UBS Group AG Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$167.7M

Holdings

6,790

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,790 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	SLGNSILGAN HOLDINGS INC	13,081	$662K	0.39%
702	HRIHERC HLDGS INC	19,653	$662K	0.39%
703	—ANTHERA PHARMACEUTICALS INC	209,840	$661K	0.39%
704	TKCTURKCELL ILETISIM HIZMETLERI	82,145	$661K	0.39%
705	BWXSPDR SERIES TRUST	1,734,930	$660K	0.39%
706	BKFIDREYFUS MUN BD INFRSTRCTR FD	47,065	$660K	0.39%
707	—RMR REAL ESTATE INCOME FUND	30,349	$660K	0.39%
708	—CURRENCYSHS BRIT POUND STER	5,208	$659K	0.39%
709	EFADPROSHARES TR	18,669	$658K	0.39%
710	AMXNAMERICA MOVIL SAB DE CV	506,843	$657K	0.39%
711	PCHPOTLATCH CORP NEW	16,899	$657K	0.39%
712	PPGPPG INDS INC	433,564	$656K	0.39%	Call
713	IJRISHARES TR	5,280,527	$656K	0.39%
714	T7DTRANSDIGM GROUP INC	59,348	$656K	0.39%
715	ACMAECOM	237,253	$655K	0.39%
716	WTSWATTS WATER TECHNOLOGIES INC	10,094	$655K	0.39%
717	STKCOLUMBIA SELIGM PREM TECH GR	35,209	$655K	0.39%
718	PACWUSDPACWEST BANCORP DEL	76,575	$655K	0.39%
719	RCSPIMCO STRATEGIC INCOME FD IN	65,036	$654K	0.39%
720	EGBNEAGLE BANCORP INC MD	13,249	$654K	0.39%
721	—SOLAR SR CAP LTD	298,854	$653K	0.39%
722	INFYINFOSYS LTD	2,257,420	$652K	0.39%	Put
723	FNKFIRST TR EXCNGE TRD ALPHADEX	21,896	$651K	0.39%
724	—SPDR INDEX SHS FDS	37,015	$650K	0.39%
725	—SOLARCITY CORP	246,575	$649K	0.39%	Put
726	OPPJWISDOMTREE TR	20,864	$649K	0.39%
727	FABFIRST TR MULTI CP VAL ALPHA	177,184	$648K	0.39%
728	—NIMBLE STORAGE INC	73,324	$648K	0.39%
729	LIVNLIVANOVA PLC	10,781	$648K	0.39%
730	ONEQFIDELITY COMWLTH TR	3,098	$647K	0.39%
731	JCIJOHNSON CTLS INTL PLC	7,566,319	$646K	0.38%
732	IWFISHARES TR	6,199,084	$646K	0.38%
733	QCOMQUALCOMM INC	4,285,995	$645K	0.38%	Put
734	HOGHARLEY DAVIDSON INC	660,059	$644K	0.38%	Put
735	GIBGROUPE CGI INC	203,060	$644K	0.38%
736	DMLPDORCHESTER MINERALS LP	41,755	$644K	0.38%
737	—TEXTAINER GROUP HOLDINGS LTD	85,877	$644K	0.38%
738	—CEB INC	11,801	$643K	0.38%
739	WSOWATSCO INC	18,251	$643K	0.38%
740	ULUNILEVER PLC	1,242,866	$642K	0.38%
741	IVZINVESCO LTD	17,013,712	$642K	0.38%	Put
742	—POWERSHARES ETF TRUST	13,195	$641K	0.38%
743	LPLLG DISPLAY CO LTD	1,500,434	$640K	0.38%	Put
744	SBSWSIBANYE GOLD LTD	45,254	$640K	0.38%
745	—POWERSHARES ETF TRUST	55,671	$639K	0.38%
746	CEOCNOOC LTD	31,995	$638K	0.38%
747	—EXPRESS SCRIPTS HLDG CO	1,801,168	$638K	0.38%	Put
748	ITUBITAU UNIBANCO HLDG SA	1,100,548	$637K	0.38%
