UBS Group AG Q3 2020 Filing

Filed November 12, 2020

Portfolio Value

$265.3M

Holdings

7,224

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (7,224 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	SKTTANGER FACTORY OUTLET CTRS I	592,237	$875K	0.33%
502	NWNNORTHWEST NAT HLDG CO	19,245	$874K	0.33%
503	—KENSINGTON CAP ACQUISITION C	52,126	$873K	0.33%
504	XPGPXPIMCO GLOBAL STOCKSPLS INCM	105,967	$873K	0.33%
505	UBSUBS GROUP AG	143,768,062	$872K	0.33%	Put
506	SPXCSPX CORP	69,772	$870K	0.33%
507	—NIKOLA CORP	392,106	$870K	0.33%	Put
508	MSCIMSCI INC	191,762	$869K	0.33%
509	IYEISHARES TR	444,228	$868K	0.33%
510	TECHBIO-TECHNE CORP	20,149	$868K	0.33%
511	BCXBLACKROCK RES & COMMODITIES	145,902	$868K	0.33%
512	ATMPBARCLAYS BANK PLC	95,911	$868K	0.33%
513	—GREAT WESTN BANCORP INC	69,733	$868K	0.33%
514	BBTBERKSHIRE HILLS BANCORP INC	85,779	$867K	0.33%
515	GIB/ACGI INC	154,739	$867K	0.33%
516	NBISYANDEX N V	189,338	$867K	0.33%	Call
517	ARIAPOLLO COML REAL EST FIN INC	220,817	$866K	0.33%
518	INGNINOGEN INC	29,861	$866K	0.33%
519	FTNTFORTINET INC	875,548	$864K	0.33%
520	—QIAGEN NV	439,690	$862K	0.32%
521	FOXFOX CORP	30,824	$862K	0.32%
522	AGGISHARES TR	5,070,752	$860K	0.32%	Put
523	DDWMWISDOMTREE TR	33,721	$858K	0.32%
524	ZEN1EURZENDESK INC	114,772	$858K	0.32%
525	FHIFEDERATED HERMES INC	116,657	$858K	0.32%
526	NBPI MAB	18,224	$857K	0.32%
527	BMYBRISTOL-MYERS SQUIBB CO	7,646,683	$857K	0.32%	Put
528	VIRTVIRTU FINL INC	143,794	$854K	0.32%
529	WFCWELLS FARGO CO NEW	18,361,237	$854K	0.32%	Put
530	—CUBIC CORP	14,676	$854K	0.32%
531	ZTOZTO EXPRESS CAYMAN INC	1,395,704	$854K	0.32%
532	URAGLOBAL X FDS	76,610	$853K	0.32%
533	PRDOPERDOCEO ED CORP	69,486	$851K	0.32%
534	BJBJS WHSL CLUB HLDGS INC	281,906	$850K	0.32%	Put
535	NUENUCOR CORP	438,234	$850K	0.32%
536	AWNADVANCE AUTO PARTS INC	633,140	$849K	0.32%	Put
537	NBTBNBT BANCORP INC	31,690	$849K	0.32%
538	HIGHARTFORD FINL SVCS GROUP INC	1,797,375	$848K	0.32%	Put
539	SWSSMITH & WESSON BRANDS INC	54,634	$848K	0.32%
540	DNBDUN & BRADSTREET HLDGS INC	33,008	$847K	0.32%
541	G3VGREEN PLAINS INC	54,693	$847K	0.32%
542	ALKSALKERMES PLC	1,218,309	$846K	0.32%
543	FIVEFIVE BELOW INC	22,860	$845K	0.32%
544	PFLTPENNANTPARK FLOATING RATE CA	100,169	$845K	0.32%
545	MBTGBPMOBILE TELESYSTEMS PJSC	445,817	$844K	0.32%
546	VICRVICOR CORP	10,863	$844K	0.32%
547	WWEUSDWORLD WRESTLING ENTMT INC	52,750	$843K	0.32%
548	KBIAKB FINL GROUP INC	79,138	$843K	0.32%
549	ONCBEIGENE LTD	26,797	$842K	0.32%
