UBS Group AG Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$259.8M

Holdings

7,099

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (7,099 positions)

#	Stock	Shares	Value	% Portfolio
5501	—OPTIBASE LTD	3,844	$37K	0.01%
5502	SIFSIFCO INDS INC	13,658	$37K	0.01%
5503	BSCSINVESCO EXCH TRD SLF IDX FD	1,695	$37K	0.01%
5504	DGTSPDR SERIES TRUST	448	$37K	0.01%
5505	—GOLDEN STAR RES LTD CDA	13,086	$37K	0.01%
5506	TGSTRANSPORTADORA DE GAS SUR	4,301	$37K	0.01%
5507	LQDALIQUIDIA TECHNOLOGIES INC	10,283	$37K	0.01%
5508	ASYSAMTECH SYS INC	7,000	$37K	0.01%
5509	—VENATOR MATLS PLC	15,000	$37K	0.01%
5510	MGYMAGNOLIA OIL & GAS CORP	3,313	$37K	0.01%
5511	—INDEXIQ ETF TR	1,399	$37K	0.01%
5512	—CREDIT SUISSE AG NASSAU BRH	1,574	$36K	0.01%
5513	VEGAADVISORSHARES TR	1,115	$36K	0.01%
5514	OROARROW INVTS TR	1,391	$36K	0.01%
5515	—CIVISTA BANCSHARES INC	596	$36K	0.01%
5516	—SWEDISH EXPT CR CORP	4,460	$36K	0.01%
5517	—PYXUS INTL INC	2,744	$36K	0.01%
5518	GHYBGOLDMAN SACHS ETF TR	727	$36K	0.01%
5519	MIRMMIRUM PHARMACEUTICALS INC	3,588	$36K	0.01%
5520	—KEANE GROUP INC	5,938	$36K	0.01%
5521	—URSTADT BIDDLE PPTYS INC	1,937	$36K	0.01%
5522	USAPUNIVERSAL STAINLESS & ALLOY	2,300	$36K	0.01%
5523	—CYPRESS ENERGY PARTNERS LP	4,053	$36K	0.01%
5524	VAMOCAMBRIA ETF TR	1,801	$36K	0.01%
5525	—SOCIAL CAP HEDOSOPHIA HLDGS	3,401	$36K	0.01%
5526	—ABSOLUTE SHS TR	1,970	$36K	0.01%
5527	—UBS AG LONDON BRH	1,476	$36K	0.01%
5528	DRIVGLOBAL X FDS	2,639	$35K	0.01%
5529	XPGPXPIMCO GLOBAL STOCKSPLS INCM	3,049	$35K	0.01%
5530	—CHAPARRAL ENERGY INC	26,458	$35K	0.01%
5531	QSIGWISDOMTREE TR	696	$35K	0.01%
5532	CLIRCLEARSIGN COMBUSTION CORP	28,986	$35K	0.01%
5533	BJUNINNOVATOR ETFS TR	1,300	$35K	0.01%
5534	CORNTEUCRIUM COMMODITY TR	2,345	$35K	0.01%
5535	XSMOINVESCO EXCHANGE TRADED FD T	950	$35K	0.01%
5536	—CITIGROUP INC NEW	2,733	$35K	0.01%
5537	—NUVEEN EMERGING MKTS DEBT 20	4,000	$35K	0.01%
5538	AIQGLOBAL X FDS	2,188	$35K	0.01%
5539	—CITIGROUP GBL MKTS HLDGS INC	1,317	$35K	0.01%
5540	—PURE ACQUISITION CORP	3,373	$35K	0.01%
5541	—DIREXION SHS ETF TR	2,806	$35K	0.01%
5542	KTKT CORP	3,062	$35K	0.01%
5543	DTILPRECISION BIOSCIENCES INC	4,106	$34K	0.01%
5544	—SHILOH INDS INC	8,179	$34K	0.01%
5545	KEMQKRANESHARES TR	1,576	$34K	0.01%
5546	—U S WELL SVCS INC	15,369	$34K	0.01%
5547	—EXCHANGE TRADED CONCEPTS TR	1,344	$34K	0.01%
5548	—UBS AG LONDON BRH	1,025	$34K	0.01%
5549	—INDEXIQ ETF TR	1,311	$34K	0.01%
