UBS Group AG Q3 2020 Filing

Filed November 12, 2020

Portfolio Value

$265.3M

Holdings

7,224

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (7,224 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	JOYYJOYY INC	345,271	$759K	0.29%
702	IHDVOYA EMERGING MKTS HIGH DIVI	114,894	$759K	0.29%
703	RLRALPH LAUREN CORP	202,212	$758K	0.29%	Put
704	—SPECIAL OPPORTUNITIES FD INC	30,059	$758K	0.29%
705	GLTRABERDEEN STD PRECIOUS METALS	32,988	$757K	0.29%
706	—ARTIUS ACQUISITION INC	72,900	$757K	0.29%
707	EFTTECHTARGET INC	17,214	$757K	0.29%
708	LQDISHARES TR	21,625,920	$756K	0.28%	Put
709	IFFINTERNATIONAL FLAVORS&FRAGRA	300,392	$756K	0.28%	Put
710	BRWTEMPLETON GLOBAL INCOME FD	141,358	$756K	0.28%
711	JAMFJAMF HLDG CORP	20,091	$756K	0.28%
712	WTBAWEST BANCORPORATION INC	47,635	$755K	0.28%
713	WLYWILEY JOHN & SONS INC	23,821	$755K	0.28%
714	SBLKSTAR BULK CARRIERS CORP.	109,586	$755K	0.28%
715	SCCOSOUTHERN COPPER CORP	95,998	$755K	0.28%
716	CVBFCVB FINL CORP	137,185	$755K	0.28%
717	ACGLARCH CAP GROUP LTD	812,862	$753K	0.28%
718	AOKISHARES TR	20,266	$753K	0.28%
719	DARDARLING INGREDIENTS INC	112,337	$752K	0.28%
720	BSJPINVESCO EXCH TRD SLF IDX FD	32,032	$752K	0.28%
721	HPEHEWLETT PACKARD ENTERPRISE C	2,303,152	$752K	0.28%	Put
722	REGNREGENERON PHARMACEUTICALS	81,569	$751K	0.28%
723	ROBOEXCHANGE TRADED CONCEPTS TR	1,252,362	$751K	0.28%
724	WBAWALGREENS BOOTS ALLIANCE INC	1,831,835	$750K	0.28%	Put
725	CVXCHEVRON CORP NEW	10,409,375	$749K	0.28%	Put
726	FQIDIGITAL RLTY TR INC	258,761	$749K	0.28%
727	JT5MUELLER WTR PRODS INC	72,094	$749K	0.28%
728	HYLSFIRST TR EXCHANGE-TRADED FD	1,072,746	$749K	0.28%
729	MITKMITEK SYS INC	58,681	$748K	0.28%
730	NCNO*NCINO INC	9,384	$748K	0.28%
731	SMTCSEMTECH CORP	14,117	$748K	0.28%
732	XPMAXPIONEER MUN HIGH INCOME ADVA	68,468	$747K	0.28%
733	DOOREURMASONITE INTL CORP	39,955	$746K	0.28%
734	HRMYHARMONY BIOSCIENCES HLDGS IN	22,000	$746K	0.28%
735	SIZEISHARES TR	7,946	$745K	0.28%
736	GLPIGAMING & LEISURE PPTYS INC	178,367	$745K	0.28%
737	MMSMAXIMUS INC	46,182	$744K	0.28%
738	WCNWASTE CONNECTIONS INC	240,463	$744K	0.28%
739	WIMIWIMI HOLOGRAM CLOUD INC	133,546	$744K	0.28%
740	QDEFFLEXSHARES TR	16,799	$743K	0.28%
741	—WESTERN ASSET MUN DEF OPP TR	36,706	$743K	0.28%
742	AQLTISHARES TR	9,152	$743K	0.28%
743	ACPABERDEEN INCOME CR STRATEGIE	74,897	$743K	0.28%
744	RDWRRADWARE LTD	30,609	$742K	0.28%
745	LPROOPEN LENDING CORP	29,115	$742K	0.28%
746	GRMNGARMIN LTD	329,382	$742K	0.28%
747	—NUVEEN ENHANCED MUN VALUE FD	50,517	$740K	0.28%
748	FTVFORTIVE CORP	868,212	$739K	0.28%	Put