550	PFOFLAHERTY & CRUMRINE PFD INCO	70,594	$840K	0.32%
551	KOSKOSMOS ENERGY LTD	860,988	$840K	0.32%
552	IRDMIRIDIUM COMMUNICATIONS INC	199,663	$839K	0.32%
553	—TORTOISE ESSENTIAL ASSETS IN	79,389	$838K	0.32%
554	AJRDEURAEROJET ROCKETDYNE HLDGS INC	70,691	$838K	0.32%
555	MTUMISHARES TR	1,337,881	$838K	0.32%
556	DLTRDOLLAR TREE INC	448,237	$837K	0.32%	Call
557	—CAPSTAR SPL PURP ACQUISITION	85,100	$837K	0.32%
558	CNDTCONDUENT INC	262,808	$836K	0.32%
559	GSGISHARES S&P GSCI COMMODITY-	77,759	$836K	0.32%
560	AKXANSYS INC	71,960	$832K	0.31%
561	—FRONTLINE LTD	127,744	$831K	0.31%
562	XWIAXWESTERN ASST INFLTN LKD INM	68,258	$831K	0.31%
563	IRBTQIROBOT CORP	468,737	$831K	0.31%	Put
564	OUTOUTFRONT MEDIA INC	160,821	$831K	0.31%
565	XTLSPDR SER TR	12,280	$829K	0.31%
566	NMIHNMI HLDGS INC	46,538	$829K	0.31%
567	FNFABRINET	60,407	$829K	0.31%
568	AZOAUTOZONE INC	69,190	$826K	0.31%	Call
569	EXASEXACT SCIENCES CORP	313,123	$825K	0.31%	Put
570	SBSWSIBANYE STILLWATER LTD	240,317	$825K	0.31%	Put
571	NHINATIONAL HEALTH INVS INC	101,363	$824K	0.31%
572	SLGNSILGAN HOLDINGS INC	81,101	$824K	0.31%
573	NYTNEW YORK TIMES CO	82,971	$824K	0.31%
574	—1LIFE HEALTHCARE INC	29,020	$823K	0.31%
575	UNUSDUNILEVER N V	431,379	$822K	0.31%	Put
576	CRSPCRISPR THERAPEUTICS AG	93,193	$822K	0.31%
577	SIVRABERDEEN STD SILVER ETF TR	460,419	$822K	0.31%
578	NAZNUVEEN ARIZONA QLTY MUN INC	55,918	$821K	0.31%
579	WHRWHIRLPOOL CORP	230,051	$821K	0.31%
580	FSC1EUROAKTREE SPECIALTY LENDING CO	455,139	$820K	0.31%
581	EQWLINVESCO EXCHANGE TRADED FD T	13,686	$820K	0.31%
582	FTSFORTIS INC	209,106	$820K	0.31%
583	SPHSUBURBAN PROPANE PARTNERS L	706,525	$820K	0.31%
584	CPRXCATALYST PHARMACEUTICALS INC	275,850	$819K	0.31%
585	BABAALIBABA GROUP HLDG LTD	16,406,038	$819K	0.31%	Put
586	WWAYFAIR INC	55,646	$818K	0.31%	Put
587	—CAPSTEAD MTG CORP	145,580	$818K	0.31%
588	KCKINGSOFT CLOUD HLDGS LTD	2,690,859	$817K	0.31%	Call
589	EOTEATON VANCE NATL MUN OPPORT	40,703	$816K	0.31%
590	EVTCEVERTEC INC	23,513	$816K	0.31%
591	DMBBNY MELLON MUN BD INFRASTRUC	60,682	$816K	0.31%
592	PYPLPAYPAL HLDGS INC	4,132,815	$814K	0.31%	Put
593	T77LENDINGTREE INC NEW	2,654	$814K	0.31%
594	XNCRXENCOR INC	20,976	$813K	0.31%
595	MGAMAGNA INTL INC	309,739	$812K	0.31%
596	GGGGRACO INC	365,690	$812K	0.31%
597	CINFCINCINNATI FINL CORP	282,459	$811K	0.31%
598	XRAYDENTSPLY SIRONA INC	156,801	$811K	0.31%
599	EBNDSPDR SER TR	30,862	$811K	0.31%
600	T7DTRANSDIGM GROUP INC	26,032	$810K	0.31%

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