UBS Group AG Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$317.6M

Holdings

8,587

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (8,587 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	ALEXALEXANDER & BALDWIN INC NEW	43,123	$1.0M	0.32%
3302	ASGLIBERTY ALL-STAR GROWTH FD I	116,867	$1.0M	0.32%
3303	EGBNEAGLE BANCORP INC MD	17,464	$1.0M	0.32%
3304	HRIHERC HLDGS INC	6,122	$1.0M	0.32%
3305	—DIFFUSION PHARMACEUTICALS IN	2,094	$1.0M	0.31%
3306	—DIAMONDHEAD HOLDINGS CORP	2,104	$1.0M	0.31%
3307	—VENUS ACQUISITION CORPORATIO	2,039	$1.0M	0.31%
3308	—COMSOVEREIGN HLDG CORP	2,567	$1.0M	0.31%
3309	—DATA KNIGHTS ACQUISITION COR	3,262	$1.0M	0.31%
3310	—SPK AQUISITION CORP	2,990	$1.0M	0.31%
3311	—SPORTS VENTURES ACQUISIN COR	2,039	$1.0M	0.31%
3312	—MALACCA STRAITS ACQUISITION	2,426	$1.0M	0.31%
3313	—ISLEWORTH HEALTHCARE ACQU CO	2,397	$1.0M	0.31%
3314	CREXCREATIVE REALITIES INC	2,672	$1.0M	0.31%
3315	—TOUGHBUILT INDS INC	4,171	$1.0M	0.31%
3316	—OTR ACQUISITION CORP	2,033	$1.0M	0.31%
3317	—MODEL PERFORMANCE ACQU CORP	2,780	$1.0M	0.31%
3318	INUVGBPINUVO INC	2,057	$1.0M	0.31%
3319	—US WELL SERVICES INC	5,825	$1.0M	0.31%
3320	LGHLLION GROUP HOLDING LTD	7,887	$1.0M	0.31%
3321	—PROVIDENT ACQUISITION CORP	2,420	$1.0M	0.31%
3322	—CLEANTECH ACQUISITION CORP	6,095	$1.0M	0.31%
3323	—ARTELO BIOSCIENCES INC	4,377	$1.0M	0.31%
3324	—VIVEON HEALTH ACQUISITION CO	2,026	$1.0M	0.31%
3325	CLBRCOLOMBIER ACQUISITION CORP	2,606	$1.0M	0.31%
3326	—MALLARD ACQUISITION CORP	2,475	$1.0M	0.31%
3327	EZRAWRELIANCE GLOBAL GROUP INC	3,269	$1.0M	0.31%
3328	—ENDRA LIFE SCIENCES INC	3,533	$1.0M	0.31%
3329	DAVAENDAVA PLC	7,361	$1.0M	0.31%
3330	HYMCHYCROFT MINING HOLDING CORP	4,119	$1.0M	0.31%
3331	—YUNHONG INTL	4,144	$1.0M	0.31%
3332	—SILVER CREST ACQUISITION COR	2,167	$1.0M	0.31%
3333	TDAYGANNETT CO INC	149,542	$999K	0.31%
3334	CGENCOMPUGEN LTD	167,074	$997K	0.31%
3335	DTILPRECISION BIOSCIENCES INC	86,408	$997K	0.31%
3336	—CYBEROPTICS CORP	27,950	$995K	0.31%
3337	HLITHARMONIC INC	113,695	$995K	0.31%
3338	SPEUSPDR INDEX SHS FDS	24,360	$994K	0.31%
3339	CDLVICTORY PORTFOLIOS II	17,435	$992K	0.31%
3340	IDLVINVESCO EXCH TRADED FD TR II	32,361	$991K	0.31%
3341	SRTABLADE AIR MOBILITY INC	95,208	$990K	0.31%
3342	MLIMUELLER INDS INC	24,011	$987K	0.31%
3343	PNIPIMCO NEW YORK MUN FD II	84,799	$985K	0.31%
3344	HYHYSTER YALE MATLS HANDLING I	19,587	$984K	0.31%
3345	LNTHLANTHEUS HLDGS INC	38,264	$982K	0.31%
3346	XIGDXVOYA GLBL EQTY DIV & PREM OP	165,933	$979K	0.31%
3347	TZADIREXION SHS ETF TR	31,663	$977K	0.31%
3348	FNFABRINET	9,523	$976K	0.31%