749	URBNURBAN OUTFITTERS INC	174,943	$637K	0.38%	Call
750	—DST SYS INC DEL	24,974	$637K	0.38%
751	PJTPJT PARTNERS INC	23,381	$637K	0.38%
752	ZNGAEURZYNGA INC	9,102,985	$637K	0.38%	Put
753	ADXADAMS DIVERSIFIED EQUITY FD	48,373	$636K	0.38%
754	VFCV F CORP	7,340,356	$635K	0.38%
755	PXGBXPRAXAIR INC	2,854,873	$635K	0.38%
756	TAPMOLSON COORS BREWING CO	381,963	$634K	0.38%	Put
757	PBPROSPERITY BANCSHARES INC	11,521	$632K	0.38%
758	APUAMERIGAS PARTNERS L P	394,035	$630K	0.38%
759	—SUPERIOR ENERGY SVCS INC	35,196	$630K	0.38%
760	HEEMISHARES INC	28,528	$630K	0.38%
761	OSGAMBAC FINL GROUP INC	34,261	$630K	0.38%
762	—TEAM HEALTH HOLDINGS INC	19,365	$630K	0.38%
763	BROBROWN & BROWN INC	16,696	$630K	0.38%
764	LXRXLEXICON PHARMACEUTICALS INC	34,795	$629K	0.37%
765	EWLISHARES	1,049,929	$628K	0.37%
766	COSTCOSTCO WHSL CORP NEW	1,004,141	$626K	0.37%
767	ICEINTERCONTINENTAL EXCHANGE IN	1,070,991	$625K	0.37%	Put
768	SAMBOSTON BEER INC	4,020	$624K	0.37%
769	CMCOCOLUMBUS MCKINNON CORP N Y	34,895	$623K	0.37%
770	VOVANGUARD INDEX FDS	4,808,007	$622K	0.37%
771	WBC1EURWABCO HLDGS INC	76,852	$622K	0.37%	Call
772	CATYCATHAY GEN BANCORP	20,207	$622K	0.37%
773	—GARRISON CAP INC	353,279	$620K	0.37%
774	XLESELECT SECTOR SPDR TR	8,379,153	$620K	0.37%	Put
775	—TAUBMAN CTRS INC	33,477	$619K	0.37%
776	TSITCW STRATEGIC INCOME FUND IN	116,450	$617K	0.37%
777	CXEMFS HIGH INCOME MUN TR	115,010	$617K	0.37%
778	NSYNICE LTD	84,529	$616K	0.37%
779	—BLACKROCK MUNIHOLDNGS QLTY I	42,405	$616K	0.37%
780	—MERRIMACK PHARMACEUTICALS IN	96,979	$615K	0.37%
781	ADCAGREE REALTY CORP	12,424	$614K	0.37%
782	HOFTHOOKER FURNITURE CORP	25,071	$614K	0.37%
783	FGMFIRST TR EXCH TRD ALPHA FD I	16,345	$613K	0.37%
784	—WHITEWAVE FOODS CO	475,708	$612K	0.37%	Put
785	K6BKBR INC	108,262	$612K	0.36%
786	BTOB2GOLD CORP	231,979	$610K	0.36%
787	AELUSDAMERICAN EQTY INVT LIFE HLD	34,417	$610K	0.36%
788	—STERIS PLC	129,343	$610K	0.36%
789	—RYDEX ETF TRUST	10,978	$609K	0.36%
790	—POWERSHARES ETF TRUST	14,647	$608K	0.36%
791	NUENUCOR CORP	799,449	$608K	0.36%	Put
792	—BUNGE LIMITED	171,350	$608K	0.36%	Put
793	—CELLDEX THERAPEUTICS INC NEW	150,237	$607K	0.36%
794	—CUBIC CORP	12,970	$607K	0.36%
795	—CINCINNATI BELL INC NEW	148,686	$607K	0.36%
796	HASHASBRO INC	125,344	$606K	0.36%
797	DBEZDBX ETF TR	116,659	$606K	0.36%
798	BTEBAYTEX ENERGY CORP	409,657	$604K	0.36%
799	EWZISHARES	17,910,090	$604K	0.36%	Put
800	—RYDEX ETF TRUST	9,593	$604K	0.36%

PreviousPage 8 of 68Next