UBS Group AG Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$216.2M

Holdings

6,852

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (6,852 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	HXLHEXCEL CORP NEW	12,966	$744K	0.34%
3302	—MANAGED DURATION INVT GRD FU	53,673	$740K	0.34%
3303	MOHMOLINA HEALTHCARE INC	10,745	$738K	0.34%
3304	TXNMPNM RES INC	18,270	$737K	0.34%
3305	HRTXHERON THERAPEUTICS INC	45,483	$734K	0.34%
3306	ARTNAARTESIAN RESOURCES CORP	19,362	$732K	0.34%
3307	HAEHAEMONETICS CORP	16,296	$731K	0.34%
3308	—COMMERCEHUB INC	34,233	$731K	0.34%
3309	—NUVEEN OHIO QLTY MUN INCOME	48,456	$730K	0.34%
3310	WTMWHITE MTNS INS GROUP LTD	852	$730K	0.34%
3311	—MEDIDATA SOLUTIONS INC	9,346	$730K	0.34%
3312	KNOPKNOT OFFSHORE PARTNERS LP	30,957	$727K	0.34%
3313	ELV 5.25 05/01/18ANTHEM INC	1,396,000	$726K	0.34%
3314	—BLACKROCK MUNI 2018 TERM TR	48,298	$726K	0.34%
3315	FELEFRANKLIN ELEC INC	16,168	$725K	0.34%
3316	WRNWESTERN COPPER & GOLD CORP	622,364	$722K	0.33%
3317	FTECFIDELITY	15,649	$722K	0.33%
3318	SJIEURSOUTH JERSEY INDS INC	20,873	$721K	0.33%
3319	ISRGINTUITIVE SURGICAL INC	103,706	$721K	0.33%	Put
3320	—QUICKLOGIC CORP	428,109	$719K	0.33%
3321	—FOUNDATION MEDICINE INC	17,856	$718K	0.33%
3322	RBLDFIRST TR EXCHANGE TRADED FD	12,630	$718K	0.33%
3323	CSIIEURCARDIOVASCULAR SYS INC DEL	25,447	$717K	0.33%
3324	—CUBIC CORP	14,076	$717K	0.33%
3325	GSATUSDGLOBALSTAR INC	438,624	$715K	0.33%
3326	IM8NINSMED INC	22,921	$715K	0.33%
3327	—CREDIT SUISSE NASSAU BRH	78,499	$712K	0.33%
3328	CHTCHUNGHWA TELECOM CO LTD	20,836	$711K	0.33%
3329	TWOU2U INC	12,666	$710K	0.33%
3330	ANATUSDAMERICAN NATL INS CO	6,007	$709K	0.33%
3331	CHWCALAMOS GBL DYN INCOME FUND	78,471	$709K	0.33%
3332	TFLOISHARES TR	14,058	$706K	0.33%
3333	—BARCLAYS BK PLC	37,968	$704K	0.33%
3334	MTDMETTLER TOLEDO INTERNATIONAL	43,108	$702K	0.32%
3335	HTBKHERITAGE COMMERCE CORP	49,290	$702K	0.32%
3336	VREMACK CALI RLTY CORP	29,518	$700K	0.32%
3337	ABRARBOR RLTY TR INC	85,271	$699K	0.32%
3338	SRCE1ST SOURCE CORP	13,735	$698K	0.32%
3339	EGBNEAGLE BANCORP INC MD	10,396	$697K	0.32%
3340	CHMICHERRY HILL MTG INVT CORP	38,484	$696K	0.32%
3341	BHEBENCHMARK ELECTRS INC	20,363	$695K	0.32%
3342	BATRAUSDLIBERTY MEDIA CORP DELAWARE	27,350	$693K	0.32%
3343	RRXREGAL BELOIT CORP	8,709	$688K	0.32%
3344	—CHEMICAL FINL CORP	13,143	$687K	0.32%
3345	FMFFORMFACTOR INC	40,666	$685K	0.32%
3346	—EPIZYME INC	35,910	$684K	0.32%
3347	RNSTRENASANT CORP	15,916	$683K	0.32%
3348	INDBINDEPENDENT BANK CORP MASS	9,160	$683K	0.32%