3349	CTBICOMMUNITY TR BANCORP INC	23,149	$975K	0.31%
3350	BDCBELDEN INC	16,705	$973K	0.31%
3351	TALOTALOS ENERGY INC	70,489	$971K	0.31%
3352	FPFFIRST TR EXCHNG TRADED FD VI	39,183	$970K	0.31%
3353	KGRNKRANESHARES TR	22,094	$970K	0.31%
3354	—FORTERRA INC	41,110	$969K	0.31%
3355	—CREDIT SUISSE AG NASSAU BRH	115,914	$968K	0.30%
3356	AKROAKERO THERAPEUTICS INC	43,252	$967K	0.30%
3357	CCUCOMPANIA CERVECERIAS UNIDAS	55,897	$966K	0.30%
3358	PEBOPEOPLES BANCORP INC	30,566	$966K	0.30%
3359	BLESNORTHERN LTS FD TR IV	25,321	$966K	0.30%
3360	WTBAWEST BANCORPORATION INC	32,006	$961K	0.30%
3361	TSITCW STRATEGIC INCOME FD INC	167,322	$960K	0.30%
3362	DFAEDIMENSIONAL ETF TRUST	35,177	$959K	0.30%
3363	HIHILLENBRAND INC	22,434	$957K	0.30%
3364	FW2NBANNER CORP	17,296	$955K	0.30%
3365	DRVNDRIVEN BRANDS HLDGS INC	32,997	$954K	0.30%
3366	CUKCARNIVAL PLC	41,721	$952K	0.30%
3367	BSJPINVESCO EXCH TRD SLF IDX FD	38,710	$951K	0.30%
3368	—BHP GROUP PLC	18,698	$948K	0.30%
3369	—EATON VANCE FLOATING RATE 20	101,025	$947K	0.30%
3370	AGROADECOAGRO S A	104,871	$947K	0.30%
3371	NMMNAVIOS MARITIME PARTNERS L P	29,293	$947K	0.30%
3372	DLTHDULUTH HLDGS INC	69,302	$945K	0.30%
3373	ECATBLACKROCK ESG CAP ALLC TR	46,939	$943K	0.30%
3374	KNSAKINIKSA PHARMACEUTICALS LTD	82,737	$942K	0.30%
3375	INFUINFUSYSTEM HLDGS INC	72,159	$940K	0.30%
3376	IHRTIHEARTMEDIA INC	37,541	$940K	0.30%	Call
3377	UMHUMH PPTYS INC	41,034	$940K	0.30%
3378	OGSONE GAS INC	14,775	$936K	0.29%
3379	CACCAMDEN NATL CORP	19,530	$935K	0.29%
3380	BLNKBLINK CHARGING CO	32,519	$930K	0.29%
3381	RNAAVIDITY BIOSCIENCES INC	37,686	$928K	0.29%
3382	—BLACKROCK 2022 GBL INCM OPP	177,682	$928K	0.29%
3383	—NUVEEN ENHANCED MUN VALUE FD	58,457	$926K	0.29%
3384	JT5MUELLER WTR PRODS INC	60,750	$925K	0.29%
3385	TSAACI WORLDWIDE INC	30,057	$924K	0.29%
3386	—DELAWARE IVY HIGH INCOME OPP	67,555	$923K	0.29%
3387	TFSLTFS FINL CORP	48,309	$920K	0.29%
3388	PBJINVESCO EXCHANGE TRADED FD T	21,766	$917K	0.29%
3389	PEZINVESCO EXCHANGE TRADED FD T	10,492	$917K	0.29%
3390	MPVBARINGS PARTN INVS	66,319	$916K	0.29%
3391	TCBKTRICO BANCSHARES	21,121	$916K	0.29%
3392	FVICHFFORTUNA SILVER MINES INC	231,606	$911K	0.29%
3393	INFNEURINFINERA CORP	109,487	$911K	0.29%
3394	ORGNORIGIN MATERIALS INC	133,639	$910K	0.29%
3395	CETCENTRAL SECS CORP	21,538	$910K	0.29%
3396	KNBEKNOWBE4 INC	41,393	$909K	0.29%
3397	MDMEDNAX INC	31,982	$909K	0.29%
3398	MCNMADISON COVERED CALL & EQUIT	115,868	$909K	0.29%
3399	WFHUSDDIREXION SHS ETF TR	12,287	$909K	0.29%
3400	—NUVEEN INT DUR QUAL MUN TRM	61,923	$908K	0.29%

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