARES ETF TR II	30,301	$844K	0.50%
2934	DYDYCOM INDS INC	10,254	$839K	0.50%
2935	HTLDHEARTLAND EXPRESS INC	44,465	$839K	0.50%
2936	—BIOTELEMETRY INC	45,009	$836K	0.50%
2937	ERIEERIE INDTY CO	8,152	$832K	0.50%
2938	SNNSMITH & NEPHEW PLC	25,267	$829K	0.49%
2939	XFRAXBLACKROCK FLOAT RATE OME STR	59,818	$829K	0.49%
2940	SBCSABRA HEALTH CARE REIT INC	32,850	$827K	0.49%
2941	—APOLLO TACTICAL INCOME FD IN	53,348	$825K	0.49%
2942	JBLJABIL CIRCUIT INC	37,822	$825K	0.49%
2943	—TEEKAY TANKERS LTD	325,383	$823K	0.49%
2944	TRCTEJON RANCH CO	33,694	$820K	0.49%
2945	—COHEN & STEERS GLOBAL INC BL	92,267	$820K	0.49%
2946	VACMARRIOTT VACATIONS WRLDWDE C	11,173	$819K	0.49%
2947	ETOEATON VANCE TX ADV GLB DIV O	37,796	$819K	0.49%
2948	SPXLDIREXION SHS ETF TR	8,404	$817K	0.49%
2949	—RYDEX ETF TRUST	10,060	$816K	0.49%
2950	—POWERSHARES ETF TR II	32,771	$816K	0.49%
2951	SBIOALPS ETF TR	31,190	$814K	0.49%
2952	PFXFVANECK VECTORS ETF TR	38,966	$808K	0.48%
2953	—KAPSTONE PAPER & PACKAGING C	42,628	$807K	0.48%
2954	—EXONE CO	52,984	$807K	0.48%
2955	—SODASTREAM INTERNATIONAL LTD	30,341	$806K	0.48%
2956	UCBUNITED CMNTY BKS BLAIRSVLE G	38,261	$805K	0.48%
2957	—PROSHARES TR	26,797	$803K	0.48%
2958	OSKOSHKOSH CORP	14,326	$803K	0.48%
2959	CN4CONNS INC	77,678	$802K	0.48%	Put
2960	SWXSOUTHWEST GAS CORP	11,448	$800K	0.48%
2961	MVTBLACKROCK MUNIVEST FD II INC	46,485	$797K	0.48%
2962	FOXFFOX FACTORY HLDG CORP	34,701	$797K	0.48%
2963	SQMSOCIEDAD QUIMICA MINERA DE C	29,499	$793K	0.47%
2964	AFTAPOLLO SR FLOATING RATE FD I	46,718	$791K	0.47%
2965	TYTRI CONTL CORP	36,962	$790K	0.47%
2966	—VITAMIN SHOPPE INC	29,369	$789K	0.47%
2967	FLSFLOWSERVE CORP	16,332	$788K	0.47%
2968	—CABELAS INC	14,322	$787K	0.47%
2969	PPCPILGRIMS PRIDE CORP NEW	37,212	$786K	0.47%
2970	QDEFFLEXSHARES TR	20,872	$785K	0.47%
2971	CPACOPA HOLDINGS SA	8,916	$784K	0.47%
2972	BB3BROOKLINE BANCORP INC DEL	64,353	$784K	0.47%
2973	—FIVE PRIME THERAPEUTICS INC	14,888	$782K	0.47%
2974	CBUCOMMUNITY BK SYS INC	16,211	$780K	0.46%
2975	—RYDEX ETF TRUST	8,357	$779K	0.46%
2976	TILEINTERFACE INC	46,527	$776K	0.46%
2977	OIIOCEANEERING INTL INC	28,165	$775K	0.46%
2978	ATSG*AIR TRANSPORT SERVICES GRP I	53,867	$773K	0.46%
2979	SFSTIFEL FINL CORP	20,045	$771K	0.46%	Call
2980	—BROADSOFT INC	16,566	$771K	0.46%
2981	MSGNMSG NETWORK INC	41,272	$768K	0.46%
2982	PAMPAMPA ENERGIA S A	23,700	$767K	0.46%
2983	CAJPYCANON INC	26,353	$765K	0.46%
2984	—PNC FINL SVCS GROUP INC	32,480	$763K	0.45%
2985	—BLACKROCK MUNI 2018 TERM TR	50,056	$762K	0.45%
2986	EBSEMERGENT BIOSOLUTIONS INC	23,912	$754K	0.45%
2987	IBKRINTERACTIVE BROKERS GROUP IN	21,343	$753K	0.45%
2988	—EATON VANCE TAX-ADV BD & OPT	62,559	$752K	0.45%
2989	—DESTINATION MATERNITY CORP	105,963	$751K	0.45%	Call
2990	—VOXELJET AG	159,730	$749K	0.45%
2991	LSCCLATTICE SEMICONDUCTOR CORP	115,415	$749K	0.45%	Call
2992	SPXCSPX CORP	37,061	$746K	0.44%
2993	CABOCABLE ONE INC	1,275	$744K	0.44%
2994	ALVAUTOLIV INC	6,955	$743K	0.44%
2995	FUTYFIDELITY	23,476	$743K	0.44%
2996	—POWERSHARES INDIA ETF TR	35,811	$742K	0.44%
2997	LM05LIBERTY MEDIA CORP DELAWARE	25,845	$741K	0.44%
2998	CSIIEURCARDIOVASCULAR SYS INC DEL	31,103	$738K	0.44%
2999	MPWRMONOLITHIC PWR SYS INC	9,155	$737K	0.44%
3000	WASHWASHINGTON TR BANCORP	18,293	$736K	0.44%

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