749	SBG1SEACOAST BKG CORP FLA	40,993	$739K	0.28%
750	AFKVANECK VECTORS ETF TR	42,321	$739K	0.28%
751	EBEVENTBRITE INC	67,992	$738K	0.28%	Put
752	REGIEURRENEWABLE ENERGY GROUP INC	63,281	$738K	0.28%
753	CMSCMS ENERGY CORP	263,757	$737K	0.28%
754	—STAMPS COM INC	10,578	$737K	0.28%
755	ENRENERGIZER HLDGS INC NEW	83,430	$737K	0.28%
756	OSBCADNORBORD INC	24,956	$736K	0.28%
757	GMABGENMAB A/S	20,094	$736K	0.28%
758	HXLHEXCEL CORP NEW	99,908	$736K	0.28%
759	ADMARCHER DANIELS MIDLAND CO	1,571,539	$733K	0.28%
760	WTHWORTHINGTON INDS INC	45,411	$733K	0.28%
761	LENLENNAR CORP	816,718	$733K	0.28%	Put
762	DBAINVESCO DB MULTI-SECTOR COMM	49,754	$733K	0.28%
763	BF/BBROWN FORMAN CORP	390,599	$733K	0.28%
764	ATRAPTARGROUP INC	61,039	$732K	0.28%
765	—JOHN HANCOCK EXCHANGE TRADED	64,536	$732K	0.28%
766	AUBATLANTIC UN BANKSHARES CORP	34,241	$732K	0.28%
767	PLABPHOTRONICS INC	73,329	$731K	0.28%
768	HTDCORCEPT THERAPEUTICS INC	42,000	$731K	0.28%
769	AWMSKYWORKS SOLUTIONS INC	478,825	$730K	0.28%	Put
770	TXG10X GENOMICS INC	64,452	$729K	0.27%
771	HDHOME DEPOT INC	8,563,576	$728K	0.27%	Put
772	—IVY HIGH INCOME OPPORTUNITIE	61,127	$727K	0.27%
773	OPTUALTICE USA INC	184,423	$726K	0.27%	Call
774	CHDCHURCH & DWIGHT INC	792,993	$726K	0.27%
775	CPECALLON PETE CO DEL	150,419	$725K	0.27%
776	TEITEMPLETON EMERGING MKTS INCO	97,797	$725K	0.27%
777	TLVGRUPO TELEVISA SA	116,999	$723K	0.27%
778	ROKROCKWELL AUTOMATION INC	3,076,469	$723K	0.27%	Put
779	TRUTRANSUNION	395,801	$723K	0.27%
780	MSIMOTOROLA SOLUTIONS INC	184,489	$722K	0.27%
781	ARRUSDARMOUR RESIDENTIAL REIT INC	75,836	$722K	0.27%
782	DMLDENISON MINES CORP	1,767,989	$720K	0.27%
783	MRO*MARATHON OIL CORP	1,120,282	$720K	0.27%	Put
784	—R1 RCM INC	41,858	$718K	0.27%
785	RTXRAYTHEON TECHNOLOGIES CORP	11,705,938	$718K	0.27%	Put
786	PARPAR TECHNOLOGY CORP	17,685	$717K	0.27%
787	HASHASBRO INC	339,628	$716K	0.27%	Call
788	NEARISHARES U S ETF TR	2,743,600	$716K	0.27%
789	MCHPMICROCHIP TECHNOLOGY INC.	403,339	$716K	0.27%	Put
790	UMHUMH PPTYS INC	52,817	$715K	0.27%
791	—ENDO INTL PLC	216,322	$714K	0.27%
792	PVACUSDPENN VA CORP	72,420	$714K	0.27%
793	CCCHEMOURS CO	364,966	$714K	0.27%	Put
794	FDUSFIDUS INVT CORP	72,348	$713K	0.27%
795	ISBCUSDINVESTORS BANCORP INC NEW	98,240	$713K	0.27%
796	CIKCREDIT SUISSE GROUP	961,825	$713K	0.27%	Put
797	MHIPIONEER MUN HIGH INCOME TR	61,472	$712K	0.27%
798	SIRIEURSIRIUS XM HOLDINGS INC	842,456	$712K	0.27%
799	AKAMAKAMAI TECHNOLOGIES INC	693,130	$711K	0.27%
800	EWLISHARES INC	715,472	$711K	0.27%

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