UBS Group AG Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$259.8M

Holdings

7,099

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (7,099 positions)

#	Stock	Shares	Value	% Portfolio	Type
3401	CRWDCROWDSTRIKE HLDGS INC	14,946	$872K	0.34%
3402	NBHCNATIONAL BK HLDGS CORP	25,502	$872K	0.34%
3403	ALVAUTOLIV INC	11,026	$870K	0.33%
3404	—CUBIC CORP	12,350	$870K	0.33%
3405	HTBKHERITAGE COMMERCE CORP	73,989	$869K	0.33%
3406	—INTREXON CORP	151,858	$869K	0.33%
3407	ANDEANDERSONS INC	38,671	$868K	0.33%
3408	EOTEATON VANCE NATL MUN OPPORT	38,459	$868K	0.33%
3409	SF9SANDERSON FARMS INC	5,729	$867K	0.33%
3410	TILEINTERFACE INC	60,026	$867K	0.33%
3411	—VIRTUSA CORP	24,021	$865K	0.33%
3412	—GOLAR LNG PARTNERS LP	89,967	$862K	0.33%
3413	ALXALEXANDERS INC	2,465	$859K	0.33%
3414	RESRPC INC	152,866	$857K	0.33%
3415	CHRSCOHERUS BIOSCIENCES INC	42,283	$856K	0.33%	Put
3416	OPPEWISDOMTREE TR	28,220	$856K	0.33%
3417	—BIOSPECIFICS TECHNOLOGIES CO	15,943	$853K	0.33%
3418	FFICFLUSHING FINL CORP	42,190	$852K	0.33%
3419	—ISHARES TR	32,417	$848K	0.33%
3420	NIJNELNET INC	13,319	$848K	0.33%
3421	STAASTAAR SURGICAL CO	32,843	$846K	0.33%
3422	PBJINVESCO EXCHANGE TRADED FD T	24,013	$845K	0.33%
3423	RYAMRAYONIER ADVANCED MATLS INC	194,845	$843K	0.32%
3424	SLDBSOLID BIOSCIENCES INC	81,375	$842K	0.32%
3425	JBLJABIL INC	23,531	$841K	0.32%
3426	IDEVOYA INFRASTRUCTURE INDLS &	73,375	$840K	0.32%
3427	—CENTURY BANCORP INC MASS	9,600	$840K	0.32%
3428	BKFISHARES INC	20,770	$840K	0.32%
3429	GRT-UCADGRANITE REAL ESTATE INVT TR	17,271	$837K	0.32%
3430	FNLCFIRST BANCORP INC ME	30,454	$837K	0.32%
3431	CCFEURCHASE CORP	7,630	$835K	0.32%
3432	OFIXORTHOFIX MED INC	15,706	$833K	0.32%
3433	CAECAE INC	32,802	$833K	0.32%
3434	—PROGENICS PHARMACEUTICALS IN	164,740	$833K	0.32%
3435	GMS1EURGMS INC	28,989	$833K	0.32%
3436	RWMPROSHARES TR	20,467	$832K	0.32%
3437	—BLACKROCK MUNICIPAL BOND TR	53,930	$832K	0.32%
3438	ASTEASTEC INDS INC	26,698	$831K	0.32%
3439	RCSPIMCO STRATEGIC INCOME FD IN	89,721	$831K	0.32%
3440	—NUVEEN INT DUR QUAL MUN TRM	60,796	$831K	0.32%
3441	—ENEL AMERICAS S A	91,185	$831K	0.32%
3442	WGOWINNEBAGO INDS INC	21,684	$831K	0.32%
3443	—BLACKROCK MUNIYIELD CALIF FD	57,677	$829K	0.32%
3444	EODWELLS FARGO GLOBAL DIVIDEND	152,436	$828K	0.32%
3445	GGBGERDAU S A	262,718	$828K	0.32%
3446	—KINDRED BIOSCIENCES INC	120,817	$827K	0.32%
3447	NAGECHROMADEX CORP	209,953	$826K	0.32%
3448	PXLWEURPIXELWORKS INC	223,037	$825K	0.32%
3449	ENICENEL CHILE S A	195,816	$825K	0.32%
