UBS Group AG Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$167.7M

Holdings

6,790

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,790 positions)

#	Stock	Shares	Value	% Portfolio	Type
3601	—MAXPOINT INTERACTIVE INC	30,876	$275K	0.16%
3602	BPOPPOPULAR INC	7,199	$275K	0.16%
3603	KYOCYKYOCERA CORP	5,695	$274K	0.16%
3604	A3IAMERISAFE INC	4,654	$274K	0.16%
3605	—CHEMTURA CORP	8,352	$274K	0.16%
3606	—POWERSHARES ETF TR II	5,497	$274K	0.16%
3607	VIXMPROSHARES TR II	5,980	$273K	0.16%
3608	CPKCHESAPEAKE UTILS CORP	4,472	$273K	0.16%
3609	IRDMIRIDIUM COMMUNICATIONS INC	33,626	$273K	0.16%
3610	—SSGA ACTIVE ETF TR	5,018	$272K	0.16%
3611	UFCSUNITED FIRE GROUP INC	6,439	$272K	0.16%
3612	—GENER8 MARITIME INC	52,779	$270K	0.16%
3613	ADUNITED STATES CELLULAR CORP	7,419	$270K	0.16%
3614	—SSGA ACTIVE ETF TR	4,476	$270K	0.16%
3615	FT2FIRST HORIZON NATL CORP	17,685	$269K	0.16%
3616	—NAVIOS MARITIME ACQUIS CORP	199,312	$269K	0.16%
3617	—POWERSHARES ETF TRUST	15,894	$269K	0.16%
3618	SHESPDR SER TR	4,192	$269K	0.16%
3619	—MADISON STRTG SECTOR PREM FD	22,813	$268K	0.16%
3620	NRPNATURAL RESOURCE PARTNERS L	9,603	$268K	0.16%
3621	SPMDSPDR SERIES TRUST	3,254	$268K	0.16%
3622	HWKNHAWKINS INC	6,200	$268K	0.16%
3623	MGFMFS GOVT MKTS INCOME TR	49,723	$268K	0.16%
3624	AVTABLUCORA INC	23,814	$267K	0.16%
3625	CRVLCORVEL CORP	6,948	$267K	0.16%
3626	ASRGRUPO AEROPORTUARIO DEL SURE	1,811	$265K	0.16%
3627	G4RABANCO DE CHILE	3,938	$265K	0.16%
3628	WTWEURWEIGHT WATCHERS INTL INC NEW	25,690	$265K	0.16%	Put
3629	—SEACOR HOLDINGS INC	4,420	$263K	0.16%
3630	BOBEUSDBOB EVANS FARMS INC	6,871	$263K	0.16%
3631	—BIOSPECIFICS TECHNOLOGIES CO	5,758	$263K	0.16%
3632	—NATIONAL WESTMINSTER BK PLC	10,200	$262K	0.16%
3633	LTRPAUSDLIBERTY TRIPADVISOR HLDGS IN	11,968	$262K	0.16%
3634	—INFOBLOX INC	9,944	$262K	0.16%
3635	GHYGISHARES	5,286	$262K	0.16%
3636	EDCDIREXION SHS ETF TR	4,045	$262K	0.16%
3637	HELEHELEN OF TROY CORP LTD	3,040	$262K	0.16%
3638	—APIGEE CORP	15,049	$262K	0.16%
3639	—UNITED STS SHORT OIL FD LP	3,815	$261K	0.16%
3640	NORWGLOBAL X FDS	12,676	$261K	0.16%
3641	HTEURHERSHA HOSPITALITY TR	14,514	$261K	0.16%
3642	PIPRPIPER JAFFRAY COS	5,381	$260K	0.15%
3643	ICLNISHARES TR	28,335	$260K	0.15%
3644	AMPHAMPHASTAR PHARMACEUTICALS IN	13,700	$260K	0.15%
3645	—CURRENCYSHARES SWISS FRANC T	2,635	$259K	0.15%
3646	IMGNEURIMMUNOGEN INC	96,821	$259K	0.15%
3647	WOODISHARES TR	5,131	$258K	0.15%
3648	—CPI CARD GROUP INC	42,579	$257K	0.15%