5550	—FOAMIX PHARMACEUTICALS LTD	11,253	$34K	0.01%
5551	BATTAMPLIFY ETF TR	3,168	$34K	0.01%
5552	—ISHARES TR	2,076	$34K	0.01%
5553	DALIFIRST TR EXCHANGE TRADED FD	1,726	$34K	0.01%
5554	FONRFONAR CORP	1,651	$34K	0.01%
5555	—PROSHARES TR	1,495	$34K	0.01%
5556	—CITIGROUP GLOBAL MKT HLDGS I	2,377	$34K	0.01%
5557	—PLURISTEM THERAPEUTICS INC	8,810	$33K	0.01%
5558	VICEADVISORSHARES TR	1,375	$33K	0.01%
5559	—INVESCO EXCHNG TRADED FD TR	1,186	$33K	0.01%
5560	AKOBEMBOTELLADORA ANDINA S A	1,649	$33K	0.01%
5561	—ADVISORSHARES TR	946	$33K	0.01%
5562	VLUSPDR SERIES TRUST	318	$33K	0.01%
5563	CWBCCOMMUNITY WEST BANCSHARES	3,340	$33K	0.01%
5564	NFLTETFIS SER TR I	1,330	$33K	0.01%
5565	—APEX TECHNOLOGY ACQUISITN CO	3,200	$33K	0.01%
5566	—IMAGE SENSING SYS INC	7,056	$33K	0.01%
5567	CHKRCHESAPEAKE GRANITE WASH TR	56,346	$33K	0.01%
5568	—MORGAN STANLEY	364	$33K	0.01%
5569	—INVESCO EXCHNG TRAD SLF INDE	1,271	$33K	0.01%
5570	BANXSTONECASTLE FINL CORP	1,500	$33K	0.01%
5571	—FLEXSHARES TR	1,181	$33K	0.01%
5572	—PROSHARES TR II	540	$33K	0.01%
5573	—CITIGROUP GLOBAL MKT HLDGS I	1,740	$33K	0.01%
5574	WILCG WILLI FOOD INTL LTD	2,996	$33K	0.01%
5575	FBZ*FIRST TR EXCH TRD ALPHA FD I	2,056	$33K	0.01%
5576	MXMAGNACHIP SEMICONDUCTOR CORP	3,322	$33K	0.01%
5577	—PROFICIENT ALPHA ACQUSTN COR	3,242	$32K	0.01%
5578	AQSTAQUESTIVE THERAPEUTICS INC	10,000	$32K	0.01%
5579	ONEOSPDR SERIES TRUST	430	$32K	0.01%
5580	VLRSCONTROLADORA VUELA CIA DE AV	3,186	$32K	0.01%
5581	PSETPRINCIPAL EXCHANGE TRADED FD	831	$32K	0.01%
5582	CRAKVANECK VECTORS ETF TR	1,136	$32K	0.01%
5583	—GLOBAL X FDS	1,179	$32K	0.01%
5584	—GLOBAL X FDS	1,343	$32K	0.01%
5585	—INVESCO EXCHNG TRADED FD TR	3,636	$32K	0.01%
5586	—CITIGROUP GBL MKTS HLDGS INC	1,477	$32K	0.01%
5587	—INVESCO EXCHNG TRADED FD TR	1,377	$32K	0.01%
5588	—RTW RETAILWINDS INC	23,500	$32K	0.01%
5589	UBRPROSHARES TR	447	$32K	0.01%
5590	DIVBISHARES TR	1,129	$32K	0.01%
5591	—LIBERTY MEDIA CORP DELAWARE	767	$32K	0.01%
5592	—JOHN HANCOCK ETF TRUST	1,385	$32K	0.01%
5593	LYTSLSI INDS INC	6,107	$32K	0.01%
5594	SOVBUSDCAMBRIA ETF TR	1,234	$31K	0.01%
5595	AVCOGBPAVALON GLOBOCARE CORP	16,600	$31K	0.01%
5596	EARNELLINGTON RESIDENTIAL MTG RE	3,006	$31K	0.01%
5597	—CAESARS ENTMT CORP	18,000	$31K	0.01%
5598	AMXAMERICA MOVIL SAB DE CV	2,102	$31K	0.01%
5599	—BANK OF MONTREAL	1,469	$31K	0.01%
5600	FTXNFIRST TR EXCHANGE TRADED FD	1,942	$31K	0.01%

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