3450	PARRPAR PACIFIC HOLDINGS INC	36,074	$825K	0.32%
3451	BWGBRANDYWINEGBL GLBAL INM OPRT	68,111	$824K	0.32%
3452	SMPSTANDARD MTR PRODS INC	16,886	$820K	0.32%
3453	ARCBARCBEST CORP	26,880	$819K	0.32%
3454	SYLDCAMBRIA ETF TR	22,480	$818K	0.31%
3455	UMHUMH PPTYS INC	58,089	$818K	0.31%
3456	BPFHBOSTON PRIVATE FINL HLDGS IN	70,046	$817K	0.31%
3457	AVTABLUCORA INC	37,706	$816K	0.31%
3458	PIPRPIPER JAFFRAY COS	10,793	$814K	0.31%
3459	—KRATON CORPORATION	25,182	$813K	0.31%
3460	ACCOACCO BRANDS CORP	82,360	$813K	0.31%
3461	—BANCORPSOUTH BK TUPELO MISS	27,388	$811K	0.31%
3462	SNNSMITH & NEPHEW PLC	16,864	$811K	0.31%
3463	CBAYUSDCYMABAY THERAPEUTICS INC	158,386	$811K	0.31%
3464	TLTDFLEXSHARES TR	13,467	$811K	0.31%
3465	IRET1USDINVESTORS REAL ESTATE TR	10,847	$810K	0.31%
3466	SCHLSCHOLASTIC CORP	21,414	$809K	0.31%
3467	HTLDHEARTLAND EXPRESS INC	37,633	$809K	0.31%
3468	ERIIENERGY RECOVERY INC	87,163	$808K	0.31%
3469	WNCWABASH NATL CORP	55,647	$807K	0.31%
3470	GABCGERMAN AMERN BANCORP INC	25,164	$806K	0.31%
3471	DMLPDORCHESTER MINERALS LP	43,181	$806K	0.31%
3472	NVRNVR INC	6,689	$805K	0.31%
3473	—BARCLAYS BK PLC	50,962	$805K	0.31%
3474	BNYBLACKROCK N Y MUN INCOME TR	56,823	$805K	0.31%
3475	RUTHUSDRUTHS HOSPITALITY GROUP INC	39,336	$803K	0.31%
3476	ROFKFORCE INC	21,208	$802K	0.31%
3477	BANFBANCFIRST CORP	14,432	$800K	0.31%
3478	SLCAU S SILICA HLDGS INC	83,590	$799K	0.31%
3479	—COHEN & STEERS MLP INC & ENR	88,622	$798K	0.31%
3480	EUSAISHARES INC	13,390	$798K	0.31%
3481	RXIISHARES TR	6,641	$796K	0.31%
3482	TPICQTPI COMPOSITES INC	42,369	$794K	0.31%
3483	FIZZNATIONAL BEVERAGE CORP	17,850	$792K	0.30%	Put
3484	ERHWELLS FARGO UTILITIES AND HI	57,232	$789K	0.30%
3485	—BLACKROCK NY MUNI INC QLTY T	57,382	$789K	0.30%
3486	GOLFACUSHNET HOLDINGS CORP	29,879	$789K	0.30%
3487	AHHARMADA HOFFLER PPTYS INC	43,587	$788K	0.30%
3488	—ARLINGTON ASSET INVT CORP	143,336	$787K	0.30%
3489	—INVESCO EXCHANGE TRADED FD T	66,549	$787K	0.30%
3490	CMTLCOMTECH TELECOMMUNICATIONS C	24,194	$787K	0.30%
3491	GLPGLOBAL PARTNERS LP	40,085	$786K	0.30%
3492	NMCONUVEEN MUN CR OPPORTUNITIES	49,750	$786K	0.30%
3493	—DIME CMNTY BANCSHARES	36,628	$785K	0.30%
3494	GOLGBPGOL LINHAS AEREAS INTLG S A	50,655	$784K	0.30%	Call
3495	OSPNONESPAN INC	54,108	$784K	0.30%
3496	—AKORN INC	206,057	$783K	0.30%
3497	—UNITED FINL BANCORP INC NEW	57,495	$783K	0.30%
3498	SMOGVANECK VECTORS ETF TR	12,184	$780K	0.30%
3499	—JOHN HANCOCK ETF TRUST	23,544	$777K	0.30%
3500	—APOLLO TACTICAL INCOME FD IN	51,244	$776K	0.30%

PreviousPage 35 of 71Next