3349	—BLUE CAP REINS HLDGS LTD	41,395	$681K	0.31%
3350	—FIRST TR STRATEGIC HIGH INC	49,926	$680K	0.31%
3351	—STATE BK FINL CORP	23,664	$678K	0.31%
3352	IBTXUSDINDEPENDENT BK GROUP INC	11,216	$676K	0.31%
3353	GGBGERDAU S A	196,740	$675K	0.31%	Call
3354	VBFINVESCO BD FD	33,745	$675K	0.31%
3355	AIMCUSDALTRA INDL MOTION CORP	13,991	$673K	0.31%
3356	—POWERSHARES ETF TRUST	14,216	$673K	0.31%
3357	PATKPATRICK INDS INC	7,980	$671K	0.31%
3358	RGCORGC RES INC	23,510	$671K	0.31%
3359	EMTLSSGA ACTIVE TR	13,078	$670K	0.31%
3360	—POWERSHARES ETF TR II	26,839	$669K	0.31%
3361	WSRWHITESTONE REIT	51,156	$668K	0.31%
3362	STNSTANTEC INC	24,067	$668K	0.31%
3363	ASPSALTISOURCE PORTFOLIO SOLNS S	25,806	$668K	0.31%	Call
3364	CAASEURCHINA AUTOMOTIVE SYS INC	128,382	$668K	0.31%
3365	—LA JOLLA PHARMACEUTICAL CO	19,163	$667K	0.31%
3366	HNMORMAT TECHNOLOGIES INC	10,911	$666K	0.31%
3367	—POWERSHARES ETF TR II	13,388	$665K	0.31%
3368	CLDTCHATHAM LODGING TR	31,160	$665K	0.31%
3369	HLIHOULIHAN LOKEY INC	16,949	$664K	0.31%
3370	XGLQXCLOUGH GLOBAL EQUITY FD	50,107	$664K	0.31%
3371	EMGFISHARES INC	14,154	$662K	0.31%
3372	JHGJANUS HENDERSON GROUP PLC	18,890	$658K	0.30%
3373	NEWREURNEW RELIC INC	13,204	$657K	0.30%
3374	—PIMCO ETF TR	12,988	$657K	0.30%
3375	DRQEURDRIL-QUIP INC	14,878	$657K	0.30%
3376	—POWERSHARES ETF TRUST	7,215	$656K	0.30%
3377	6PMPARAMOUNT GROUP INC	40,837	$654K	0.30%
3378	OIAINVESCO MUNI INCOME OPP TRST	82,710	$653K	0.30%
3379	—FIRST TR/ABERDEEN EMERG OPT	39,084	$652K	0.30%
3380	HEEMISHARES INC	25,232	$650K	0.30%
3381	RG6ROGERS CORP	4,869	$649K	0.30%
3382	CHRCHURCHILL DOWNS INC	3,134	$647K	0.30%
3383	PETSPETMED EXPRESS INC	19,501	$647K	0.30%
3384	—CALITHERA BIOSCIENCES INC	41,010	$646K	0.30%
3385	—NEOS THERAPEUTICS INC	70,462	$645K	0.30%
3386	DNREURDENBURY RES INC	480,987	$645K	0.30%
3387	FOSLFOSSIL GROUP INC	68,959	$644K	0.30%	Put
3388	—GENERAL MTRS CO	28,742	$644K	0.30%
3389	BSBRBANCO SANTANDER BRASIL S A	73,570	$643K	0.30%
3390	MOG/AMOOG INC	7,704	$642K	0.30%
3391	SSFSENSIENT TECHNOLOGIES CORP	8,313	$640K	0.30%
3392	NGVTINGEVITY CORP	10,208	$638K	0.30%
3393	AOCAALUMINUM CORP CHINA LTD	28,730	$637K	0.29%
3394	—CABOT MICROELECTRONICS CORP	7,957	$636K	0.29%
3395	SHLDEURSEARS HLDGS CORP	87,101	$636K	0.29%	Put
3396	HRIHERC HLDGS INC	12,940	$636K	0.29%
3397	—CLAYMORE EXCHANGE TRD FD TR	21,469	$633K	0.29%
3398	—ALLERGAN PLC	856	$632K	0.29%
3399	ESGDISHARES TR	9,546	$632K	0.29%
3400	—VITAMIN SHOPPE INC	117,793	$631K	0.29%	Call

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