3649	USPHU S PHYSICAL THERAPY INC	4,089	$257K	0.15%
3650	CECOCECO ENVIRONMENTAL CORP	22,767	$257K	0.15%
3651	—NRG YIELD INC	15,762	$257K	0.15%
3652	—COMMERCEHUB INC	16,203	$256K	0.15%
3653	MTXMINERALS TECHNOLOGIES INC	3,618	$256K	0.15%
3654	HDSNHUDSON TECHNOLOGIES INC	38,334	$255K	0.15%
3655	GNRCGENERAC HLDGS INC	7,014	$255K	0.15%
3656	USLUNITED STS 12 MONTH OIL FD L	13,711	$255K	0.15%
3657	BNFTEURBENEFITFOCUS INC	6,366	$254K	0.15%
3658	—BLACKROCK NY MUNI INC QLTY T	17,288	$254K	0.15%
3659	FTLSFIRST TR EXCH TRADED FD III	7,657	$253K	0.15%
3660	UMBFUMB FINL CORP	4,251	$253K	0.15%
3661	ACREARES COML REAL ESTATE CORP	20,000	$252K	0.15%
3662	GGALGRUPO FINANCIERO GALICIA S A	8,109	$252K	0.15%
3663	MTSIMACOM TECH SOLUTIONS HLDGS I	5,952	$252K	0.15%
3664	MR4MERIDIAN BIOSCIENCE INC	13,021	$251K	0.15%
3665	—ISHARES	22,577	$251K	0.15%
3666	—NUVEEN NEW JERSEY MUN VALUE	15,195	$250K	0.15%
3667	CRTCROSS TIMBERS RTY TR	13,747	$250K	0.15%
3668	—MDC PARTNERS INC	23,300	$250K	0.15%
3669	—DIREXION SHS ETF TR	2,782	$249K	0.15%
3670	LPGDORIAN LPG LTD	41,473	$249K	0.15%
3671	—LA JOLLA PHARMACEUTICAL CO	10,487	$249K	0.15%
3672	ATRIUSDATRION CORP	584	$249K	0.15%
3673	—BANKRATE INC DEL	29,236	$248K	0.15%
3674	KRNYKEARNY FINL CORP MD	18,207	$248K	0.15%
3675	—DIREXION SHS ETF TR	5,122	$247K	0.15%
3676	FTECFIDELITY	6,771	$247K	0.15%
3677	—VICTORY PORTFOLIOS II	9,418	$247K	0.15%
3678	NQPNUVEEN PA INVT QUALITY MUN F	16,585	$247K	0.15%
3679	NEWREURNEW RELIC INC	6,446	$247K	0.15%
3680	EWUSISHARES TR	6,765	$246K	0.15%
3681	FPIFARMLAND PARTNERS INC	21,991	$246K	0.15%
3682	MRCYMERCURY SYS INC	10,010	$246K	0.15%
3683	FNBFNB CORP PA	20,009	$246K	0.15%
3684	ENZBENZO BIOCHEM INC	48,401	$246K	0.15%
3685	GHCGRAHAM HLDGS CO	512	$246K	0.15%
3686	UCCPROSHARES TR	2,248	$245K	0.15%
3687	—POWERSHARES ACT MANG COMM FD	13,985	$244K	0.15%
3688	—CREDIT SUISSE AG NASSAU BRH	10,071	$243K	0.14%
3689	—NUVEEN GLOBAL EQUITY INCOME	20,338	$243K	0.14%
3690	—SYNTHETIC BIOLOGICS INC	141,378	$243K	0.14%
3691	SLMSLM CORP	32,587	$243K	0.14%
3692	—EATON VANCE CALIF MUN BD FD	18,612	$242K	0.14%
3693	—RTI SURGICAL INC	77,296	$242K	0.14%
3694	FOSLFOSSIL GROUP INC	8,706	$242K	0.14%
3695	—PROSHARES TR	8,384	$242K	0.14%
3696	GURUGLOBAL X FDS	10,289	$241K	0.14%
3697	—ADVISORY BRD CO	5,385	$241K	0.14%
3698	QDELUSDQUIDEL CORP	10,889	$241K	0.14%
3699	—HUANENG PWR INTL INC	9,593	$241K	0.14%
3700	MXEMEXICO EQUITY & INCOME FD	23,307	$241K	0.14%

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